ambition to reta<strong>in</strong> as much of Russian territory aspossible for the impend<strong>in</strong>g socialist experiment. Theresult, which was atta<strong>in</strong>ed only with Bolshevik success<strong>in</strong> the Civil War of the post-revolutionary period, wasthat self-determ<strong>in</strong>ation gave way to territorial expansion.The urge to secure the greatest possible terra<strong>in</strong>for the socialist cause was thwarted <strong>in</strong> such places asPoland and F<strong>in</strong>land, but not so <strong>in</strong> other peripheral landsof the USSR such as the Ukra<strong>in</strong>e. 'Once the boundarieswere secure and the party apparatus <strong>in</strong> place throughoutthe federation, however, policy could revert to a lesscontentious approach to nationality, except of course<strong>in</strong> places where active resistance cont<strong>in</strong>ued.Len<strong>in</strong>'s New Economic PolicyBroadly speak<strong>in</strong>g, then, most of the decade of the1920s, characterized by Len<strong>in</strong>'s New Economic Policy(NEP), featured a comparatively permissive attitudeon the part of the Bolshevik leadership toward bothpeasants and the nationalities <strong>in</strong> their respectiverepublics. As between these two strands of th<strong>in</strong>k<strong>in</strong>gand policy, the nationalities problem seemed the moresettled <strong>in</strong> this period. The Ukra<strong>in</strong>e, for example,enjoyed a veritable flower<strong>in</strong>g of its national cultureunder the program of "Ukra<strong>in</strong>ization" led by partyleader Mykola Skrypnyk from 1927 to 1933. ' On theother hand, there was a more or less cont<strong>in</strong>uous debateabout economic policy, notably between those favor<strong>in</strong>gthe abandonmentof NEP for the sake of socializationof the countryside and the defenders of a very gradualdeparture from NEP, thereby mak<strong>in</strong>g it clear that therespite of NEP for the peasantry would be reversedsooner or later. 4 At the same time, some party leaders,Stal<strong>in</strong> prom<strong>in</strong>ent among them, regarded the two issuesas <strong>in</strong>dissolubly l<strong>in</strong>ked, suggest<strong>in</strong>g that measuresdesigned to cope with the peasantry and agriculturalsector would address the nationality question also.Even the defenders of NEP could not deny thecont<strong>in</strong>u<strong>in</strong>g problem of gra<strong>in</strong> procurement <strong>in</strong> thecountryside, a problem the <strong>in</strong>tensity of which variedwith success or failure ofharvest and with the uncerta<strong>in</strong>tractability of the peasants. A downward trend <strong>in</strong>procurements <strong>in</strong> 1927-28, sufficiently drastic to threatensupplies to the cities and to other sectors of the economy,set <strong>in</strong> motion a campaign to extract the neededagricultural products, employ<strong>in</strong>g techniques that wererem<strong>in</strong>iscent <strong>in</strong> their severity of the Civil War period.Peasants found to be withhold<strong>in</strong>g surplus gra<strong>in</strong> weretreated as speculators and their supplies subject toconfiscation. The rhetoric accompany<strong>in</strong>g the campaigntended to be couched <strong>in</strong> the terms of class struggle,focus<strong>in</strong>g on allegations that the more favored agriculturalproducers were profit<strong>in</strong>g at the expense of poorerpeasants and of urban workers. This made the procure-ment struggle a k<strong>in</strong>d of preview of, and dress rehearsalfor, the collectivization drive that Stal<strong>in</strong> launched thefollow<strong>in</strong>g year."Primitive Accumulation"The argument for proceed<strong>in</strong>g with measures ofsocialization <strong>in</strong> the countryside had so far come ma<strong>in</strong>lyfrom elements of the party usually referred to as theLeft and associated with opposition to Stal<strong>in</strong>'s <strong>in</strong>creas<strong>in</strong>gcontrol over the party. Preobrazhensky <strong>in</strong> particularhad advocated a deliberate exploitation of the peasantry,what <strong>in</strong> Marxian terms would be called "primitive"accumulation, as the best way to f<strong>in</strong>ance economicdevelopment <strong>in</strong> general. His ideas had been renouncedby the party officially, and Stal<strong>in</strong> was supposed