So many members of the All-Ukra<strong>in</strong>e Academyof Sciences were placed <strong>in</strong> the dock thatwhole <strong>in</strong>stitutions had to be closed. TheUkra<strong>in</strong>ian Autocephalous Church was alsotied <strong>in</strong>to the alleged plot and forced to proclaimits own I iquidation. ...[T]he defendantswere accused not only of engag<strong>in</strong>g <strong>in</strong> aterrorist plot to assass<strong>in</strong>ate top Soviet leadersand lead a kulak upris<strong>in</strong>g to establish an<strong>in</strong>dependent fascist state with capitalistsupport, but also with activities labelled"cultural wreck<strong>in</strong>g, " consist<strong>in</strong>g of <strong>in</strong>terpret<strong>in</strong>gUkra<strong>in</strong>ian history as national history,advocat<strong>in</strong>g the adoption of non-Russian terms<strong>in</strong> the Ukra<strong>in</strong>ian language, or establish<strong>in</strong>gan orthography with spell<strong>in</strong>g rules differentfrom Russian.* 6. 13 ~S. "Losses Suffered by the Population ofMaksudov,the USSR <strong>in</strong> 1918-1958. " Cahiers du Monde Russe etSovietique 18:3 (1977): 223-265.The author's demographic study sheds light onthe consequences of collectivization and fam<strong>in</strong>e forpopulation levels <strong>in</strong> the Ukra<strong>in</strong>e and elsewhere.Maksudov estimates the number of deaths caused bythe fam<strong>in</strong>e to be 4. 5 million. This estimate is low.Mace places the number of deaths at 7. 5 million.~ 6. 14, ~Medvedev, Roy A. Let History Judge; the Orig<strong>in</strong>s andConsequences of Stal<strong>in</strong>ism. Trans. by Colleen Taylor.New York: V<strong>in</strong>tage Books, 1971, 1973. LC 75-5843.ISBN 0-394-71928-X.Medvedev says that Stal<strong>in</strong> gave evidence ofhav<strong>in</strong>g, from the earliest days of his career as arevolutionary leader, many grave faults of character.Accord<strong>in</strong>g to Medvedev, among Stal<strong>in</strong>'s negative traitswere "boorishness and self-importance, pathologicalconceit and callousness; mistrust and stealth, an<strong>in</strong>ability to take the criticism of his comrades, and acrav<strong>in</strong>g for <strong>in</strong>fluence and power. " All or most of thesetraits came <strong>in</strong>to play <strong>in</strong> Stal<strong>in</strong>'s handl<strong>in</strong>g of the criticismof the Ukra<strong>in</strong>ian party leader, Strypnyk. Thus at theTenth Party Congress, held <strong>in</strong> March of 1921, Strypnykroundly criticized Stal<strong>in</strong>'s speech on the nationalityproblem, call<strong>in</strong>g it "<strong>in</strong>ane and abstract" and offer<strong>in</strong>gno solution to the problem whatsoever. Instead ofengag<strong>in</strong>g Strypnyk <strong>in</strong> serious argumentation, Stal<strong>in</strong>launched a smear campaign aga<strong>in</strong>st his opponent; hevirtually accused him of giv<strong>in</strong>g conscious support toclass enemies . on "the cultural front. " Twelve yearslater, <strong>in</strong> 1933, Strypnyk committed suicide.Medvedev writes as a reform-m<strong>in</strong>ded communist.In comment<strong>in</strong>g on Stal<strong>in</strong>'s performance as a dictator,he constantly juxtaposes Stal<strong>in</strong>'s "mistakes" and Stal<strong>in</strong>'s"crimes, " with mistakes be<strong>in</strong>g construed as errors ofcalculation or reason<strong>in</strong>g. In the example given above,Medvedev does not say that Stal<strong>in</strong>'s views on nationalitieswere wrong, but only that one particular speechon the subject was poorly expressed and <strong>in</strong>adequatelyargued. Stal<strong>in</strong>'s crime <strong>in</strong> this <strong>in</strong>stance was to vengefullycrush Strypnyk, his critic, rather than to refute him <strong>in</strong>open debate. Thus Medvedev sees the crim<strong>in</strong>ality ofthe Stal<strong>in</strong>ist period as aris<strong>in</strong>g not from the communistsystem, not from an absolute dictatorship, but from thedeep character flaws of Stal<strong>in</strong> the man.* 6. 15 *Mitrany, David. Marx Aga<strong>in</strong>st the Peasant; a Study<strong>in</strong> Social Dogmatism. Chapel Hill, NC: University ofNorth Carol<strong>in</strong>a Press, 1951. LC 61-18128.Mitrany exam<strong>in</strong>es the position of peasantries <strong>in</strong>traditional Marxian thought, sett<strong>in</strong>g Soviet policies,<strong>in</strong>clud<strong>in</strong>g collectivization, with<strong>in</strong> that context. Hesuggests that the revolutionary wave of the twentiethcentury has been primarily agrarian and that Marxismhas been both hostile to and exploitative of it.* 6. 