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Systematic process improvement using ISO 9001:2000 and CMMI

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200 Transitioning from Legacy St<strong>and</strong>ards<br />

Table 6.15 Transition from CMM ® Level 2 to <strong>CMMI</strong> ® Level 3<br />

Steps<br />

Activities<br />

1 Update the <strong>process</strong> <strong>improvement</strong> infrastructure; include systems engineering<br />

(or software systems engineering) <strong>process</strong>es (OPF).<br />

For each level 2 <strong>and</strong> relevant level 3 <strong>process</strong> area:<br />

2 Review <strong>and</strong> revise organizational policies. Include systems engineering (GP<br />

2.1, Establish an Organizational Policy).<br />

3 Establish the organizational st<strong>and</strong>ard <strong>process</strong>, <strong>process</strong> library <strong>and</strong> database,<br />

<strong>and</strong> develop tailoring guidelines. Include additional <strong>process</strong>es as necessary<br />

<strong>and</strong> revise as appropriate.<br />

4 Implement the IPM <strong>process</strong> area. Make sure that all new aspects of the IPM<br />

PA are addressed (e.g., SP 1.3 <strong>and</strong> SP 1.4).<br />

5 Use new <strong>process</strong> descriptions <strong>and</strong> develop required plans. Revise existing<br />

plans, if necessary (GP 3.1, Establish a Defined Process; GP 2.2, Plan the<br />

Process). Manage projects <strong>using</strong> integrated plans.<br />

6 Develop <strong>and</strong> execute a strategy for implementing the MA <strong>process</strong> area.<br />

7 Review OT <strong>and</strong> make sure that the <strong>CMMI</strong> ® differences are accounted for<br />

(OT SG 2).<br />

8 Train staff in new policies, <strong>process</strong>es, <strong>and</strong> plans (GP 2.5, Train People).<br />

9 Ensure that each <strong>process</strong> area has adequate resources <strong>and</strong> that<br />

responsibilities for performing the <strong>process</strong> are established (GP 2.3, Provide<br />

Resources; GP 2.4, Assign Responsibility).<br />

10 Implement IPM SG 2.<br />

11 Review stakeholder identification. Involve stakeholders in <strong>process</strong> activities<br />

(GP 2.7, Identify <strong>and</strong> Involve Relevant Stakeholders).<br />

12 Review implementation of the REQM, PP, PMC, SAM, CM, <strong>and</strong> PPQA<br />

<strong>process</strong> areas from the level 3 point of view <strong>and</strong> make sure that the <strong>CMMI</strong> ®<br />

differences are accounted for. Implement the remaining practices of OPD,<br />

OT.<br />

13 Make sure that GP 2.6, Manage Configurations; GP 2.8, Monitor <strong>and</strong> Control the<br />

Process; <strong>and</strong> GP 2.9, Objectively Evaluate Adherence, are adequately<br />

implemented.<br />

14 Develop <strong>and</strong> execute a strategy for implementing RD, TS, PI, VER, <strong>and</strong> VAL.<br />

15 Implement GP 3.2.<br />

16 Periodically review these efforts with senior management (GP 2.10, Review<br />

Status with Senior Management).<br />

tion larger return on investment due to increased <strong>process</strong> efficiency <strong>and</strong><br />

shorter <strong>process</strong> <strong>improvement</strong> implementation times.<br />

Continuous approach<br />

The continuous approach for moving an organization from CMM ® level 2<br />

to <strong>CMMI</strong> ® level 3 may closely follow the variants described in Section 6.3.1.

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