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Public Health Law Map - Beta 5 - Medical and Public Health Law Site

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when they were designing research studies. This is necessary to determine what<br />

information is available, what form it is in, <strong>and</strong> how the study must be designed to<br />

retrieve the information. HIPAA continues this exception to the right of patients to<br />

control access to their medical information for non- treatment purposes, but with<br />

certain limitations. The access is limited to preparatory research, it cannot be a ruse<br />

to do research on the PHI without satisfying IRB requirements. The information must<br />

be necessary for the preparation. Most importantly, the information cannot be taken<br />

from the covered entity. This includes copies of the information or excepts in the<br />

researcher's notes. The researcher can only review the records but cannot extract data<br />

from them. This exception applies to the HIPAA requirements on access to records,<br />

unless the preparatory research meets one of the exemptions from the Common Rule,<br />

it is still subject to IRB review.<br />

I. Conclusions<br />

HIPAA works from the premise that individuals should control their own personal<br />

health information. HIPAA has significant exceptions to allow medical care to be<br />

provided to the patient without unduly burdensome paperwork requirements. HIPAA<br />

also have broad exceptions for research access to records, but these still make certain<br />

types of research much more burdensome or impossible to do. As discussed in the<br />

<strong>Public</strong> <strong>Health</strong> section, there are also significant exceptions to HIPAA for public health<br />

investigations.<br />

HIPAA does provide some useful additional protections for patient privacy <strong>and</strong> it gives<br />

patients better control over their medical information. This comes at a significant cost<br />

to hospitals <strong>and</strong> other medical care providers, as well to medical research. Given the<br />

numerous exceptions to HIPAA, which privacy advocates argue really allow most of<br />

the practices they are concerned about, it is not clear that HIPAA will be worth its cost.<br />

Only time can answer that question.<br />

XII. <strong>Medical</strong> Records<br />

HIGHLIGHTS<br />

Introduction<br />

Improper medical records can subject medical care practitioners to civil <strong>and</strong><br />

criminal liability.<br />

<strong>Medical</strong> records must meet federal st<strong>and</strong>ards for documentation.<br />

Even informal medical encounters should be documented.<br />

Patient confidentiality must be respected when releasing medical records.<br />

<strong>Medical</strong> records must never be altered or fabricated.<br />

Traditionally, there were two major legal issues in medical records management: how<br />

would the medical record be used in possible medical malpractice litigation; <strong>and</strong> who<br />

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