598 | <strong>Patent</strong> it YOURSELF Rule 8, 387, 393 Rule 10, 282, 346, 393 Rule 17, 295, 397, 409 Rule 45, 270 Rule 48, 274 Rule 52(e), 188, 189, 203 Rule 53(b), 393, 403, 405, 408 Rule 56, 287 Rule 71(d), 203 Rule 71(e), 203 Rule 72, 199 Rule 73, 199 Rule 75, 227, 240 Rule 77, 182, 199 Rule 83, 238, 386 Rule 84, 260 Rule 96, 203 Rule 97, 288, 429 Rule 98(a), 288 Rule 98(d), 403, 405, 408 Rule 99, 348, 429 Rule 102, 295 Rule 105, 345 Rule 111, 344, 347, 380 Rule 113, 390 Rule 114, 393, 404 Rule 116, 390, 391 Rule 130, 409 Rule 132, Declaration Under, 346, 384 Rule 136, 332, 397 Rule 137, 397–398 Rule 181, 390 Rule 191, 390 Rule 291, 429–430 Rule 312, 389 Rule 321, 409 Rule 378, 420 Rule 501, 430 Rule 510, 430 Rule 701, 393 Rule 902, 430 Rules of Practice, of PTO, 5, 96, 344– 345, 349 Russian Inventor’s Certificates, 104. See also Soviet republics, former S Safety factors, marketability and, 82, 85 “Said,” used as article, 202, 225, 234–235, 243, 244, 251, 356, 363 Salability. See Commercial viability evaluation Sale of patent rights, 14, 314, 436 auctioneer for, 434 future prospects for, 80 to infringer, 421 search results and, 122 tax consequences of, 433 use of proceeds for research, 416 See also Assignment; Marketing of invention SBA (Small Business Administration), 315 Scale model, 89. See also Working model (prototype) Scams, 417–418 Scanning of documents to <strong>PDF</strong> format, 73, 285, 286 of drawings to <strong>PDF</strong> format, 261 of photographs for CAD manipulation, 264, 268 of signed documents, 347 assignment, 441 Science search engine, 167 Scientific principles patentability and, 15 See also Laws of nature Scirus search engine, 167 Scope of claims, 187, 196, 202, 204–205, 225, 231, 249 Scope of patent, 154–156, 187, 196, 202, 204–205, 225 licensing agreement and, 446 reasons for allowance and, 389 Sculpture, copyright coverage of, 24, 25 SE. See Small-entity fees; Small-entity status Sealed envelope, evidentiary value of, 77 Search. See <strong>Patent</strong> search; Trademark search Search engines, 167 Searcher’s Worksheet, 146 Search fee, for utility patent, 13, 278 Search professional, 123–124, 125–127, 128, 139 analyzing report of, 127, 132–135, 137–139 opinion on patentability, 127, 139 preparation of, 127 Search report, 127, 132–135, 137–139 Search term, 142. See also Keyword searches Secondary meaning, 18, 29, 426, 429 Second Office Action, 341, 351, 390, 391, 393 Secrecy. See Confidentiality Secrecy Order, from PTO, 325, 415 Section 101, etc. See Statutes Sectional views, 193, 194, 207, 262–263 Self-confidence, 41 Self-improvement, books on, 458 Selling of invention. See Commercial use or sale of invention; Sale of patent rights Separability requirement, in copyright law, 24 Sequence listing, 181, 188, 189, 198, 205, 219 transmittal letter and, 276 See also DNA; genes Serial number of application, 281, 284, 338, 339 of continuation application, 393, 403 of divisional application, 405 in Electronic Filing System, 74, 286 of international application, 330 on Office Action, 351 request for continuing examination and, 404 Service marks, 18, 21 Sexually reproducible plants, 10, 30, 94 Shading, in drawings, 262 Shapes commercial success and, 81 copyright coverage of, 23–24, 25 design patent involving, 29 discussed in specification, 205, 209 terms for, 463–464 as trademarks, 18, 429 utility patent involving, 23–24 Sharper Image, 316 Shoketsu, Festo v., 122, 246, 348, 423 Shop rights, 438, 440 Signatures acceptability of copies, 387 on Cover Sheet for PPA, 72 faxing documents with, 347 in lab notebook, 53, 54 scanning documents with, 347, 441
