SEC Follow Up Exhibits Part C SEC_OEA_FCIC_001760-2501

Form SH Reported Short Volume for Citigroup
November 17, 2008 - November 21, 2008
Chart 3
CIK Filer
Total for the
Week 17-Nov 18-Nov 19-Nov 20-Nov 21-Nov
0001114446 UBS AG
0001167483 TIGER GLOBAL MANAGEMENT LLC
51,637,324
19,800,000
1,897,506 3,823,176 8,157,592
2,550,000
15,812,558
3,870,875
21,946,492
13,379,125
0001056258 BLUE RIDGE CAPITAL HOLDINGS LLC/BLUE RID 16,350,000 2,250,000 10,000,000 4,100,000
0000824468 CREDIT SUISSE/ 16,117,026 2,425,833 3,534,160 4,136,674 2,858,255 3,162,104
0001426489 EWT, LLC
0001389478 CEDAR HILL CAPITAL PARTNERS, LLC
0001426665 ALGEBRIS INVESTMENTS (UK) LLP
0001166340 QUANTLAB CAPITAL MANAGEMENT LTD
0001313360 SG AMERICAS SECURITIES, LLC
0000019617 J P MORGAN CHASE & CO
0001350882 NOBLE PARTNERS, L. P.
0000886982 GOLDMAN SACHS GROUP INC
0000070858 BANK OF AMERICA CORP /DE/
0000895421 MORGAN STANLEY
10,965,180
10,750,033
10,528,000
10,347,610
9,087,773
6,590,628
6,200,000
5,934,333
5,000,000
4,846,146
6,651,218
2,000,033
2,208,916
1,593,828
2,566,391
1,156,508
584,288
4,313,962
2,706,043
3,084,804
4,453,898
696,994
3,000,000
140,400
6,200,000
896,147
2,555,324
5,750,000
10,528,000
5,075,176
9,087,773
5,000,000
0001352662 GRANTHAM, MAYO, VAN OTTERLOO & CO. LLC 4,498,200 9,000 678,700 3,810,500
0001385011 FOX POINT CAPITAL MANAGEMENT LLC 4,250,000 1,250,000 3,000,000
0001214916 HOVDE CAPITAL ADVISORS LLC 3,650,000 1,150,000 2,500,000
0001061165 LONE PINE CAPITAL LLC 3,225,000 2,900,000 325,000
0000030088 DRESDNER BANK AG /FI 2,859,634 449,656 1,396,278 1,013,700
0001027745 CITADEL L P 1,512,288 1,512,288
0001054587 OZ MANAGEMENT LP 1,432,353 1,432,353
0001166588 BNP PARIBAS ARBITRAGE, SNC
0000873630 HSBC HOLDINGS PLC
0001387672 TRAFELET CAPITAL MANAGEMENT, L.P.
0001273087 MILLENNIUM MANAGEMENT, L.L.C.
0000740450 ZWEIG DIMENNA PARTNERS L P
1,416,613
1,178,401
900,000
794,837
770,000
1,416,613
400,000
150,500
370,000
1,178,401
200,000
161,581
325,000
300,000
188,658
75,000
294,098
0001429895 JABRE CAPITAL PARTNERS S.A.
0000885322 ANCHOR BANCORP WISCONSIN INC
0001111629 FIRST NEW YORK SECURITIES LLC /NY
350,000
300,000
253,650 41,300
100,000
27,400 57,450
350,000
100,000
85,000
100,000
42,500
0001379555 BLACK HORSE CAPITAL ADVISORS LLC
0001013536 ARONSON & JOHNSON & ORTIZ, LP
0001408324 FNY MANAGED ACCOUNTS LLC
161,000
104,700
5,200 315
70,900
104,700
45
76,500
81
13,600
4,759
Total Form SH Report Short Volume 211,815,929 21,038,071 19,403,838 36,697,634 46,895,859 87,780,527
Total Exchange Short Volume 676,596,129 55,421,928 63,757,951 108,287,875 186,655,796 262,472,579
Form SH Reported % to Total Exchange Short Volume 31.3% 38.0% 30.4% 33.9% 25.1% 33.4%
Total Market Volume 2,475,293,300 167,652,700 212,776,300 341,798,400 724,372,900 1,028,693,000
Short Volume % of Total Volume 27.3% 33.1% 30.0% 31.7% 25.8% 25.5%
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For Internal SEC Discussion Purposes Only
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SEC_OEA_FCIC_001882