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10. Appendix

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640 <strong>Appendix</strong> B<br />

with the diamond- and zincblende-type crystal structure. The main features of<br />

this curve are that: Eg is almost independent of T for T 100 K and then decreases<br />

linearly with T at higher temperatures. There are a few notable exceptions<br />

to this behavior. For example, the direct band gap of IV–VI chalcogenide<br />

semiconductors like PbS, PbSe and PbTe increases with T (see Fig. 6.14(b)).<br />

The band gaps of the chalcopyrite semiconductors AgGaS2 and AgGaSe2 exhibit<br />

a small blue-shift with increase in T at T 100 K before decreasing with<br />

T (see, for example, P.W. Yu, W.J. Anderson and Y.S. Park: Anomalous temperature<br />

dependence of the energy gap of AgGaS2, Solid State Commun. 13,<br />

1883 (1973)). Finally, the exciton energy (whose temperature dependence is<br />

similar to the band gap at low T) in cuprous iodide shows a shallow minimum<br />

as a function of T at low temperatures (see: J. Serrano, Ch. Schweitzer, C.T.<br />

Lin, K. Reimann, M. Cardona, and D. Fröhlich: Electron-phonon renormalization<br />

of the absorption edge of the cuprous halides. Phys Rev B65125110<br />

(2002)).<br />

Because the temperature dependence of Eg shown in Fig. 6.44 is highly<br />

nonlinear, especially around the “knee” at 100 K, it is not possible to derive<br />

(6.161) by simply expanding Eg(T) as a Taylor series in T. Instead, one has<br />

to consider what are the effects of T on Eg. In general, T can change Eg via<br />

one of these two effects. The first effect is associated with thermal expansion,<br />

an effect that results from the anharmonicity of the lattice. In other words, it<br />

involves phonon-phonon interaction (see, for example, C. Kittel: Introduction<br />

to Solid State Physics (Wiley, New York, 1995)). Typically, at T ∼ 300 K this<br />

effect is small since the coefficient of linear expansion is ∼ 5 × 106 K1 .For<br />

a semiconductor with these typical parameters: bulk modulus ∼100 GPa and<br />

pressure coefficient dEg/dP ∼ 100 meV/GPa (see Table of Physical Parameters<br />

of Tetrahedral Semiconductors in the inside cover), the contribution of<br />

this effect to the temperature coefficient is ∼0.15 meV/K. This is about a factor<br />

of 3 smaller than the typically observed value of dEg/dT ∼ 0.5 meV/K. The<br />

second effect is present even if the size of the unit cell does not change with T<br />

and arises directly from the electron-phonon interaction (whose Hamiltonian<br />

Hep is discussed in Chapter 3). Of the two effects, usually the second effect<br />

has a larger magnitude although they may have different sign. This happens in<br />

the case of the indirect band gap of Si where the gap increases with thermal<br />

expansion. One approach to estimate the electron-phonon effect is to assume<br />

that Hep is weak enough for the change in Eg to be calculated by second-order<br />

perturbation theory (see, for example, Eq. (2.38)). Using perturbation theory<br />

one obtains:<br />

Eg(T) Eg(0) <br />

<br />

〈g,0|Hep|i, ∓q〉〈i, ∓q|Hep|g,0〉<br />

n(ˆk,q) 1<br />

<br />

1<br />

±<br />

2 2<br />

i,k,q<br />

Eiq Eg ± ˆk,q<br />

In this expression |g,0〉 represent the electronic initial state of the system<br />

where an electron is in the conduction band and a hole is in the valence<br />

band at zone-center. |i, q〉 represents an intermediate electronic state where<br />

the electron-hole pair has been scattered to the state i by either emitting ()<br />

or absorbing () a phonon with wave vector q and belonging to the branch

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