SEC Follow Up Exhibits Part C SEC_OEA_FCIC_001760-2501

Confidential
# Producer How To Use This Workbook
1 Amber Capital Investment Management
OVERVIEW: Using this file you can get a summary chart of each producer's common stock transactions in the SQL server
2 Assent
database of the 21a responses, and 6 charts describing the producers daily common stock trades in each of the 6 securities.
3 Atlantic Investment Management
4 Bass Trading The 45 producers in this summary file have been assigned a number (1-45). Listed to the left.
5 Blue Ridge Capital
6 BlueMountain Capital Management
7 Brahman Capital Corp
8 Bridger Management
9 Bright Trading
10 Canyon Capital Advisors
11 Cedar Hill Capital Partners
12 Citigroup Global Markets
13 Cougar Trading LLC
14 D.E. Shaw Group
15 Deutsche Bank
16 Diamondback Capital Management
17 Farrallon Capital Management
18 Fortress Investment Group
19 GLG Partners
20 Goldman Sachs
21 Greenlight Capital
22 Harbinger Capital Partners
23 Hayman Capital Partners
24 JPMorgan Chase
25 Kingdom Capital Management
26 Macquarie Capital
27 Merrill Lynch
28 Moore Capital Management
29 Morgan Stanley
30 Och-Ziff Financial
31 Pacific Select
32 Paulson & Company
33 Pequot Capital Management
Step 1. The data for each producer can be accessed by going to the 'choose_producer' tab and typing a producer
number (1-45) in cell B2
choose_producer
Enter Producer Number 8
Shares
Millions
6.00
5.00
4.00
3.00
2.00
1.00
0.00
Bridger Management
AIG LEH GS MER MS WM
OUTPUT #1: The chart on the choose_producer tab should update to show the total volume of transactions over the three
34 QVT Financial
weeks in September for the six issuers.
35 RBC
For example, Bridger Management sold short 1.4 million shares of AIG during the time period and
36 Ram Partners LP
bought the same amount to cover.
37 Renaissance Technologies
38 SAC Capital Advisors CAVEAT: Some producers did not distinquish cover buys from their other buys.
39 Schonfeld Securities For example Producer #2 Assent has only three transaction types (Shorts, Sells, and Buys).
40 Scottwood Capital Management
41 Silverback Asset Management
42 TCS Capital Management
43 Wachovia
44 Weintraub Capital Management
45 Wellington Capital Management
Issuer
Short Cover Sell Buy
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