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398 | Patent it YOURSELF 3. Petition to Revive If Delay Was Avoidable but Unintentional (Rule 137(b)) If you failed to send in your amendment or issue fee within the three-month period and your delay was “avoidable but unintentional”—such as, you merely dropped the ball, or misinterpreted the time to reply to the OA—you can still petition to revive the application, albeit at a much higher cost. (Again, this petition can be used for any delay beyond the three-month period but most applicants use it for delays beyond the six-month period because the petition for delays up to six months can be obtained at a cheaper cost using the Extension petition of Form PTO/SB/22 above.) You should file two papers: • your reply • a petition to revive (use PTO/SB/64) with the fee • if you foreign-filed your application but failed to notify the PTO within 45 days, use PTO/SB/64a to revive the application; the fee is high. R. Summary After your application is filed, you will receive an online acknowledgment or receipt postcard in a few weeks and an official filing receipt soon after that, usually with a foreign filing license that permits you to file abroad before six months has elapsed. Check the information in the filing receipt carefully and apply for any needed corrections. Your application is now “patent pending” and you can release details if necessary without undue risk. Be sure to file an IDS within three months. When you receive a first Office Action check it carefully and be sure to respond in the time allotted or any extensions you buy. After you respond you’ll receive a second and usually final Office Action or a notice of allowance. If you didn’t file an NPR when you filed the application your application will be published on the PTO’s website 18 months after filing and the public can cite new prior art against your application. If the case is allowed you’ll have to pay an issue fee and then will receive the patent deed. During prosecution you can ask the examiner to write claims for you if the invention is patentable. Note that standards of patentability vary widely and the PTO can be unfair, so you should argue against and appeal any rejection you feel is improper. It’s important to avoid making any negative statements on the record, comply with your continuing duty to disclose material information about the invention, avoid amending your claims unless necessary, and consider foreign filing within one year of your filing date. It’s often useful to call or visit your examiner. You are not allowed to add any new matter to your application, but you must respond to every point in any Office Action. To respond to an Office Action first review your application, then the cited references, and then decide what is novel and unobvious about your invention and consider amending the claims to define over the prior art if necessary. When drafting your remarks in the amendment, go through the flowchart and use possible arguments for patentability. Be sure to separate your arguments into novelty and unobvious parts and distinguish between physical novelty and new results. Your amendment should argue the patentability of your claims. It should not argue the patentability of the invention generally, nor the drawings, or specification. The PTO requires a specific format for an amendment, with each section starting on a new page and a listing of every claim that was ever in the application. Follow the specific rules for drafting remarks. The PTO prefers that you eFile the amendment if possible. Otherwise fax your amendment rather than mail it, unless it includes new drawing sheets. If you receive a final action your only options are to appeal, amend the claims as required, interview the examiner to come to an agreement, try a further amendment without raising new issues, file a full or RCE continuation application, or abandon the application. You can petition the Commissioner for nonsubstantive matters. Design patent application prosecution is similar to utility prosecution, except that the design must be unobvious in the aesthetic sense. If you miss a PTO deadline, you can buy an extension, or petition to revive if the delay was unavoidable or unintentional. l
C H A P T E R 14 Your Application Can Have Children A. Available Supplemental Cases ........................................................................................................ 400 B. Continuation Applications ................................................................................................................402 C. Request for Continued Examination (RCE) .............................................................................404 D. Divisional Applications ........................................................................................................................405 E. Continuation-in-Part and Independent Applications ..................................................... 406 F. Reissue Applications ..............................................................................................................................408 G. Statutory Invention Registration (SIR) and Defensive Publications ........................408 H. Substitute Applications .......................................................................................................................409 I. Double Patenting and Terminal Disclaimers ..........................................................................409 J. Summary ......................................................................................................................................................410
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N O LO ® “The best roll-up-your-
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Products & Services Books & Softwar
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15th edition Patent It Yourself You
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Acknowledgments My deep thanks go t
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2 3 4 The Science and Magic of Inve
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8 9 E. Make and Sell Your Invention
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13 14 J. The Patent Laws of Other C
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Appendixes 1 2 Abbreviations Used i
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Your Legal Companion A. You Don’t
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Your Legal COMPANION | 3 D. Should
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Your Legal COMPANION | 5 E. New Mat
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C H A P T E R 4 Will Your Invention
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ChaPter 4 | Will Your INVENTION SEL
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C H A P T E R 7 What Should I Do Ne
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Fig. 7A—Invention Decision Chart
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ChaPter 7 | What SHOULD I do Next?
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A p p e n d i x 4 Fee Schedule CAUT
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Appendix 4 | Fee SCHEDULE | 475 37
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A p p e n d i x 6 Quick-Reference T
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A P P E N D I X 7 Tear-Out Forms No
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Nondisclosure Agreement 1. Parties.
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Invention Disclosure Sheet of Inven
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Form 3-4: Application Data Sheet—
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Form 3-4: Application Data Sheet—
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Positive and Negative Factors Evalu
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Consultant’s Work Agreement 1. Pa
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Searcher’s Worksheet Sheet of Inv
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Form 10-1A: Declaration for Utility
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Form 10-1A: Declaration for Utility
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Form 10-2: Utility Patent Applicati
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Form 10-4: Credit Card Payment Form
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In the United States Patent and Tra
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Design Patent Application—Preambl
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Maintenance Fee Reminder Next fee d
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Joint Applicants—Statement of Res
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they may do so with the written con
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Form 16-4: Recordation Form Cover S
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Universal License Agreement 1. Part
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whether or not any royalty payment
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compensation it recovers for any su
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Index A “A,” correct use of, 20
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INDex | 577 Biotechnology patents e
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INDex | 579 Classification searches
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INDex | 583 including all possible,
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INDex | 595 digital, for use in CAD
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INDex | 601 in notebook, 50, 51, 53
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Bestsellers The Small Business Star
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Online Legal Forms Nolo offers a la
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Keep Up to Date 1 Go to Nolo.com/ne
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About the Author David Pressman is
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