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calculated by maximizing the likelihood function of the data.<br />

US EPA uses an updated version (GLOBAL86, Howe et al., 1986) of the computer program<br />

GLOBAL79 developed by Crump and Watson (1979) to calculate the point estimate and the 95%<br />

upper confidence limit of the extra risk A(d). Upper 95% upper confidence limits on the extra risk and<br />

lower 95% confidence limits on the dose producing a given risk are determined from a 95% upper<br />

confidence limit q *<br />

1 on a parameter q 1 . When q 1 ≠ 0, at low doses the extra risk A(d) has<br />

approximately the form A(d) = q * 1 * d. This term is a 95% upper confidence limit on the extra risk and<br />

*<br />

R / q 1 is an approximate 95% lower confidence limit on the dose producing an extra risk of R. The<br />

*<br />

*<br />

upper limit of q 1 is calculated by increasing q 1 to a value q 1 such that when the log-likelihood is<br />

remaximized subject to this fixed value q * for the linear coefficient, the resulting maximum value of the<br />

log-likelihood L 1 satisfies the equation 2(L 0 - L 1 ) = 2.70554, where L 0 is the maximum value of the loglikelihood<br />

function and 2.70554 is the cumulative 90% point of the chi-square distribution with one<br />

degree of freedom, corresponding to a 95% upper limit (one-sided). This method of calculating the<br />

upper confidence limit for the extra risk A(d) is a modification of the Crump (1980) model. The upper<br />

*<br />

confidence limit for the extra risk calculated at very low doses is always linear with dose. The slope q 1<br />

is taken as an upper bound of the potency of the chemical in inducing cancer at low doses.<br />

In fitting the dose-response model, the number of terms in the polynomial is chosen equal to k (where 1<br />

< k < 6). The algorithm for selecting the number of stages in the model selects the value of k that<br />

minimizes q 1 * , while providing an adequate model fit (p ≥ 0.01). If the model does not sufficiently fit<br />

the data, data from the highest dose are deleted and the model is refitted to the remaining data. This<br />

process is continued until an acceptable fit to the remaining data is accomplished. For purposes of<br />

determining if a fit is acceptable, the chi-square<br />

x 2 =<br />

h<br />

∑<br />

2<br />

( Xi − NiPi<br />

)<br />

NP i i( − Pi)<br />

i=<br />

1<br />

1<br />

is calculated, where N i is the number of animals in the i th dose group, x i is the number of animals in the<br />

i th dose group with a tumor response, P i is the probability of a response in the i th dose group estimated<br />

by fitting the multistage procedure to the data, and h is the number of remaining groups. The fit is<br />

unacceptable when chi-square (Χ 2 ) is larger than the cumulative 99% point of the chi-square<br />

distribution with f degrees of freedom, where f is the number of dose groups minus the number of nonzero<br />

multistage coefficients.<br />

US EPA separates tumor incidence data according to organ sites or tumor types. The incidence of<br />

benign and malignant tumors is combined whenever scientifically defensible. US EPA considers this<br />

incidence combination scientifically defensible unless the benign tumors are not considered to have the<br />

potential to progress to the associated malignancies of the same histogenic origin. The primary<br />

comparison in carcinogenicity evaluation is tumor response in dosed animals as compared to<br />

contemporary matched control animals. However, US EPA states that historical control data could be<br />

used along with concurrent control data in the evaluation of carcinogenic responses, and notes that for<br />

the evaluation of rare tumors, even small tumor responses may be significant compared to historical<br />

9

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