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Introduction to Fire Safety Management

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12.1.6 Internal systems for managing adverse<br />

event data<br />

In addition <strong>to</strong> agreeing and implementing an action plan,<br />

it is important <strong>to</strong> communicate the fi ndings <strong>to</strong> the workforce.<br />

The benefi ts of this are that management continue<br />

<strong>to</strong> demonstrate their commitment <strong>to</strong> the management<br />

of health and safety and that the lessons learnt through<br />

the investigation process are learnt by a wider audience<br />

throughout the organisation.<br />

Tracking the response <strong>to</strong> each event – organisations<br />

will want <strong>to</strong> establish formal systems for recording<br />

adverse events <strong>to</strong> ensure that the enforcing authorities<br />

are notifi ed when required, information relating <strong>to</strong> injuries<br />

<strong>to</strong> staff members is accurately recorded and <strong>to</strong> moni<strong>to</strong>r<br />

the performance of the investigation procedure. As well<br />

as learning lessons from each adverse event it is equally<br />

important that any longer-term trends that should attract<br />

management’s attention are identifi ed.<br />

Trend analysis – this can be achieved in a number<br />

of ways. As a minimum a paper-based system can be<br />

used where the workforce is small and adverse events<br />

are few. It is normal for SMEs and larger organisations <strong>to</strong><br />

employ an electronic system for recording the necessary<br />

data. Whichever system is used it must be able <strong>to</strong><br />

provide a management overview of the event experience<br />

and enable an analysis of event trends.<br />

Communication – the lessons learnt from each<br />

event and trend analysis including any additional control<br />

measures that are <strong>to</strong> be implemented must be communicated<br />

<strong>to</strong> staff. To be most effective communication will<br />

normally be made in a variety of ways including:<br />

➤ Agenda items for management meetings<br />

➤ Posters<br />

➤ Agenda items for health and safety committee<br />

meetings<br />

➤ Intranet websites<br />

➤ Seminars<br />

➤ E-mail shots<br />

➤ Tool box talks<br />

➤ In-house journals.<br />

12.2 Statu<strong>to</strong>ry requirements for<br />

recording and reporting adverse<br />

events<br />

There are two key pieces of legislation that require<br />

employers <strong>to</strong> record and report adverse events:<br />

➤ Social Security (Claims and Payments) Regulations<br />

and<br />

➤ The Reporting of Injuries, Diseases and Dangerous<br />

Occurrences Regulations 1995 (RIDDOR).<br />

Reactive moni<strong>to</strong>ring – reporting, recording and investigation<br />

12.2.1 Social Security (Claims and Payments)<br />

Regulations (SSCPR)<br />

The SSCPR require that employers keep a record of<br />

injur ies at premises where more than 10 people work.<br />

Under regulation 25, persons who are injured are<br />

required <strong>to</strong> inform their employer and record the details,<br />

including how the event occurred, in an accident book<br />

(see Fig. 12.6).<br />

The employer is, in turn, obliged <strong>to</strong> investigate the<br />

cause of the event in so far as it establishes the most<br />

basic information which should then be recorded in the<br />

accident book. The purpose of recording the details in<br />

the accident book is <strong>to</strong> enable the Department for Social<br />

Security <strong>to</strong> have access <strong>to</strong> basic information in the event<br />

of a claim being made as a result of the injury.<br />

In order <strong>to</strong> aid employers <strong>to</strong> satisfy the requirements<br />

of the SSCP and the Data Protection Act 1998,<br />

the HSE has published an accident book BI 510. As<br />

with guidance from the HSE, employers are not obliged<br />

<strong>to</strong> use this particular book; however, they are obliged <strong>to</strong><br />

record the information requested on the form.<br />

Despite the fact that HSE publish a book <strong>to</strong> record<br />

accidents it should be remembered that the requirement<br />

for an initial investigation and recording of personal<br />

injury accidents is contained within the SSCPR.<br />

To meet the Data Protection Act requirements the<br />

personal details that are recorded within the accident<br />

book or part of a company’s reporting and recording<br />

system must be kept securely and only be accessed by<br />

authorised persons.<br />

As will be discussed later within this chapter the<br />

information recorded within the BI 510 is of limited use<br />

when an investigation takes place as it only records<br />

personal injury accidents (not near misses or fi re, false<br />

alarms, etc. if persons are not harmed).<br />

Many organisations therefore provide additional<br />

forms for completion, or have decided <strong>to</strong> dispense<br />

with the basic accident book and record in a different<br />

manner.<br />

12.2.2 The Reporting of Injuries, Diseases<br />

and Dangerous Occurrences Regulations 1995<br />

(RIDDOR)<br />

The Reporting of Injuries, Diseases and Dangerous<br />

Occurrences Regulations 1995 (RIDDOR) require that<br />

employers notify the relevant enforcing authority of<br />

specifi ed injuries, diseases and dangerous occurrences<br />

that occur as a result of a work undertaking. The events<br />

(specifi ed in RIDDOR) that need <strong>to</strong> be reported are:<br />

➤ Death or major injury, where an employee or selfemployed<br />

person is killed or suffers a major injury<br />

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