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Report from the Sub-comittee on the environment and health

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252<br />

Annex 2<br />

The general rules for risk assessment of envir<strong>on</strong>mental impacts<br />

<strong>and</strong> classificati<strong>on</strong> of <strong>health</strong> impacts<br />

1 Envir<strong>on</strong>mental impacts<br />

1.1 Risk of persistence, mobility <strong>and</strong> bioaccumulati<strong>on</strong><br />

With respect to properties relating to persistence, mobility <strong>and</strong><br />

bioaccumulati<strong>on</strong>, it is judged whe<str<strong>on</strong>g>the</str<strong>on</strong>g>r <str<strong>on</strong>g>the</str<strong>on</strong>g>re is a risk of <str<strong>on</strong>g>the</str<strong>on</strong>g> prescribed<br />

values for whe<str<strong>on</strong>g>the</str<strong>on</strong>g>r an product can be directly accepted being exceeded in<br />

<str<strong>on</strong>g>the</str<strong>on</strong>g> given c<strong>on</strong>diti<strong>on</strong>s of use. Initially, <str<strong>on</strong>g>the</str<strong>on</strong>g> available laboratory tests are<br />

assessed. If, <strong>on</strong> this basis, it is judged that <str<strong>on</strong>g>the</str<strong>on</strong>g>re is no risk of use of <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

product resulting in <str<strong>on</strong>g>the</str<strong>on</strong>g> acceptance values being exceeded, <str<strong>on</strong>g>the</str<strong>on</strong>g> product is<br />

regarded as acceptable without fur<str<strong>on</strong>g>the</str<strong>on</strong>g>r tests. If, <strong>on</strong> <str<strong>on</strong>g>the</str<strong>on</strong>g> o<str<strong>on</strong>g>the</str<strong>on</strong>g>r h<strong>and</strong>, <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

acceptance values are exceeded, <str<strong>on</strong>g>the</str<strong>on</strong>g> product cannot be authorised<br />

without lysimeter tests or field tests that – assessed <strong>on</strong> <str<strong>on</strong>g>the</str<strong>on</strong>g> basis of a<br />

“realistic worst case” situati<strong>on</strong> with respect to used dosages, c<strong>on</strong>diti<strong>on</strong>s<br />

of use, climate, etc. – prove that use of <str<strong>on</strong>g>the</str<strong>on</strong>g> product does not imply an<br />

unacceptable risk of persistence, leaching to <str<strong>on</strong>g>the</str<strong>on</strong>g> groundwater <strong>and</strong><br />

bioaccumulati<strong>on</strong>.<br />

1.2 Risk of effects <strong>on</strong> aquatic <strong>and</strong> terrestrial organisms<br />

For <str<strong>on</strong>g>the</str<strong>on</strong>g> impact area, <str<strong>on</strong>g>the</str<strong>on</strong>g> risk assessment is based <strong>on</strong> <str<strong>on</strong>g>the</str<strong>on</strong>g> so-called<br />

quotient method, in which <str<strong>on</strong>g>the</str<strong>on</strong>g> relati<strong>on</strong>ship between toxicity <strong>and</strong> exposure<br />

is calculated, cf. The Uniform Principles, EU’s Council Directive<br />

97/57/EEC.<br />

1.3 Toxicity<br />

It is judged whe<str<strong>on</strong>g>the</str<strong>on</strong>g>r <str<strong>on</strong>g>the</str<strong>on</strong>g> exposure exceeds <str<strong>on</strong>g>the</str<strong>on</strong>g> toxic level with a ≥1 x<br />

(un)certainty factor of between 5 <strong>and</strong> 1,000, depending <strong>on</strong> <str<strong>on</strong>g>the</str<strong>on</strong>g> organism<br />

<strong>and</strong> <strong>on</strong> whe<str<strong>on</strong>g>the</str<strong>on</strong>g>r <str<strong>on</strong>g>the</str<strong>on</strong>g> toxicity is acute or chr<strong>on</strong>ic.<br />

The higher <str<strong>on</strong>g>the</str<strong>on</strong>g> quotient, i.e. <str<strong>on</strong>g>the</str<strong>on</strong>g> lower <str<strong>on</strong>g>the</str<strong>on</strong>g> exposure <strong>and</strong>/or toxicity, <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

lower <str<strong>on</strong>g>the</str<strong>on</strong>g> risk <str<strong>on</strong>g>from</str<strong>on</strong>g> use of <str<strong>on</strong>g>the</str<strong>on</strong>g> substance.<br />

The exposure (PEC = Predicted Envir<strong>on</strong>mental C<strong>on</strong>centrati<strong>on</strong>) is<br />

estimated <strong>on</strong> <str<strong>on</strong>g>the</str<strong>on</strong>g> basis of <str<strong>on</strong>g>the</str<strong>on</strong>g> intended use with respect to dosage, method<br />

of applicati<strong>on</strong>, time of use, plant cover, etc.<br />

The (un)certainty factor is intended to cover <str<strong>on</strong>g>the</str<strong>on</strong>g> variati<strong>on</strong> in sensitivity<br />

between species, extrapolati<strong>on</strong> <str<strong>on</strong>g>from</str<strong>on</strong>g> acute to chr<strong>on</strong>ic effects <strong>and</strong> <str<strong>on</strong>g>from</str<strong>on</strong>g><br />

laboratory to field, etc.<br />

The risk assessment is performed in stages. The first stage is a rough<br />

estimate of PEC. If this c<strong>on</strong>centrati<strong>on</strong> lies much (corresp<strong>on</strong>ding to at<br />

least <str<strong>on</strong>g>the</str<strong>on</strong>g> (un)certainty factor) below <str<strong>on</strong>g>the</str<strong>on</strong>g> effect c<strong>on</strong>centrati<strong>on</strong>s achieved in<br />

<str<strong>on</strong>g>the</str<strong>on</strong>g> laboratory, <str<strong>on</strong>g>the</str<strong>on</strong>g> pesticide is regarded as acceptable with respect to <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

area investigated without fur<str<strong>on</strong>g>the</str<strong>on</strong>g>r analyses. If, <strong>on</strong> <str<strong>on</strong>g>the</str<strong>on</strong>g> o<str<strong>on</strong>g>the</str<strong>on</strong>g>r h<strong>and</strong>, <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

effect c<strong>on</strong>centrati<strong>on</strong> is close to PEC, <strong>on</strong>e moves to <str<strong>on</strong>g>the</str<strong>on</strong>g> next step, in which<br />

<str<strong>on</strong>g>the</str<strong>on</strong>g> PEC calculati<strong>on</strong> is refined so that PEC again approaches a “realistic<br />

worst case”. In cases in which a “realistic worst case” PEC <strong>and</strong> <str<strong>on</strong>g>the</str<strong>on</strong>g>

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