3c hapter - Index of
3c hapter - Index of
3c hapter - Index of
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240 Notes<br />
3. Lorrie Grant, “Small Firms Take Direct Route to Stock Offerings,”<br />
USA Today, April 29, 1997.<br />
4. Andrew Klein, “WallStreet.com,” Wired, Feb. 1998. www.wired.com/<br />
wired/archive/6.02/wallstreet.html.<br />
5. CityMade, Inc. prospectus can be found at www.citymade.com/dpo<br />
.php.<br />
6. For an initial listing on NASDAQ’s Capital Market (formerly called<br />
the NASDAQ SmallCap Market), companies must have a minimum<br />
market value <strong>of</strong> $15 million or have net income <strong>of</strong> at least $750,000<br />
in the latest fiscal year or in two <strong>of</strong> the last three fiscal years, as well<br />
as a minimum <strong>of</strong> one million publicly held shares. Requirements for<br />
its Global Market listings are higher. Listing fees are a minimum <strong>of</strong><br />
$50,000. Source: Listing Standards & Fees, July 2010. NASDAQ. The<br />
NYSE has even higher hurdles.<br />
C<strong>hapter</strong> 13<br />
1. Kristina Fietkiewicz and W. Trexler Pr<strong>of</strong>fitt Jr., “U.S. Capital Markets<br />
and Their Effects on Regional Economic Development, 1790 to<br />
1930,” Franklin & Marshall College, 2010.<br />
2. “Little Markets,” Time, June 1, 1936, www.time.com/time/magazine/<br />
article/0,9171,756196,00.html#ixzz174K7IVRS.<br />
3. Fietkiewicz and Pr<strong>of</strong>fitt Jr., “U.S. Capital Markets and Their Effects<br />
on Regional Economic Development, 1790 to 1930.”<br />
4. “Little Markets,” Time.<br />
5. “NYSE Euronext Announces Fourth Quarter and Full- Year 2009<br />
Financial Results,” www.nyse.com/press/1265627527144.html.<br />
6. “Study Reveals Surprising Insights on Private Equity- Backed IPOs,”<br />
Renaissance Capital, LLC, Sept. 2, 2010. www.renaissancecapital.com/<br />
ipohome/Review/PEIPOs.aspx.<br />
7. “US IPO Market Presents Challenges During Q3 2010 Financial<br />
Sponsors & Non- US Issuers Lead Growth <strong>of</strong> a Robust Pipeline,”<br />
PriceWaterhouseCoopers, Oct. 6, 2010. www.pwc.com/us/en/pressreleases/2010/<br />
US- IPO- Market- Presents-Challenges.jhtml.<br />
8. David Weild and Edward Kim, “A Wake- up Call for America,” Capital<br />
Market Series, Grant Thornton LLP, Nov. 2009. www.grantthornton<br />
.com/staticfiles/GTCom/Public%20companies%20and%20capital<br />
%20markets/gt_wakeup_call_.pdf.<br />
9. Graham Bowley, “Wall Street, the Home <strong>of</strong> the Vanishing I.P.O.,”<br />
New York Times, Nov. 18, 2010. www.nytimes.com/2010/11/18/<br />
business/18place.html.<br />
10. Brian G. Cartwright, General Counsel, U.S. Securities and Exchange<br />
Commission, “The Future <strong>of</strong> Securities Regulation,” Oct. 24, 2007,<br />
speech. www.sec.gov/news/speech/2007/spch102407bgc.htm.
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