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Principles of Plant Genetics and Breeding

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the key functions <strong>of</strong> a patent is to define the scope <strong>of</strong><br />

the protection. Ideas <strong>and</strong> suggestions, no matter how<br />

brilliant <strong>and</strong> creative, cannot be patented. Similarly,<br />

mixtures <strong>of</strong> ingredients (e.g., medicines) are also<br />

excluded, unless such mixtures produce synergistic<br />

effects or some unique <strong>and</strong> unexpected advantage.<br />

Defining the scope <strong>of</strong> protection is straightforward in<br />

certain cases (e.g., a simple device) <strong>and</strong> very complex in<br />

others (e.g., biotech inventions). There are five basic<br />

classes <strong>of</strong> patentable inventions:<br />

1 Compositions <strong>of</strong> matter. A new chemical entity<br />

produced from the combination <strong>of</strong> two or more<br />

compounds (common in pharmaceutical <strong>and</strong> agrochemical<br />

research).<br />

2 Processes or procedures. A series <strong>of</strong> steps that are<br />

followed to synthesize a new compound or a new<br />

method <strong>of</strong> making a product.<br />

3 Articles <strong>of</strong> manufacture. Nearly every manmade<br />

object.<br />

4 Machines. Any mechanical or electrical apparatus or<br />

device.<br />

5 Improvements. Improvements on any <strong>of</strong> the previous<br />

four categories.<br />

Types <strong>of</strong> patents<br />

Patents may be classified into three basic types – utility,<br />

design, <strong>and</strong> plant. The duration <strong>of</strong> each <strong>of</strong> these patents<br />

is 20 years.<br />

1 Utility patent. A utility patent is one <strong>of</strong> the most<br />

common <strong>and</strong> also most difficult patents to obtain.<br />

The applicant is required to submit a comprehensive<br />

description <strong>of</strong> how to make <strong>and</strong> use the invention,<br />

including detailed drawings, where appropriate,<br />

among other requirements. The scope <strong>of</strong> protection<br />

includes the functional characteristics <strong>of</strong> machines,<br />

electronic devices, manufacturing processes, chemical<br />

compounds, composition <strong>of</strong> medical treatment, <strong>and</strong><br />

manufactured articles.<br />

2 Design patent. A design patent may be sought for<br />

the protection <strong>of</strong> the shape <strong>of</strong> ornamental or artistic<br />

features <strong>of</strong> an article (e.g., unique shape <strong>of</strong> a bottle,<br />

the grill <strong>of</strong> an automobile).<br />

3 <strong>Plant</strong> patent. The plant patent protects the invention<br />

or discovery <strong>of</strong> distinct <strong>and</strong> new plant varieties via<br />

asexual reproductive methods.<br />

National <strong>and</strong> international patents<br />

Patent laws vary among the nations <strong>of</strong> the world.<br />

National patents pertain to the applicant’s country <strong>of</strong><br />

ISSUES IN THE APPLICATION OF BIOTECHNOLOGY IN PLANT BREEDING 259<br />

origin or operation. However, applicants may also seek<br />

worldwide protection for an invention (e.g., from the<br />

European Patent Convention (EPC)). The EPC allows<br />

patent rights to be obtained in one or more European<br />

countries that are party to the EPC by making a single<br />

European patent application. If successful, the applicant<br />

can then use the patents in the countries that the<br />

applicant designated. International patents may be<br />

obtained by filing a single patent <strong>and</strong> designating the<br />

countries in which protection is desired. Within a<br />

specified time limit, this single patent will be copied to<br />

the designated countries where they will be processed as<br />

national applications. Countries vary in the diligence<br />

with which they honor <strong>and</strong> enforce patent laws. Patent<br />

violations cost companies huge losses each year.<br />

Sometimes, it takes political pressure to encourage the<br />

enforcement <strong>of</strong> international patents.<br />

Scope <strong>of</strong> patent protection<br />

The applicant is responsible for defining the scope<br />

<strong>of</strong> protection desired. However, there must be ample<br />

evidence to justify the scope <strong>of</strong> protection being<br />

sought. The scope <strong>of</strong> protection may be defined narrowly<br />

or broadly, each scenario with its consequences.<br />

Sometimes, in an attempt to prevent the competition<br />

from copying the invention, an applicant may make<br />

claims to encompass the embodiments <strong>of</strong> the invention<br />

that were not existent at the time <strong>of</strong> the invention.<br />

Such a practice favors the inventor to the disadvantage<br />

<strong>of</strong> the competition. An example <strong>of</strong> a broad scope <strong>of</strong><br />

protection is one sought by Monsanto to protect its<br />

highly successful herbicide, Roundup®.<br />

Criteria for patentability<br />

1 Conception. The applicant should be able to paint a<br />

mental picture <strong>of</strong> the invention that is detailed enough<br />

to allow a person knowledgeable in the subject to which<br />

the invention relates to make <strong>and</strong> use the invention.<br />

2 Reduction to practice. The inventor should make or<br />

construct the invention <strong>and</strong> test it to demonstrate its<br />

usefulness.<br />

3 Utility. An invention must be useful (not merely<br />

aesthetic) to the user. That is, the invention must take<br />

some practical form (applicability).<br />

4 Novelty. The invention must not be a copy or repetition<br />

<strong>of</strong> an existing one. Among other things, it should<br />

not have been known, published, or used publicly<br />

anywhere previously. In the UK, an invention must<br />

not have been in the public domain anywhere in the<br />

world prior to application <strong>of</strong> a patent. Some countries

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