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Standard CMMI Appraisal Method for Process Improvement (SCAMPI)

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2.4.1 Derive Findings and Rate Goals (continued)<br />

Optional<br />

Practices<br />

Implementation<br />

Guidance<br />

Findings statements and satisfaction ratings may be specified at the level of<br />

individual practices if the appraisal sponsor specifically requests this tailoring<br />

option. These practice-level ratings must be based on the extent to which the<br />

implemented practice (or the absence of implementation) supports the<br />

achievement of the related goal. The use of in<strong>for</strong>mative material to <strong>for</strong>m a<br />

checklist is explicitly discouraged. A rating algorithm <strong>for</strong> practices that does<br />

not have a demonstrable link to PA goals would depart from the intended use<br />

of <strong>CMMI</strong> components.<br />

Any endeavor that results in producing a score, grade, or rating is by<br />

definition an area of sensitivity to those affected by the outcome. An objective<br />

and clear-cut basis <strong>for</strong> assigning a rating lessens this sensitivity and results in<br />

a more consistent basis of comparison among the organizational units and<br />

goals rated. Judgments made prior to and during the rating process should be<br />

based on observable facts and should be made at the lowest level of<br />

abstraction that makes sense. In the case of <strong>CMMI</strong>, the lowest level of<br />

abstraction is characterizing the extent of practice implementation <strong>for</strong> each<br />

process instantiation within the representative sample. Characterizations made<br />

at the instantiation level are aggregated into a characterization of the extent of<br />

practice implementation throughout the organization, as described earlier in<br />

process 2.2, Verify and Validate Objective Evidence. The judgment of goal<br />

satisfaction is then based upon, and directly traceable to, the extent of<br />

implementation of practices associated with that goal (or alternative practices<br />

contributing equivalently to goal satisfaction).<br />

Findings should be phrased in terms that best facilitate decision making by the<br />

appraisal sponsor and taking action upon the appraisal results.<br />

<br />

CMU/SEI-2001-HB-001<br />

Page II-115

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