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10. Appendix

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Cyclotron Resonance and Structure of Conduction and Valence Band Edges 563<br />

Cyclotron Resonance and Structure of Conduction<br />

and Valence Band Edges in Silicon and Germanium<br />

Charles Kittel<br />

University of California, Berkeley, USA<br />

A prime objective of the Berkeley solid-state physics group (consisting of<br />

Arthur Kip and myself) from 1951 to 1953 was to observe and understand cyclotron<br />

resonance in semiconductors. The practical problems were to gain reliable<br />

access to liquid helium, and to obtain an adequate magnet and sufficiently<br />

pure crystals of Ge and Si. The liquid helium was obtained from the Shell Laboratories<br />

and later from the Giauque laboratory on campus. The magnet was<br />

part of a very early cyclotron (from what one may call the Ernest O. Lawrence<br />

collection), and the dc current for the magnet came from recycled US Navy<br />

submarine batteries. The semiconductor crystals were supplied by the Sylvania<br />

and Westinghouse Research Laboratories, and later by the Bell Telephone<br />

Laboratories. I think the microwave gear came from war surplus at MIT Radiation<br />

Laboratory. Evidently, very little of the equipment was purchased.<br />

The original experiments were on Ge [1], both n-type and p-type. There<br />

were too few carriers from thermal ionization at 4 K to give detectable signals,<br />

but the carriers that were present were accelerated by the microwave electric<br />

field in the cavity up to energies sufficient to produce an avalanche of carriers<br />

by impact ionization. This was true cyclotron resonance! A good question is,<br />

why not work at liquid hydrogen temperature, where the thermal ionization<br />

would be adequate? Hydrogen was then, and perhaps is still now, considered<br />

to be too hazardous (explosive) to handle in a building occupied by students.<br />

A better question is, why not work at liquid nitrogen temperature, where<br />

there are lots of carriers and the carrier mobilities are known to be much<br />

higher than at the lower temperatures? Cyclotron resonance at liquid nitrogen<br />

temperature had been tried at several other laboratories without success. The<br />

reason for the failures is that the plasma frequencies, being mixed with the<br />

cyclotron frequencies to produce a magnetoplasma frequency, are too high at<br />

the higher carrier concentrations – you are not measuring a cyclotron resonance<br />

but instead a magnetoplasma resonance [2]. Indeed, one can follow the<br />

plasma displacement of the original cyclotron lines when the cavity is allowed<br />

to warm up. In radio wave propagation in the ionosphere this effect is called<br />

magneto-ionic reflection, a subject I had learnt from the lectures of E.V. Appleton<br />

at Cambridge.<br />

A better way to produce carriers at 4 K was suggested by the MIT group.<br />

They irradiated the crystal with weak light sufficient to excite both electrons<br />

and holes. With this method both electrons and holes could be excited in the<br />

same crystal. Alternatively, one can excite a known carrier type by infrared

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