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SEC Follow Up Exhibits Part C SEC_OEA_FCIC_001760-2501

SEC Follow Up Exhibits Part C SEC_OEA_FCIC_001760-2501

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1.6<br />

1.4<br />

1.2<br />

1<br />

0.8<br />

0.6<br />

0.4<br />

0.2<br />

0<br />

20080602<br />

20080616<br />

20080630<br />

Figure 7<br />

Fails to Deliver (billions)<br />

Threshold Securities<br />

June 2, 2008 to October 31, 2008<br />

20080715<br />

Pre<br />

Borrow<br />

Substantial<br />

Financial<br />

Firm s<br />

20080729<br />

20080812<br />

16<br />

Date<br />

20080826<br />

Produced by <strong>OEA</strong><br />

20080910<br />

20080924<br />

Short<br />

Sale<br />

Ban<br />

20081008<br />

T+3 Close-Out<br />

20081023

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