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Patent It Yourself - PDF Archive

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110 | <strong>Patent</strong> it YOURSELF<br />

continuously) to satisfy the unobviousness requirement.<br />

On the other hand, a relatively large physical difference<br />

will need only minor new results for the PTO to consider it<br />

unobvious. That is, in Fig. 5A (The <strong>Patent</strong>ability Mountain)<br />

the height of the fourth step can be shortened if the height<br />

of the third step is increased.<br />

As indicated, new-use inventions don’t involve any<br />

physical change at all in the old hardware. However, the<br />

new use must be (1) a different use of some known hardware<br />

or process, and (2) the different use must produce new,<br />

unexpected results.<br />

EXAMPLE: Again consider the Venetian blind cleaner<br />

used as a seed planter, and aspirin used as a growth<br />

stimulant, discussed in Section C5, above. In both<br />

instances, the new use was very different and provided<br />

a totally unexpected result: thus both inventions would<br />

be patentable. Also, in another interesting new-use<br />

case, the patent court in Washington, DC, held that<br />

removing the core of an ear of corn to speed freezing<br />

and thawing was unobvious over core drilling to speed<br />

drying. The court reasoned that one skilled in the art of<br />

corn processing could know that core removal speeds<br />

drying without realizing that core removal could also<br />

be used to speed freezing and thawing. Accordingly,<br />

the court held that the new result (faster freezing and<br />

thawing) was unexpected since it wasn’t described or<br />

suggested in the prior art.<br />

The courts have held that the substitution of a different,<br />

but similarly functioning, element for one of the elements<br />

in a known combination, although creating a “novel”<br />

invention, won’t produce a patentable one unless the results<br />

are unexpected. For example, consider the substitution, in<br />

the 1950s, after transistors had appeared, of a transistor<br />

for a vacuum tube in an old amplifier circuit. At first blush<br />

this new combination of old elements would seem to the<br />

uninitiated to be a patentable substitution, since it provided<br />

tremendous new results (decreased power consumption,<br />

size, heat, weight, and far greater longevity). However,<br />

you’ll soon realize that the result, although new, would<br />

have been entirely foreseeable and expected since, just as<br />

in the carbon-fiber/bicycle case, the power reduction and<br />

reduced-weight advantages of transistors would have been<br />

already known as soon as a transistor made its appearance.<br />

Thus, although substituting them for tubes provided many<br />

new results, it didn't provide the old amplifier circuit with<br />

any unexpected new results. Accordingly, the PTO’s Board<br />

of Appeals held the new combination to be obvious to a<br />

PHOSITA at the time.<br />

A factor that works against inventors is that to most<br />

people, many inventions seem obvious once they understand<br />

the key ideas. So sometimes we have to convince the<br />

patent examiner, a potential licensee, or even a judge, not<br />

to use hindsight and to try to view the problem without<br />

knowledge of the invention in order to understand why it’s<br />

actually unobvious.<br />

If you’re still a bit misty about all this, put yourself in<br />

the shoes of an electronic engineer who, at the time of the<br />

replacement of the vacuum tube with the transistor, was<br />

skilled in designing vacuum tube circuits and was currently<br />

designing a flip-flop circuit. Along comes this newfangled<br />

“transistor” that uses no heater and weighs one-tenth as<br />

much as a comparable tube, but which provides the same<br />

degree of amplification and control as the tube did. Do<br />

you think that it wouldn’t be obvious to the engineer to try<br />

substituting a transistor for the tube in that flip-flop circuit?<br />

Similarly, the PTO would consider obvious the substitution<br />

of an integrated circuit for a group of transistors in a<br />

known logic circuit, or the use of a known radio mounting<br />

bracket to hold a loudspeaker enclosure instead of a radio.<br />

The CAFC held that “the routine substitution of modern<br />

electronics to an otherwise unpatentable invention typically<br />

creates a prima facie [on its face] case of obviousness.” In re<br />

Comiskey, 499 F.3d 1365 (2007).<br />

The PTO will also consider as obvious the mere carrying<br />

forward of an old concept, or a change in form and degree,<br />

without a new result. For instance, when one inventor<br />

provided notches on the inner rim of a steering wheel<br />

to provide a better grip, the idea was held to be obvious<br />

because of medieval sword handles that had similar notches<br />

for the same purpose. And the use of a large pulley for a<br />

logging rig was held nonpatentable over the use of a small<br />

pulley for clotheslines. These situations are known as<br />

“obviousness by analogy.”<br />

On the other hand, one inventor merely changed the slope<br />

of a part in a papermaking (Fourdrinier) machine; as a<br />

result the machine’s output increased by 25%—a dramatic,<br />

new, and unexpected result that was held patentable.<br />

In the recipe field it’s usually difficult to come up with<br />

an unobvious invention, since most ingredients and their<br />

effects are known.<br />

EXAMPLE: Lou comes up with a way to make mustardflavored<br />

hot dog buns—admix powdered mustard<br />

with the flour. Even though Lou’s recipe is novel, the<br />

PTO will almost certainly hold it to be obvious to a<br />

PHOSITA since the result of the new combination was<br />

entirely foreseeable and expected.

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