to beamong those reject<strong>in</strong>g such measures. By the time ofthe procurement crisis, Stal<strong>in</strong>'s dom<strong>in</strong>ance with<strong>in</strong> theparty had been secured, as demonstrated by thereluctance of party leaders to do or say anyth<strong>in</strong>g thatmight identify them as defenders of the kulaks, themore prosperous peasants who now figured as theenemy <strong>in</strong> this phase of class struggle. And Stal<strong>in</strong>'s shift<strong>in</strong> position by 1928-29 was perhaps less abrupt thanit seemed.That shift revealed itself as a sudden adoption ofthe Preobrazhensky l<strong>in</strong>e, whereby peasants would beunderpaidfor their output while pay<strong>in</strong>g excessive pricesfor the purchases they had to make, the whole enterprisemasked as an attack on the kulaks for theirexploitation of less favored segments of the peasantpopulation. The emergency measures of 1928 produceda deepen<strong>in</strong>g division with<strong>in</strong> the party, Bukhar<strong>in</strong> jo<strong>in</strong>edby Tomsky, Rykov, and others <strong>in</strong> advocat<strong>in</strong>g moderationwhile Molotov and Kaganovich supported Stal<strong>in</strong><strong>in</strong> his draconian approach to procurement.' The splitbecame more evident toward the end of the year andearly <strong>in</strong> 1929 as Stal<strong>in</strong> took an <strong>in</strong>creas<strong>in</strong>gly explicitstand on rapid <strong>in</strong>dustrialization at the expense ofagriculture, as reflected <strong>in</strong> the upward movement ofthe targets stipulated <strong>in</strong> the Five Year Plan, drafted <strong>in</strong>1927 and <strong>in</strong>tended to run through 1931-32. At the sametime, he <strong>in</strong>tensified his effort to isolate the oppositionand mobilize the party beh<strong>in</strong>d his program. Yet as lateas April 1929, the crucial Sixteenth Party Conferenceappeared to ma<strong>in</strong>ta<strong>in</strong> the essence of NEP with respectto agriculture. Though the socialized sector, state andcollective farms, was to be developed further, n<strong>in</strong>etypercent of agricultural production was still expectedfrom <strong>in</strong>dividual farmers. Given the renewed emphasison <strong>in</strong>dustrial development, this cautious outlook foragriculture conta<strong>in</strong>ed a serious contradiction.108 GENOCIDE
CollectivizationThe contradiction began to be resolved late <strong>in</strong> 1929as the party moved to a more coercive campaign ofcollectivization. Until then, although collectivizationhad been favored officially, it had been largely voluntaryand <strong>in</strong>volved mostly the poorer peasants. But asthe campaign of dekulakization <strong>in</strong>tensified, largernumbers jo<strong>in</strong>ed the collective farms out of fear that theymight be labeled kulaks and become subject to dispossession.At this stage, too, the "encouragement" ofcollectivization fell <strong>in</strong>creas<strong>in</strong>gly to police organs andto the brigades of militant workers sent out to thecountryside from the cities. ' The result, <strong>in</strong> whichpolitical motives and perceived economic requirementscan scarcely be disentangled, was a massive overfulfillmentof Five Year Plan goals for collectivization andthe effective destruction of the NEP orientation ofagricultural policy. Stal<strong>in</strong> appeared to acknowledge theshortcom<strong>in</strong>gs of the campaign with his "Dizzy withSuccess" article of March 1930, <strong>in</strong> which he deploredcerta<strong>in</strong> excesses and, <strong>in</strong> effect, <strong>in</strong>troduced a pause <strong>in</strong>the process of collectivization. In the confusion thatfollowed for most of 1930, and <strong>in</strong> the face of uncerta<strong>in</strong>tyamong the agents of collectivization who had notbeen warned of Stal<strong>in</strong>'s shift, Stal<strong>in</strong>'s admissions wereconfirmed as to the shallowness of peasant "conversion"by the movement of vast numbers out of the kolkhozes.Nevertheless, after this <strong>in</strong>terlude the drive for furthercollectivization resumed.Peasantry and NationalityFrom the Ukra<strong>in</strong>ian po<strong>in</strong>t of view, there was muchto confirm Stal<strong>in</strong>'s l<strong>in</strong>kage of peasantry and nationalityas problems to be addressed. Indeed, despite theautonomy that the Ukra<strong>in</strong>e cont<strong>in</strong>ued to enjoy <strong>in</strong> thecultural realm, it was very possible to view the policiespronounced <strong>in</strong> Moscow as tw<strong>in</strong> onslaughts on Ukra<strong>in</strong>iannationality and peasantry. The percentage of Ukra<strong>in</strong>ianfarms collectivized rose from 8. 