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Name of Manual - Blue Cross and Blue Shield of Minnesota

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Quality Improvement<br />

Treatment Record<br />

Documentation<br />

Rationale:<br />

The patient behavioral health treatment record is a vehicle for<br />

documenting services <strong>and</strong> evaluating continuity <strong>and</strong> coordination<br />

<strong>of</strong> care. It also serves as legal protection for the patient <strong>and</strong><br />

practitioner. <strong>Blue</strong> <strong>Cross</strong>, per contractual agreement with both the<br />

subscriber <strong>and</strong> provider, has access to the member’s record for<br />

examination <strong>and</strong> evaluation. <strong>Blue</strong> <strong>Cross</strong>’ corporate confidentiality<br />

policy requires that the personal <strong>and</strong> health information <strong>of</strong> its<br />

members be maintained as confidential information. All employees<br />

are required to attest to their knowledge <strong>of</strong> this policy <strong>and</strong> their<br />

intent to comply with it.<br />

Treatment record review is an essential component <strong>of</strong> a<br />

comprehensive Quality Improvement program. The <strong>Blue</strong> <strong>Cross</strong><br />

Quality Council establishes minimum record documentation<br />

st<strong>and</strong>ards.<br />

Annually, <strong>Blue</strong> <strong>Cross</strong> audits a r<strong>and</strong>om sample <strong>of</strong> patient records<br />

from the <strong>Blue</strong> <strong>Cross</strong> population. The records are reviewed in<br />

accordance with the required documentation elements. If potential<br />

deficiencies are identified at a given site, a more intensive review<br />

may occur.<br />

Requirements for Treatment Record Format <strong>and</strong> Content<br />

Record Organization<br />

• The format <strong>of</strong> the treatment record must be logical <strong>and</strong><br />

organized.<br />

• All forms used in the treatment process must be st<strong>and</strong>ardized<br />

<strong>and</strong> consistent for all records.<br />

• The treatment record must contain the patient’s current<br />

address, employer or school, home <strong>and</strong> work phone numbers,<br />

marital or legal status, appropriate consent forms, <strong>and</strong><br />

guardianship status information.<br />

• Special status situations, such as imminent risk <strong>of</strong> harm,<br />

suicidal or homicidal ideation, or elopement potential, must<br />

be prominently documented <strong>and</strong> updated.<br />

<strong>Blue</strong> <strong>Cross</strong> <strong>and</strong> <strong>Blue</strong> <strong>Shield</strong> <strong>of</strong> <strong>Minnesota</strong> Provider Policy <strong>and</strong> Procedure <strong>Manual</strong> (08/11/11) 3-23

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