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The Syntax of Early English - Cryptm.org

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Language change and grammar change 21would include a system <strong>of</strong> verb endings) stands in opposition to the group <strong>of</strong>properties typical <strong>of</strong> another. Within one class, properties tend to correlatewith each other. A particular class need not be completely homogeneous: someelements belonging to it are in the core <strong>of</strong> the class. <strong>The</strong>y are then called prototypical,having all the characteristics <strong>of</strong> the class. Among verbs, these would bethe lexical verbs with a full system <strong>of</strong> morphological inflections and syntacticcomplementation patterns. Other elements may be less precisely defined: theylack some properties typical <strong>of</strong> the class. Warner argues that the Old <strong>English</strong>modals give evidence <strong>of</strong> being such a less precisely defined category: they arelexical verbs, since they have the possibility <strong>of</strong> taking nominal complementsand tensed clause complements. And they have a wider range <strong>of</strong> inflectionsthan their present-day counterparts. But they are not prototypical lexical verbs.Evidence for this is that in some constructions they behave much like thepresent-day <strong>English</strong> modals in not having a subject <strong>of</strong> their own and being sentencemodifiers. With respect to the morphology, Warner also shows that some<strong>of</strong> the modals (the precursors <strong>of</strong> must and shall) occur only as finite forms asearly as the Old <strong>English</strong> period (contra Lightfoot 1979). Thus, they are verbsin Old <strong>English</strong>, but not prototypical verbs. From the early Middle <strong>English</strong>period on, the verbal properties they had became less and less prominent,witness the changes observed by Lightfoot summarized in (2) and (3) above.<strong>The</strong> modals lost their prototypical verbal properties (nominal and tensedclause complements; further loss <strong>of</strong> verb inflections) and came to be largelyused as sentence modifiers in conjunction with bare infinitives. <strong>The</strong> categorialreanalysis advanced by Lightfoot now takes on a different guise: in Warner’sview this is not a radical reanalysis. Rather, the modals shifted from being aperipheral verbal category, to being a separate category Auxiliary. From thetime that this happened, the differences in syntactic behaviour between mainverbs and modals became more prominent. Likewise, the precursors <strong>of</strong> theauxiliaries have and be acquired more auxiliary properties, and do was establishedas a dummy auxiliary. In Warner (1993), this account feeds into adetailed treatment <strong>of</strong> the development <strong>of</strong> the morphosyntactic properties <strong>of</strong><strong>English</strong> auxiliaries from the perspective <strong>of</strong> Head-driven Phrase StructureGrammar. Comparing this account with that <strong>of</strong> Lightfoot, we see that Warnertreats the changes in the modals as gradual, and much <strong>of</strong> the graduality is inthe nature <strong>of</strong> the categorization <strong>of</strong> the modals; the shifting morphosyntacticand semantic properties are a reflex <strong>of</strong> this.Anderson (1993; 1997) has developed a theory <strong>of</strong> notional grammar inwhich categories are defined in terms <strong>of</strong> the notional components P(redicative)and N(ominal), the first being associated with categories that define situations,the second with categories that define things. <strong>The</strong> most basic categories

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