16 *Pipes, Richard. TiIe Formation of the Soviet Union;Communism and Nationalism, 1917-1923. Cambridge,MA: Harvard University Press, 1954. LC 54-5183.Harvard University Press published a revised edition<strong>in</strong> 1964.Although Pipes exam<strong>in</strong>es nationalisms <strong>in</strong> theUkra<strong>in</strong>e and Belorussia, the Moslem Borderlands, andthe Caucasus, his elucidation of the nationalist movement<strong>in</strong> the Ukra<strong>in</strong>e dur<strong>in</strong>g the period of 1917 to 1923is what concerns us here. From February 1917 to early1920 when the Soviet conquest was complete, theUkra<strong>in</strong>ian national movement entered <strong>in</strong>to, and withdrewfrom, a succession of tentative alliances with theKerensky government, with the Ukra<strong>in</strong>ian Bolsheviks,with Len<strong>in</strong>'s government, with the military rule of theWhite armies, and even, dur<strong>in</strong>g 1918, with the Germanand Austro-Hungarian armies that occupied the country.Over these three years, as Pipes says, "no fewer thann<strong>in</strong>e governments attempted to assert their authorityover the land. " None was successful <strong>in</strong> a struggle <strong>in</strong>which the ma<strong>in</strong> protagonists were the Ukra<strong>in</strong>iannationalists and the Russian communists.The Ukra<strong>in</strong>ian nationalists were strong <strong>in</strong> thevillages but weak <strong>in</strong> the cities, like Kiev and Kharkov,which meant that they were dependent on the "politicallydisorganized, <strong>in</strong>effective, and unreliable village. "Moreover they were politically immature and <strong>in</strong>experienced,not hav<strong>in</strong>g had any practice <strong>in</strong> the art ofadm<strong>in</strong>istration. The fate of the Ukra<strong>in</strong>e, therefore, wasdecided <strong>in</strong> the cities where the culture was predom<strong>in</strong>ant-114 GENOCIDE
ly Russian and where there was an active hostility toUkra<strong>in</strong>ian nationalism. Nonetheless the Ukra<strong>in</strong>ianmovement which emerged <strong>in</strong> the course of the RussianRevolution was, despite its ultimate failure, a politicalexpression of genu<strong>in</strong>e <strong>in</strong>terests and loyalties. Its rootswere manifold; a specific Ukra<strong>in</strong>ian culture, rest<strong>in</strong>gon peculiarities of language and folklore; a historictradition dat<strong>in</strong>g from the seventeenth-century Cossackcommunities; an identity of <strong>in</strong>terests among the membersof the large and powerful group of well-to-dopeasants of the Dnieper region; and a numerically smallbut active group of nationally conscious <strong>in</strong>tellectuals,with a century-old heritage of cultural nationalismbeh<strong>in</strong>d them.Briefly AnnotatedWorks* 6. 17 +Bellis, Paul. Marxism and the U. S. S. R. ; the Theoryof Proletarian Dictatorship and the Marxist Analysisof Soviet Society. Atlantic Highlands, NJ: HumanitiesPress, 1979. LC 79-11801. ISBN 0-391-01007-7.Bellis provides background on Soviet Marxismand its theoretical and ideological justifications foreconomic measures and policies, <strong>in</strong>clud<strong>in</strong>g the policyof collectivization.~ 6. 18 *Bettelheim, Charles. Class Struggles <strong>in</strong> the USSR;Second Period: 1923-1930. New York: MonthlyReview Press, 1978. LC 76-28976. ISBN 0-85527-9.Apply<strong>in</strong>g Marxian categories critically to theSoviet experience of the later 1920s, Bettelheim offersa trenchant analysis of the prelude to, and processesof, collectivization which he views as a species ofappropriation.~ 6. 19 ~Carr, Edward Hallett, and R. W. Davies. Foundationof a Planned Economy, 1926-1929 Vol. 1, Parts 1 and2, of A History of Soviet Russia. New York: Mac-Millan Co. , 1969. LC 71-80789.The cont<strong>in</strong>uation of the monumental history begunby Carr alone, this is the history of the period immediatelypreced<strong>in</strong>g collectivization; it details the circumstancesthat led up to Stal<strong>in</strong>'s decision to collectivizethe rural economy.~ 6. 20 *Carrere d'Encausse, Helene. Decl<strong>in</strong>e of an Empire;the Soviet Socialist Republics <strong>in</strong> Revolt. New York:Harper Colophon, 1981. ISBN 0-06-090844-0.An important exam<strong>in</strong>ation of relations betweenSoviet central authority and the constituent republics<strong>in</strong> the post-Stal<strong>in</strong>ist era, this book treats. the Ukra<strong>in</strong>ealongside the other republics. The focus is not only ondiscontent and other centrifugal factors but also on theimplications of contemporary demographic trends.+ 6. 21 ~Carynyk, Marco, Luyblubomyr Y. Luciuk, and BohdanS. Kordan, eds. The Foreign Office and the Fam<strong>in</strong>e:British Documents on Ukra<strong>in</strong>e and the Great Fam<strong>in</strong>e.K<strong>in</strong>gston, Ontario, and Bestal, NY: Limestone Press,1988. ISBN 0-919642-29-2.The British Foreign Office documents <strong>in</strong> thiscollection afford a useful external perspective on thecharacter of the fam<strong>in</strong>e.