6 <strong>in</strong> December 1929to 65. 0 <strong>in</strong> March 1930 to 70. 0 <strong>in</strong> mid-1932; correspond<strong>in</strong>gpercentages for Russia were 7. 4, 59. 0, and59. 3. The 90 percent mark was reached by 1935 <strong>in</strong> theUkra<strong>in</strong>e, not until late 1937 <strong>in</strong> Russia. Moreover, theurban workers sent forth to implement collectivization<strong>in</strong>troduced an ethnic issue; many came from outsidethe Ukra<strong>in</strong>e, and even <strong>in</strong> Ukra<strong>in</strong>ian cities many workerswere Russian, or at any rate non-Ukra<strong>in</strong>ian. Withcollectivization tak<strong>in</strong>g priority over Ukra<strong>in</strong>ization, theUkra<strong>in</strong>ian party organization was profoundly affected.Skrypnyk's regime was underm<strong>in</strong>ed, and lower partyechelons were transformed as party secretaries werepurged, often for real or imag<strong>in</strong>ed opposition tocollectivization. At the same time, Ukra<strong>in</strong>ian resistanceseems to have been exceptionally strong, as <strong>in</strong>dicatedby numbers of punishable offenses.Questionable as the forced collectivization programmay have been from an economic po<strong>in</strong>t of view, byitself it would not necessarily have led to fam<strong>in</strong>e.Enormous hardship was <strong>in</strong>flicted on the peasantry <strong>in</strong>the course of it, especially <strong>in</strong> the w<strong>in</strong>ter of 1929-1930,and of course not only <strong>in</strong> the Ukra<strong>in</strong>e. Enormous losseswere also recorded as the peasants responded withsabotage, destruction of gra<strong>in</strong> and livestock. Furthermore,the impact was by no means restricted to thekulaks, for the sheer scale and recklessness of the drive<strong>in</strong>flicted severe damage on whole regions, <strong>in</strong>clud<strong>in</strong>gmany middle and even poor peasants who were caughtup <strong>in</strong> the "dizz<strong>in</strong>ess" of unchecked coercion. Nevertheless,fam<strong>in</strong>e was not <strong>in</strong>evitable.Unrelent<strong>in</strong>gGra<strong>in</strong> ProcurementA policy of unrelent<strong>in</strong>g gra<strong>in</strong> procurement madethe critical difference between hardship and catastrophe.The Ukra<strong>in</strong>ian harvest of 1930 was exceptionally goodand could meet the quota (of about one-third) imposedby Moscow with no great difficulty. The same 7. 7million ton quota for 1931 could not be met, however,because of the poorer harvest, and central authorities,while apply<strong>in</strong>g great pressure, began to attribute theshortfall to deliberate withhold<strong>in</strong>g of gra<strong>in</strong>. The 1932harvest was poorer still but, even with a modestreduction <strong>in</strong> the quota, Moscow demanded nearly halfof the total — which by itself would have met barerequirements <strong>in</strong> the Ukra<strong>in</strong>e for people and livestock.Ukra<strong>in</strong>ian party officials issued numerous warn<strong>in</strong>gsabout the dire consequences to be expected if Moscowdid not relent, recount<strong>in</strong>g stories of villages wherenoth<strong>in</strong>g had been left for the populace to eat, and thisat a time when the Soviet Union was export<strong>in</strong>g gra<strong>in</strong>.The official response to all warn<strong>in</strong>gs was <strong>in</strong>differenceor disbelief, coupled with new regulations impos<strong>in</strong>gstern penalties for withhold<strong>in</strong>g or pilfer<strong>in</strong>g. InNovember 1932 the Ukra<strong>in</strong>ian Soviet regime prohibitedthe distribution of food and the creation of reserves(seed gra<strong>in</strong>) until quotas were met. Even so, effectivecontrol over the Ukra<strong>in</strong>e was transferred to Stal<strong>in</strong>'snon-Ukra<strong>in</strong>ian lieutenant, Pavel Postyshev, who ruledaga<strong>in</strong>st the provision of aid to the starv<strong>in</strong>g countrysideand sent brigades to collect what little was left of gra<strong>in</strong>distributed to collective farm members. At the sametime, Postyshev brought the nationality issue <strong>in</strong>to playby blam<strong>in</strong>g shortfalls <strong>in</strong> collections on Skrypnyk andother Ukra<strong>in</strong>ian "nationalist wreckers. "'The Ukra<strong>in</strong>ian Fam<strong>in</strong>e 109
