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Patent It Yourself - PDF Archive

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262 | <strong>Patent</strong> it YOURSELF<br />

Summary of PTO Drawing Rules (continued)<br />

14. Shading: Objects can be shaded with surface and edge<br />

shadings so that the light appears to come from the<br />

upper left at a 45-degree angle. Thus the shade sides<br />

of all objects (the right and bottom) should be done<br />

with heavier lines. Surface shading should be open.<br />

On perspective views, the closest edges should be<br />

made heavier. Edge and surface shading is mandatory<br />

in design patent applications, and optional in utility<br />

patents.<br />

15. Scale: The scale should be large enough to show the<br />

mechanism without crowding when the drawing<br />

is reduced to two-thirds of its original size for<br />

reproduction. Detailed parts should be shown on a<br />

larger scale, and spread out over two or more sheets if<br />

necessary, to accomplish this, but the number of sheets<br />

should not be more than necessary.<br />

16. Figures: The different views should be consecutively<br />

numbered figures, for example, “Fig. 1A,” “Fig. 1B,” “Fig.<br />

2,” etc. Each figure should be separate and unconnected<br />

with any other figure. If possible, you should number<br />

the figures consecutively on consecutive sheets.<br />

However, if you want to arrange the figures in nonconsecutive<br />

order to use space efficiently, that’s okay,<br />

albeit less desirable.<br />

17. Reference Numerals and Lead Lines: Numbers must<br />

be plain, legible, carefully formed, and not encircled.<br />

They should be at least 3.2 mm ( 1 /8") high. When parts<br />

are complex, they should not be placed so close that<br />

comprehension suffers. They should not cross or mingle<br />

with other lines. When grouped around a part, they<br />

should be placed around the part and connected by<br />

lead lines to the elements to which they refer. They<br />

should not be placed on hatched or shaded surfaces<br />

unless absolutely necessary; if then, they should be<br />

placed in a blank space in the hatching or shading.<br />

(Numerals are preferred to letters.) Arrowheads should<br />

not be used on lead lines, but if a numeral refers to an<br />

entire assembly or group of connected elements, its<br />

lead line can have an arrowhead, or it can be underlined<br />

to distinguish it from the lead lines of numerals that<br />

refer to a single part.<br />

18. No Duplication of Reference Numerals: The same part<br />

in different figures must always be designated by the<br />

same reference numeral. Conversely, the same reference<br />

numeral must never be used to designate different<br />

parts. Numbers with primes and letter suffixes are<br />

considered different numbers.<br />

19. Graphic Symbols: These can be used for conventional<br />

parts, but must be defined in the specification. For<br />

instance, if you use an encircled “M” for a motor,<br />

the specification should say, for example, “A motor,<br />

represented in Fig. 2 by an encircled ‘M.’” Conventional<br />

symbols, such as those approved by the IEEE, ASA, etc.,<br />

or from any standards or symbols book, can be used.<br />

Arrows should be used to show direction of movement,<br />

where necessary.<br />

20. Descriptive Matter: The rules state that descriptive<br />

matter on the drawings is not permitted. I vehemently<br />

oppose this rule, since the use of descriptive matter on<br />

drawings makes them far more meaningful, and since<br />

textbooks, magazine articles, etc., all use drawings with<br />

ample descriptive matter. Unfortunately, this rule is<br />

being enforced now, so just put the figure number and<br />

nothing else under each figure—for example, “Fig. 1,”<br />

and not “Fig. 1—Apparatus in Ready State.”<br />

The Rules do permit (and even require) legends to be<br />

used within rectangular boxes, on flowcharts, piping<br />

(plumbing) lines, or wherever else additional clarity is<br />

highly desirable. If used, the descriptive matter lettering<br />

should be as large as, or larger than, the reference<br />

numerals.<br />

21. Views: The drawings should have as many views<br />

(figures) as are necessary to show the invention. The<br />

views may be plan, sectional, exploded, elevational,<br />

or perspective; detailed larger-scale views of specific<br />

elements should be employed. Engineering views (such<br />

as front, side, bottom, or back) should not normally be<br />

used if perspective views can adequately illustrate the<br />

invention. If exploded views are used, the separated<br />

parts of the same figure must be joined by assembly<br />

lines or embraced by a bracket. (See Fig. 8D.)<br />

A large machine or schematic or flowchart can be<br />

extended over several sheets, but the views should<br />

be arranged to be easily understandable and so that<br />

the sheets can be assembled adjacent each other to<br />

show the entire machine. Never place one figure within<br />

another unless the view is the only one on the sheet.<br />

22. Sectional and Enlarged Views: The plane upon which<br />

a sectional view is taken should be illustrated in the<br />

general view by a broken line, the ends of which should<br />

be designated by numerals corresponding to the figure<br />

number of the sectional view with arrows indicating<br />

the direction in which the sectional view is taken. For<br />

example, suppose your Fig. 1 shows a left-side front

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