+ 6. 22 *Chalk, Frank, and Kurt Jonassohn. The History andSociology of <strong>Genocide</strong>. New Haven and London: YaleUniversity Press, 1990. LC 89-27381. ISBN 0-300-04445-3.By means of comparison and synthesis, Chalk andJonassohn seek to ref<strong>in</strong>e the def<strong>in</strong>ition of genocide andour understand<strong>in</strong>g of the phenomenon.~ 6. 23 *Davies, R. W. The Industrialization of Soviet Russia,Vol. 1, The Socialist Offensive; the Collectivization ofSoviet Agriculture, 1929-1930, and Vol. 2, The SovietCollective Farm, 1929-1930. Cambridge, MA: HarvardUniversity Press, 1980. LC 79-15263, 79-15273. ISBN0-674-81480-0 v1, 0-674-82600-0 v2.The author's cont<strong>in</strong>uation of Carr's History ofSoviet Russia, these books trace the drive for collectivization,<strong>in</strong> the Ukra<strong>in</strong>e and elsewhere, <strong>in</strong> the frameworkof shift<strong>in</strong>g policies and with the status of the collectivefarm that resulted.~ 6. 24 ~Dmytryshyn, Basil. Moscow and the Ukra<strong>in</strong>e, 1917-1953. New York: Bookman Associates, 1956. LC 57-1284.Dmytryshyn offers a general history of relationsbetween the Soviet center and the Ukra<strong>in</strong>ian periphery.He <strong>in</strong>cludes the shift<strong>in</strong>g policies designed to addressthe nationality problem.+ 6. 25*Ellison, Herbert J. "The Decision to Collectivize"Agriculture. In Russian Economic Development. Ed.by William L. Blackwell. New York: New Viewpo<strong>in</strong>ts,1974. LC 73-11162. ISBN 0-531-06363-1.Ellison exam<strong>in</strong>es the decision of the FifteenthParty Congress of 1927 to collectivize agriculture,emphasiz<strong>in</strong>g the <strong>in</strong>terplay of forces with<strong>in</strong> the partythat conditioned the decision.The Ukra<strong>in</strong>ian Fam<strong>in</strong>e 115
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GenocldeIn OurTlme- ,*"f* *An Annot
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DEDICATIONTo Raphael Lemkin(1901-19
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Chapter 5:The Armenian Genocide: Re
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Appendix 167Appendix: Chronology of
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ending sources of joy and hope. In
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Massive human suffering caused by p
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world without any reification and u
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CIIAPTER IETHNOCIDEby Alison Palmer
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als are tempted away by the promise
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Interactionsof Ethnocide and Genoci
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Chapter 1: AnnotatedBibliographyRea
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the inevitable extinction of tribal
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traditional ethnic and socio-cultur
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whites. Lizot proposes that integra
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tion of indigenes into state politi
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as a potential irredentist national
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serious questions about the notion
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ate and beleaguered institutions th
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In one of the most important works
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focusing on children, the most vuln
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~ 2. 35 ~Sereny, Gita. Into That Da
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were less than 200 Jewish survivors
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of the war. The movement was known
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Chapter 3THE ISSUE OF THE HOLOCAUST
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3 7Berenbaum, Michael. "The Uniquen
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Holocaust, a meaning with which we
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Dwork, DeborahDyer, Gwynne. . . . .
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TITLE INDEXThe Abandonment of the J
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"Epilogue: The Nuclear Arms Raceand
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The Industrialization of Soviet Rus
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Psychiatric Aspects of the Preventi
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When Memory ComesWhile Six Million