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<strong>Current</strong> <strong>Trends</strong> <strong>and</strong> <strong>Challenges</strong><br />

1. Introduction<br />

1.1 Background<br />

The smuggling of migrants is a crime that<br />

challenges many countries around the world.<br />

Driven by profit-seeking criminals, it involves<br />

“the procurement, in order to obtain, directly or<br />

indirectly, a financial or other material benefit, of<br />

the illegal entry of a person into a State Party of<br />

which the person is not a national or a permanent<br />

resident”. 1<br />

The United Nations Protocol against the Smuggling<br />

of Migrants by L<strong>and</strong>, Sea <strong>and</strong> Air (Smuggling<br />

of Migrants Protocol) obliges States parties to<br />

criminalize specific conduct related to migrant<br />

smuggling <strong>and</strong> thus to capture all those involved<br />

in any aspect of the offence or related offences.<br />

Additionally, the criminalization of the following<br />

conduct is required by article 6 of the Smuggling<br />

of Migrants Protocol:<br />

• producing a fraudulent travel or identity<br />

document; procuring, providing or possessing<br />

such a document, when committed for<br />

the purpose of enabling the smuggling of<br />

migrants;<br />

• enabling a person who is not a national or a<br />

permanent resident to remain in the State<br />

concerned without complying with the<br />

necessary requirements for legally remaining<br />

in the State;<br />

• attempting to commit the offence of migrant<br />

smuggling or related offences;<br />

• participating as an accomplice to a migrant<br />

smuggling offence or related offences; <strong>and</strong><br />

• organizing or directing migrant smuggling or<br />

related offences.<br />

In Asia, the smuggling of migrants is a particularly<br />

complex but prominent issue. Migrant smuggling<br />

occurs within subregions, between them <strong>and</strong> to<br />

countries not in Asia. Countries in Asia can be<br />

at the same time countries of origin, transit <strong>and</strong><br />

destination. Smugglers facilitate the irregular<br />

migration of persons driven by a variety of reasons<br />

to travel out of their country: better prospects<br />

for employment <strong>and</strong> higher wages, better<br />

living conditions, access to education, family<br />

reunification, fleeing persecution <strong>and</strong> violence or<br />

seeking protection <strong>and</strong> the prospect of asylum.<br />

There is a great variety of routes <strong>and</strong> methods<br />

used by smugglers, who are able to adapt quickly<br />

to changing circumstances.<br />

The adoption of the Smuggling of Migrants<br />

Protocol in 2000, supplementing the Convention<br />

against Transnational Organized Crime, 2 marked<br />

a milestone in the development of international<br />

responses to this phenomenon <strong>and</strong> provides a<br />

widely accepted benchmark for criminal justice<br />

systems. When signing the Smuggling of Migrants<br />

Protocol, States agree to comprehensively<br />

criminalize the smuggling of migrants, institute<br />

mechanisms for law enforcement <strong>and</strong> judicial<br />

cooperation, work to prevent the smuggling of<br />

migrants <strong>and</strong> to protect the rights of smuggled<br />

migrants.<br />

As the guardian of the Convention against<br />

Transnational Organized Crime, the Smuggling of<br />

Migrants Protocol <strong>and</strong> the Protocol to Prevent,<br />

Suppress <strong>and</strong> Punish Trafficking in Persons,<br />

especially Women <strong>and</strong> Children, 3 the United<br />

Nations Office on Drugs <strong>and</strong> Crime (UNODC)<br />

promotes global adherence to these instruments<br />

<strong>and</strong> assists States parties in their efforts to<br />

implement them. A prerequisite in responding<br />

to the challenges is generating evidence on the<br />

ever-changing smuggling operations that is used<br />

to raise awareness <strong>and</strong> inform appropriate policy<br />

development.<br />

The UNODC Regional Office for Southeast Asia<br />

<strong>and</strong> the Pacific administers a programme to<br />

improve the evidence base <strong>and</strong> the sharing of<br />

information on the smuggling of migrants <strong>and</strong><br />

to assist States towards increasing their capacity<br />

to generate <strong>and</strong> use that information. As part of<br />

this programme, the Regional Office conducts<br />

research to fill information gaps regarding the<br />

smuggling of migrants. This report is one in a<br />

series of knowledge products the Regional Office<br />

has produced. The programme on improving the<br />

evidence base operates in support of <strong>and</strong> in close<br />

coordination with the Bali Process on People<br />

1

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