SEC Follow Up Exhibits Part C SEC_OEA_FCIC_001760-2501

Form SH Reported Data Compared to Outside Sources: Example Detail Data
November 2008
Form SH Reported Volume/ Exchange Short Volume
DRAFT
Postion
Compared To
Short Interest
Company 3-Nov 4-Nov 5-Nov 6-Nov 7-Nov 10-Nov 11-Nov 12-Nov 13-Nov 14-Nov 24-Nov 25-Nov 26-Nov 28-Nov 14-Nov 28-Nov
AMERICAN INTERNATIONAL GROUP INC 2.59% 2.52% 0.67% 1.06% 7.44% 0.00% 0.18% 0.51% 11.77% 1.05% 1.22% 0.52% 0.55% 4.93% 48.11% 49.33%
AMERICAN EXPRESS CO 3.41% 9.82% 1.76% 4.72% 1.43% 6.12% 15.93% 26.82% 15.18% 13.69% 37.61% 19.04% 0.46% 0.82% 96.11% 61.39%
BANK OF AMERICA CORP 24.64% 6.64% 22.63% 33.48% 16.99% 22.65% 10.84% 40.62% 11.78% 18.22% 32.79% 50.91% 24.49% 64.90% 85.42% 121.89%
CITIGROUP INC 34.69% 17.04% 27.15% 32.88% 24.61% 26.78% 16.62% 34.72% 22.15% 25.23% 18.88% 23.17% 22.48% 19.51% 83.38% 54.91%
FORD MOTOR CO DEL 6.89% 83.87% 6.98% 26.13% 16.91% 11.22% 11.97% 6.56% 7.37% 3.96% 12.36% 32.17% 10.65% 6.85% 59.72% 68.47%
GENERAL ELECTRIC CO 31.57% 21.31% 31.49% 41.21% 36.32% 36.88% 52.93% 50.99% 42.03% 36.63% 51.98% 44.37% 39.69% 21.48% 233.63% 185.45%
GENERAL MOTORS CORP 7.04% 5.05% 25.12% 54.07% 26.48% 16.40% 20.78% 22.14% 8.33% 15.80% 6.15% 24.82% 16.12% 11.88% 82.57% 82.55%
GOLDMAN SACHS GROUP INC 11.33% 13.46% 13.04% 27.78% 26.46% 19.25% 15.90% 29.24% 18.97% 10.49% 11.73% 14.70% 13.55% 13.71% 88.71% 33.84%
JPMORGAN CHASE & CO 14.35% 11.01% 19.07% 25.29% 19.56% 13.49% 5.94% 49.70% 15.88% 11.79% 32.26% 29.04% 24.23% 19.70% 88.09% 108.98%
MERRILL LYNCH & CO INC 3.17% 1.63% 21.47% 20.39% 14.70% 11.17% 1.12% 22.14% 7.63% 4.90% 13.37% 18.08% 12.02% 3.57% 77.40% 55.81%
MANULIFE FINANCIAL CORP 1.81% 58.01% 0.00% 15.89% 0.00% 81.33% 6.82% 3.52% 41.73% 16.35% 0.00% 0.00% 0.00% 0.00% 67.90% 66.03%
MORGAN STANLEY DEAN WITTER & CO 29.81% 13.02% 14.96% 7.61% 6.76% 16.76% 8.80% 15.85% 6.57% 9.53% 14.00% 22.04% 18.98% 7.86% 85.11% 80.76%
P N C FINANCIAL SERVICES GRP INC 2.86% 7.98% 4.86% 13.57% 13.43% 0.02% 1.44% 17.56% 12.47% 2.47% 8.02% 0.21% 1.25% 1.37% 58.65% 56.49%
STATE STREET CORP 0.00% 0.00% 1.19% 4.44% 4.44% 0.00% 0.83% 26.97% 5.54% 3.79% 13.29% 0.00% 0.15% 0.90% 53.26% 67.54%
U S BANCORP DEL 5.10% 24.53% 33.89% 31.14% 10.42% 36.43% 10.33% 42.08% 19.76% 15.83% 58.50% 56.82% 49.55% 6.74% 74.86% 89.93%
WACHOVIA CORP 2ND NEW 16.91% 5.49% 14.10% 15.54% 6.41% 17.23% 4.41% 16.09% 20.68% 7.11% 10.38% 13.33% 13.89% 0.00% 103.53% 132.02%
WELLS FARGO & CO NEW 18.93% 17.62% 18.49% 17.23% 14.19% 23.05% 19.21% 52.32% 29.49% 37.91% 29.50% 23.34% 35.57% 23.79% 74.22% 78.55%
Number of Filers with Form SH Reported Volume
11/14 # 11/28 #
Company 3-Nov 4-Nov 5-Nov 6-Nov 7-Nov 10-Nov 11-Nov 12-Nov 13-Nov 14-Nov 24-Nov 25-Nov 26-Nov 28-Nov Filers Filers
AMERICAN INTERNATIONAL GROUP INC 2 1 1 1 4 0 1 1 3 1 1 1 1 2 11 10
AMERICAN EXPRESS CO 1 6 3 5 3 3 3 5 5 4 7 4 1 2 20 18
BANK OF AMERICA CORP 7 5 6 10 6 6 5 8 7 8 11 12 12 7 29 33
CITIGROUP INC 11 8 5 9 8 6 4 8 8 11 13 9 9 11 31 38
FORD MOTOR CO DEL 4 6 4 5 5 3 3 2 3 3 4 3 2 3 17 19
GENERAL ELECTRIC CO 8 7 5 7 7 10 13 14 15 14 10 13 10 8 39 36
GENERAL MOTORS CORP 3 2 4 9 6 5 5 5 2 3 3 4 4 2 24 24
GOLDMAN SACHS GROUP INC 3 4 4 8 6 6 5 8 7 6 7 12 9 7 19 26
JPMORGAN CHASE & CO 6 6 9 9 7 5 5 13 9 9 13 14 10 8 23 29
MERRILL LYNCH & CO INC 2 1 4 3 3 2 1 3 2 2 2 2 3 1 12 10
MANULIFE FINANCIAL CORP 1 1 0 2 0 1 1 1 4 2 0 0 0 0 9 7
MORGAN STANLEY DEAN WITTER & CO 3 4 3 2 2 3 2 3 3 3 2 3 2 1 14 14
P N C FINANCIAL SERVICES GRP INC 4 4 4 6 3 1 1 2 3 3 2 1 2 2 25 18
STATE STREET CORP 1 0 2 1 1 0 1 1 1 2 1 0 1 1 8 6
U S BANCORP DEL 3 6 5 6 4 4 2 5 5 5 8 7 7 3 22 25
WACHOVIA CORP 2ND NEW 3 2 3 3 2 2 2 3 3 2 1 1 1 0 14 8
WELLS FARGO & CO NEW 12 13 12 16 12 11 9 19 15 20 16 15 14 7 47 48