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Earthquake Engineering Research - HKU Libraries - The University ...

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132<br />

optimizing method in many engineering problems, which is learned from the way of evolution of life,<br />

especially mechanism of genes.<br />

METHODOLOGY FOR ESTIMATION OF SAFETY FACTOR<br />

Response Analysis and Safety Factor<br />

Dynamic response of a slopes is calculated in time domain by<br />

Newmark p method which is one of direct integral methods, in this<br />

study. Viscous boundaries can be adopted for the base and the four<br />

sides of a FEM model As shown in Fig.l, the 3-d model is<br />

connected with four 2-d free field models by viscous boundaries.<br />

<strong>The</strong> each 2-d model is also connected with two 1-d free field<br />

models by viscous boundaries. <strong>The</strong> each model has also viscous<br />

boundary at the base.<br />

In conventional 2-d analysis, sliding surface is usually modeled<br />

by a set of lines or an arc. As a natural extension to 3-d analysis,<br />

a sliding surface is modeled by a set of planes or an oval <strong>The</strong><br />

modeled sliding surface is divided into many triangle panels for<br />

the numerical calculations. <strong>The</strong> vertex of the panel is<br />

determined from the intersection of side of FEM element and<br />

the sliding surface. Fig.2 shows two triangle panels, cl-c3-c4<br />

and cl-c2-c3, in an hexahedron element.<br />

Safety factor of the modeled sliding surface is obtained as<br />

the ratio of resistance force to sliding force. <strong>The</strong> resistance<br />

force working on a triangle panel is calculated by normal stress<br />

to the panel, area of the panel and material strength (cohesion<br />

and internal friction). Sliding force on the panel is also<br />

calculated by shear stress to sliding direction and the area of the<br />

panel Safety factor S/ is obtained as the ratio of total sum of<br />

each force as follows.<br />

Fig.l Free Fields and<br />

Boundary Conditions<br />

Fig.2 Triangle Panels Forming<br />

Sliding Surface<br />

where, RI : resistance on panel i^A\: area of panel f, t: time,0 p 0 2 : directions of excitation and sliding<br />

S l : sliding force on panel z, n : number of the panels, x : a vector of parameter which define a sliding<br />

surface. Minimum value with respect to these parameters is used as a safety factor of a slope or ground.<br />

Optimization by Real Coded Genetic Algorithm<br />

<strong>The</strong> problem to search the sliding surface with minimum safety margin is formulated as optimization<br />

problem, in which the objective function is safety factor, and design parameters are parameters<br />

providing the sliding surface such as center, radius of the surface, and so on. In this optimization<br />

problems, there might be many local optimum solutions. In that case, local search method such as

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