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Patent It Yourself - PDF Archive

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116 | <strong>Patent</strong> it YOURSELF<br />

Factor 20. Awkward, involved combination<br />

Suppose that to make your inventive combination, it takes<br />

the structures of three prior-art patents, one of which must<br />

be made smaller, another of which must be modified in<br />

shape, and the third of which must be made of a different<br />

material. These factors can only help you.<br />

Factor 21. References from a different field<br />

If the references show structures that are similar to your<br />

invention, but are in a different technical field, this militates<br />

in favor of unobviousness and hence of patentability. I used<br />

this argument successfully to get a food mold patented over<br />

a similarly shaped device for molding a horse’s foot.<br />

Factor 22. Easier to assemble or manufacture<br />

If the novel feature(s) of your invention make it easier or<br />

cheaper to assemble or manufacture, this is an important<br />

advantage which can be used to prove unobviousness.<br />

6. How Does a <strong>Patent</strong> Examiner<br />

Determine “Unobviousness”<br />

Because it’s usually helpful to understand how a bureaucracy<br />

operates when you’re dealing with it over significant issues,<br />

let’s take a minute to examine how a patent examiner proceeds<br />

when deciding whether or not your invention is obvious.<br />

When patent examiners turn to the question of whether<br />

an invention is unobvious, they first make a search and<br />

gather all of the patents that they feel are relevant or close to<br />

your invention. Then they sit down with these patents (and<br />

any prior-art references you’ve provided with your patent<br />

application) and see whether your invention, as described<br />

in your claims (see Chapter 9), contains any novelty (novel<br />

physical features, new combination, or new use) that isn’t<br />

shown in any reference. If so, your invention satisfies<br />

Section 102—that is, it is novel.<br />

Next they see whether your novelty produces any unexpected<br />

or surprising results. If so, they’ll find that the invention<br />

is unobvious and allow your patent application. If not (this<br />

usually occurs the first time they act on your case), they’ll<br />

reject your application (sometimes termed a “shotgun” or<br />

“shoot-from-the-hip” rejection) and leave it to you to show<br />

that your new features do indeed produce new, unexpected<br />

results. To do this, you can use as many of the reasons listed<br />

above that you feel are relevant. If you can convince the<br />

examiner, you’ll get your patent.<br />

If a dispute over unobviousness actually finds its way<br />

into court, however, (a common occurrence) both sides will<br />

present the testimony of patent lawyers or technical experts<br />

who fit, or most closely fit, the hypothetical job descriptions<br />

called for by the particular case. These experts will testify<br />

for or against obviousness by arguing that the invention<br />

is (or isn’t) new and/or that it does (or doesn’t) produce<br />

unexpected results.<br />

Again, because the question of whether an invention<br />

is unobvious is clearly crucial to whether a patent will<br />

issue and because Sections 102 and 103 are widely<br />

confused, I have made the two-step evaluation Inventor’s<br />

Commandment #7 at the beginning of this chapter.<br />

7. Weak Versus Strong <strong>Patent</strong>s<br />

Although in this section I’ve covered the basic legal<br />

requirements for obtaining a patent on an invention,<br />

there is, in reality, an additional practical requirement.<br />

If the claims in your patent are easy to design around or<br />

are so narrow as to virtually preclude you from realizing<br />

commercial gain, it’s virtually the same as if a patent had<br />

been denied you in the first place. I’ll come back to this<br />

point when I cover how to conduct a patent search (Chapter<br />

6) and how to draft your claims (Chapter 9).<br />

8. The Inventor’s Status Is Irrelevant<br />

You may have noticed that in discussing the requirements<br />

for obtaining a patent, I didn’t mention the inventor’s<br />

status or personal qualifications (such as, the applicant<br />

should be an engineer, over 21, and so on). That is because<br />

status and personal qualifications are totally irrelevant. An<br />

invention need merely meet the four legal criteria (Section<br />

B, above). The applicant must qualify as a true inventor of<br />

the invention (discussed in Chapter 10), but his, her, or their<br />

age, sex, citizenship, country of residence, mental competence,<br />

health, physical disabilities, nationality, race, creed,<br />

religion, state of incarceration, degree of education, amount<br />

or time spent inventing, and so on, are irrelevant. The PTO<br />

recently issued a patent to a death row inventor (U.S. Pat.<br />

No. 6,260,795). Even a dead or insane person can apply<br />

(through a legal representative, of course).<br />

The manner of making the invention is also irrelevant, as<br />

we’ll see by the next Common Misconception.<br />

Common Misconception: If a person invents something<br />

by accident, the law won’t consider it to be as good an<br />

invention as if a genius had come up with it through years<br />

of hard, brilliant work.<br />

Fact: The mental abilities of the inventor and the manner of<br />

making an invention are totally irrelevant to patentability.<br />

The invention is looked at in its own right as to whether<br />

or not it would be obvious to one skilled in the art; the

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