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Lions, Tigers, and Bears—When Compliance Officers orIn-House Counsel Become WhistleblowersI. IntroductionAmong the most difficult category of cases for employers to defend are whistleblowerand other retaliation claims brought by employees. The proliferation of anti-retaliationlaws and the difficulty in defending this category of employment cases have forcedemployers and courts to wrestle with the effects of these laws on employers’ decisionsto take adverse employment action against a potential whistleblower. This situation iseven further exacerbated when a whistleblower turns out to be a trusted professionalsuch as in-house counsel or even a compliance officer.On the other side of the court room sit sophisticated plaintiffs pursuing such claims.Consider the following:• In August, 2014, the Occupational Safety and Health Administration(“OSHA”) ordered reinstatement and a $220,000 back pay award to aterminated environmental specialist who raised nuclear and environmentalsafety concerns to his employer, Washington River Protection Solutions, aU.S. Department of Energy nuclear waste facility contractor. Theenvironmental specialist was found to have been terminated for voicing hisconcerns, a violation of the federal whistleblower provisions of the EnergyReorganization Act. 1• In September, 2014, the Securities and Exchange Commission (“SEC”)handed out the first-ever whistleblower bounty awarded to a complianceprofessional under the Dodd-Frank Act. The SEC awarded $300,000 to a1See www.osha.gov/pls/oshaweb/owadisp.show_document?p_table=NEWS_RELEASES&p_id=26571(Aug. 20, 2014).

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