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Presuppositions in Spoken Discourse

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Anaphors and Bound <strong>Presuppositions</strong><br />

Both pronom<strong>in</strong>al s<strong>in</strong>gular anaphors and def<strong>in</strong>ite NPs are usually used to refer to<br />

concrete discourse-given <strong>in</strong>dividuals. Because the idea that def<strong>in</strong>ite NPs are<br />

anaphoric is generally accepted, the discussion throughout the chapter will focus on<br />

the more controversial claim that the presuppositions triggered by abstract triggers,<br />

here factives, aspectual verbs, it-clefts and too, are also anaphors. 2<br />

In their survey article on anaphora, Sells & Wasow (1997) offer the follow<strong>in</strong>g<br />

def<strong>in</strong>ition:<br />

“The term ‘anaphora,’ as it has come to be used <strong>in</strong> modern grammatical theory, encompasses the<br />

phenomena of pronom<strong>in</strong>al reference and various k<strong>in</strong>ds of ellipsis. What these have <strong>in</strong> common is<br />

that an element or construction is dependent for its <strong>in</strong>terpretation on be<strong>in</strong>g associated with<br />

someth<strong>in</strong>g else <strong>in</strong> the context.” (p. 207)<br />

This def<strong>in</strong>ition of anaphora emphasizes its dependence on the context for its<br />

<strong>in</strong>terpretation. This dependence often is a direct effect of anaphoric expressions<br />

be<strong>in</strong>g less specific <strong>in</strong> form than the construction upon which they depend for their<br />

<strong>in</strong>terpretation. One of the reasons anaphoric expressions are so common is their<br />

low-effort and high-return when used to refer to known and salient <strong>in</strong>formation.<br />

Much work on anaphora, especially work with<strong>in</strong> computational l<strong>in</strong>guistics,<br />

has been concerned with the problem of f<strong>in</strong>d<strong>in</strong>g the correct antecedent, as well as<br />

account<strong>in</strong>g for preferences for antecedents <strong>in</strong> examples that seem to otherwise be<br />

ambiguous. Different pronouns are marked for different features, such as number<br />

or genus of the referent. This provides <strong>in</strong>formation that will help the <strong>in</strong>terpreter to<br />

choose a compatible antecedent, but there may be more than one candidate <strong>in</strong> the<br />

context. 3<br />

The descriptive content associated an anaphoric expression when<br />

<strong>in</strong>troduced, e.g. <strong>in</strong> a matrix or subord<strong>in</strong>ate clause, or <strong>in</strong>formation predicated about<br />

the anaphor, will also aid <strong>in</strong> the identification of its antecedent. In general, the less<br />

<strong>in</strong>formation that is coded on the anaphoric expression itself, the more dependent<br />

the identification of the antecedent will be on the surround<strong>in</strong>g context <strong>in</strong> which the<br />

anaphoric expression is be<strong>in</strong>g used. The <strong>in</strong>formation predicated about the referent<br />

of the anaphoric expression is often a particularly good clue for identify<strong>in</strong>g<br />

antecedents <strong>in</strong> cases where there is more than one compatible antecedent by<br />

mak<strong>in</strong>g one <strong>in</strong>terpretation more likely. For example:<br />

2 Some of these results are also discussed <strong>in</strong> Spenader (to appear).<br />

3 Note that anaphors cannot always be used appropriately <strong>in</strong> all their different forms and <strong>in</strong> all<br />

syntactic roles and there are a great number of well-known syntactic constra<strong>in</strong>ts on their usage,<br />

discussed at length <strong>in</strong> e.g. Re<strong>in</strong>hart (1983). These syntactic constra<strong>in</strong>ts affect the choice of<br />

anaphoric forms with<strong>in</strong> sentences, e.g. the antecedent of a reflexive pronoun must generally be<br />

the subject of the sentence <strong>in</strong> which it is used, and an object pronoun can generally not have the<br />

subject of the same sentence as a potential antecedent. Syntactic constra<strong>in</strong>ts function <strong>in</strong>trasententially<br />

and are not relevant for the discussion here where we are concerned with what has<br />

been called referential discourse anaphora, which are ma<strong>in</strong>ly <strong>in</strong>ter-sentential anaphoric relationships.<br />

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