10. Appendix
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Cyclotron Resonance and Structure of Conduction and Valence Band Edges 563<br />
Cyclotron Resonance and Structure of Conduction<br />
and Valence Band Edges in Silicon and Germanium<br />
Charles Kittel<br />
University of California, Berkeley, USA<br />
A prime objective of the Berkeley solid-state physics group (consisting of<br />
Arthur Kip and myself) from 1951 to 1953 was to observe and understand cyclotron<br />
resonance in semiconductors. The practical problems were to gain reliable<br />
access to liquid helium, and to obtain an adequate magnet and sufficiently<br />
pure crystals of Ge and Si. The liquid helium was obtained from the Shell Laboratories<br />
and later from the Giauque laboratory on campus. The magnet was<br />
part of a very early cyclotron (from what one may call the Ernest O. Lawrence<br />
collection), and the dc current for the magnet came from recycled US Navy<br />
submarine batteries. The semiconductor crystals were supplied by the Sylvania<br />
and Westinghouse Research Laboratories, and later by the Bell Telephone<br />
Laboratories. I think the microwave gear came from war surplus at MIT Radiation<br />
Laboratory. Evidently, very little of the equipment was purchased.<br />
The original experiments were on Ge [1], both n-type and p-type. There<br />
were too few carriers from thermal ionization at 4 K to give detectable signals,<br />
but the carriers that were present were accelerated by the microwave electric<br />
field in the cavity up to energies sufficient to produce an avalanche of carriers<br />
by impact ionization. This was true cyclotron resonance! A good question is,<br />
why not work at liquid hydrogen temperature, where the thermal ionization<br />
would be adequate? Hydrogen was then, and perhaps is still now, considered<br />
to be too hazardous (explosive) to handle in a building occupied by students.<br />
A better question is, why not work at liquid nitrogen temperature, where<br />
there are lots of carriers and the carrier mobilities are known to be much<br />
higher than at the lower temperatures? Cyclotron resonance at liquid nitrogen<br />
temperature had been tried at several other laboratories without success. The<br />
reason for the failures is that the plasma frequencies, being mixed with the<br />
cyclotron frequencies to produce a magnetoplasma frequency, are too high at<br />
the higher carrier concentrations – you are not measuring a cyclotron resonance<br />
but instead a magnetoplasma resonance [2]. Indeed, one can follow the<br />
plasma displacement of the original cyclotron lines when the cavity is allowed<br />
to warm up. In radio wave propagation in the ionosphere this effect is called<br />
magneto-ionic reflection, a subject I had learnt from the lectures of E.V. Appleton<br />
at Cambridge.<br />
A better way to produce carriers at 4 K was suggested by the MIT group.<br />
They irradiated the crystal with weak light sufficient to excite both electrons<br />
and holes. With this method both electrons and holes could be excited in the<br />
same crystal. Alternatively, one can excite a known carrier type by infrared