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GenocldeIn OurTlme- ,*"f* *An Annot
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DEDICATIONTo Raphael Lemkin(1901-19
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Chapter 5:The Armenian Genocide: Re
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Appendix 167Appendix: Chronology of
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ending sources of joy and hope. In
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Massive human suffering caused by p
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world without any reification and u
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CIIAPTER IETHNOCIDEby Alison Palmer
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als are tempted away by the promise
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Interactionsof Ethnocide and Genoci
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Chapter 1: AnnotatedBibliographyRea
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the inevitable extinction of tribal
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upon the purge of cultural and scie
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traditional ethnic and socio-cultur
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whites. Lizot proposes that integra
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¹ 1. 53 ¹Olson, James S. , and Ra
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tion of indigenes into state politi
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as a potential irredentist national
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serious questions about the notion
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ate and beleaguered institutions th
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In one of the most important works
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focusing on children, the most vuln
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~ 2. 35 ~Sereny, Gita. Into That Da
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were less than 200 Jewish survivors
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~ 2. 68 ~Nomberg-Przytyk, Sara. Aus
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of the war. The movement was known
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~ 2. 103 ~Wyman, David S. The Aband
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* 2. 122 ~Wiesenthal, Simon. The Su
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and Christianity. He argues that it
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Chapter 3THE ISSUE OF THE HOLOCAUST
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if we are to escape the mystificati
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outside the normal dimensions of ou
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historical event. All transformatio
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14. Louis Rene Beres, "Genocide, St
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to horrible new acts of violence ag
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* 8. 27 ~Horowitz, Irving Louis. Ge
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~ 8. 41 ~Lifton, Robert J. , and Er
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~ 8. 56 ~Thompson, John L. P. "Geno
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CountryDatesPer petratorsVictimsEst
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Dwork, DeborahDyer, Gwynne. . . . .
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Morgenthau, Henry . . . . . '. . .
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TITLE INDEXThe Abandonment of the J
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"Epilogue: The Nuclear Arms Raceand
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The Industrialization of Soviet Rus
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Psychiatric Aspects of the Preventi
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When Memory ComesWhile Six Million