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Standard CMMI Appraisal Method for Process Improvement (SCAMPI)

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Forms of Objective Evidence<br />

An appraisal team bases its decisions about practice implementation on the existence of objective<br />

evidence available to it. This objective evidence can take on one or more of the following<br />

<strong>for</strong>ms:<br />

• artifacts<br />

− work products, which are the explicit intended consequences of practice implementation<br />

− artifacts that are incidental to, but indicative of, practice implementation<br />

• affirmations<br />

− written or oral statements indicative of practice implementation from practitioners<br />

who carry out the activities relevant to the practice or from suppliers, customers, or<br />

other stakeholders in the practice<br />

− demonstrations or presentations (e.g., the demonstration of capability of a tool or<br />

other mechanism as it relates to the implementation of a practice, or a presentation<br />

explaining some aspect of the organization or project)<br />

Note that there is not a strong distinction made in the model between artifacts and work<br />

products (see Chapter 3 in the model <strong>for</strong> an explanation of how “work product” is used). As<br />

used in the context of PIIs, work product refers to an artifact that is either explicitly mentioned<br />

in the statement of a <strong>CMMI</strong> practice or whose absence would be a strong indictor of<br />

incomplete or inadequate practice implementation. The weaker term “artifact” is used in the<br />

context of PIIs to refer to an artifact whose existence is incidental to (i.e., a side-effect of) the<br />

accomplishment of the main intent of the practice.<br />

Types of PIIs<br />

Using the above discussion as the framework, it is now possible to itemize the types of PIIs<br />

that might be present as a consequence of practice implementation. Table III-1 shows PII<br />

types, which collectively provide coverage <strong>for</strong> any <strong>CMMI</strong> practice. Each type is described in<br />

more detail below.<br />

Table III-1: PII Types<br />

PII<br />

Type<br />

Direct<br />

Objective<br />

Evidence Form<br />

Artifact (work<br />

product)<br />

Generic Description<br />

Work product(s) that reflect (document the in<strong>for</strong>mation content of)<br />

the establishment of {insert text from practice statement that describes<br />

object of practice enactment}.<br />

Indirect Artifact Artifact(s) that are an indirect consequence (or side-effect) of the<br />

ef<strong>for</strong>t required to {insert text from practice statement that describes<br />

object of practice enactment}.<br />

Direct Affirmation Affirmations from individuals who participated in or contributed to<br />

{insert text from practice statement that describes object of practice<br />

enactment} OR affirmations from individuals who are users of (or<br />

who can substantiate use of) {insert text from practice statement<br />

that describes object of practice enactment}.<br />

III-8<br />

CMU/SEI-2001-HB-001

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