SEC Form 20-F - Deutsche Bank Annual Report 2012

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Deutsche Bank Item 14: Material Modifications to the Rights of Security Holders and Use of Proceeds 190 Annual Report 2010 on Form 20-F PART II Item 13: Defaults, Dividend Arrearages and Delinquencies Not applicable. Item 14: Material Modifications to the Rights of Security Holders and Use of Proceeds Not applicable.
Deutsche Bank Item 15: Controls and Procedures 191 Annual Report 2010 on Form 20-F Item 15: Controls and Procedures Disclosure Controls and Procedures An evaluation was carried out under the supervision and with the participation of our management, including our Chief Executive Officer and Chief Financial Officer, of the effectiveness of the design and operation of our disclosure controls and procedures (as defined in Rule 13a-15(e) under the Securities Exchange Act of 1934) as of December 31, 2010. There are, as described below, inherent limitations to the effectiveness of any control system, including disclosure controls and procedures. Accordingly, even effective disclosure controls and procedures can provide only reasonable assurance of achieving their control objectives. Based upon such evaluation, our Chief Executive Officer and Chief Financial Officer concluded that the design and operation of our disclosure controls and procedures were effective as of December 31, 2010. Management’s Annual Report on Internal Control over Financial Reporting Management of Deutsche Bank Aktiengesellschaft, together with its consolidated subsidiaries, is responsible for establishing and maintaining adequate internal control over financial reporting. Our internal control over financial reporting is a process designed under the supervision of the our principal executive officer and our principal financial officer to provide reasonable assurance regarding the reliability of financial reporting and the preparation of the firm’s financial statements for external reporting purposes in accordance with International Financial Reporting Standards. As of December 31, 2010, management conducted an assessment of the effectiveness of our internal control over financial reporting based on the framework established in Internal Control – Integrated Framework issued by the Committee of Sponsoring Organizations of the Treadway Commission (COSO). This assessment of the effectiveness of internal control over financial reporting as of December 31, 2010 excludes internal controls relating to Deutsche Postbank AG (“Postbank”), which was initially consolidated on December 3, 2010. Of our € 1,905.6 billion in total assets as of December 31, 2010, € 214.4 billion were attributable to the consolidated Postbank, and, following consolidation on December 3, 2010, Postbank contributed net revenues and net income of € 423 million and € 62 million, respectively, to our income statement. Based on the assessment performed, management has determined that our internal control over financial reporting as of December 31, 2010 was effective based on the COSO framework. KPMG AG Wirtschaftsprüfungsgesellschaft, the registered public accounting firm that audited the financial statements included in this document, has issued an attestation report on our internal control over financial reporting, which attestation report is set forth below. Report of Independent Registered Public Accounting Firm To the Supervisory Board of Deutsche Bank Aktiengesellschaft: We have audited Deutsche Bank Aktiengesellschaft and subsidiaries’ (the “Company” or “Deutsche Bank”) internal control over financial reporting as of December 31, 2010, based on criteria established in Internal Control – Integrated Framework issued by the Committee of Sponsoring Organizations of the Treadway Commission (COSO). The Company’s management is responsible for maintaining effective internal control over financial reporting and for its assessment of the effectiveness of internal control over financial reporting, included in the accompanying ‘Management’s Annual Report on Internal Control over Financial Reporting’. Our responsibility is to express an opinion on the Company’s internal control over financial reporting based on our audit.
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Deutsche Bank Annual Report 2010 on
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Deutsche Bank Item 3: Key Informati
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Deutsche Bank Additional Notes F-13
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Deutsche Bank Supplemental Financia
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2011 April 28, 2011 Interim Report
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SEC Form 20-F - Deutsche Bank Annual Report 2012

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