INDex | 599 slash-sandwiched, 72, 450 S-signature, 72, 73, 450 Signing documents, 256, 275 Single document rule, 107 SIR (Statutory Invention Registration), 395, 401, 408–409 computer search and, 163 numbering system for, 136 Sketches for formal drawings, 264, 265–267 methods for drawing, 265–267 in notebook, 50, 51, 53 in patent application, 257, 259, 264 preliminary, 189, 191, 193, 206, 207 See also Drawings Sleep, creativity during, 36, 40, 45 Slogans advertising, 17, 21 copyright law and, 22 unfair competition and, 17, 29 Small Business Administration (SBA), 315 Small-Entity Declaration, 182 Small-entity fees, 13, 276, 278 for Provisional <strong>Patent</strong> Application, 74, 75 Small-entity status cancellation of, 342 claiming, 278 criteria for, 75 Petition to Make Special for biotechnology patents, 295 Smells, as trademarks, 18 Software copyright for, 15, 17, 22, 23, 25 of material in patent application, 203 creativity-enhancing, 40 as means component of claim, 236 for preparing patent application, 177 for PCT filing, 329 as trade secret, 15, 27 Software patents, 10, 15, 23 application for, 181, 188–189, 190, 203 alternative embodiments in, 184 with CD-ROM, 181, 189, 198, 203, 276 claims in, 99, 228–229, 230, 236, 238–239 controversy about, 159 foreign, 326 marketability and, 83 patentability and, 15, 97, 98, 99, 102 Provisional <strong>Patent</strong> Application for, 72 royalty rates for, 447, 448 searching of, 159 Sounds, as trademarks, 17, 18 Source code, 187, 188, 189 Source Translation and Optimization (STO), 159 Soviet republics, former, 320. See also Russian Inventor’s Certificates Species of invention, 395–396 Specification amending, 183, 348, 364, 365, 381 after allowance, 389 checklist for draft of, 206, 208–209 claims and, 185, 200, 204–205, 209, 225, 226, 227, 236, 237 in Accelerated Examination Program, 295 in continuation-in-part, 407 meaning of terms and, 225, 288, 431 means clauses and, 233, 236, 239, 250 Section 112 rejections and, 385 claims as part of, in statutory sense, 276 color drawing mentioned in, 257 computer program included in, 181, 187, 203 of continuation application, 393, 403 copyright of, 203 of design patent application, 294, 298, 300 of divisional application, 405 drafting of, 193–206 finaling of, 269–270 admonition to not fold, 263 full disclosure requirement, 185, 187, 196, 201, 351 glossary in, 202–203, 209, 237 grammatical articles in, 202 handwritten corrections to, 270, 276 limiting statements in, 180, 196, 199, 202, 204–205, 206, 209 words and phrases to avoid, 196 of method patent application, 200 most common error in, 187 negative statements in, 196 Office Action objecting to, 183, 340, 347, 353, 356 page layout of, 210–211, 269, 270 in patent search, 134, 151 of Provisional <strong>Patent</strong> Application, 73, 74, 75, 76 of reissue patent, 400, 408 reviewing draft of, 205–206 of sample patent application, 210–222 sections of, 181–182 skeleton version, to copy into word processor, 196, 197 statutory requirements for, 185, 187, 201 in statutory sense, 276 summary of, in abstract, 182, 199, 205 summary section of, 182, 199 Inventor’s Commandment and, 180 in sample patent application, 212 Spelling errors, 195, 208, 269 S-signature, 72, 73, 450 SSM (statutory subject matter). See Statutory classes State laws trademarks and, 19, 20, 21 trade names and, 19 trade secrets and, 28 unfair competition and, 29 Statement of Respective Contributions, 437 State Street Bank case, 98, 99, 239 Status seeking, by purchasers of product, 84 Statutes, 96 on claims, 226 Constitutional wording that authorizes, 96 desiderata for, 449–450 of foreign countries, 326, 395 information sources on, 454, 455 legal citations, 5 prosecution phase and, 344, 345, 349 revisions being considered in Congress, 3, 180 Section 101, 95, 96, 97, 409
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2 3 4 The Science and Magic of Inve
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