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Introduction to Fire Safety Management

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<strong>Introduction</strong> <strong>to</strong> <strong>Fire</strong> <strong>Safety</strong> <strong>Management</strong><br />

➤ take samples of articles or substances<br />

➤ require articles or substances <strong>to</strong> be dismantled and<br />

tested as necessary<br />

➤ take possession of articles or substances as<br />

necessary<br />

➤ require any person <strong>to</strong> give them information, <strong>to</strong><br />

answer questions as necessary and <strong>to</strong> sign a declaration<br />

of the truth of their answers<br />

➤ inspect and take copies of documents<br />

➤ require facilities and assistance as necessary <strong>to</strong><br />

exercise their powers<br />

➤ do anything else necessary <strong>to</strong> exercise their powers.<br />

In addition <strong>to</strong> the above, appointed inspec<strong>to</strong>rs have the<br />

following specifi c powers:<br />

➤ the power <strong>to</strong> serve enforcement notices<br />

➤ the power <strong>to</strong> seize, destroy or render harmless any<br />

article or substance which the inspec<strong>to</strong>r believes is a<br />

cause of imminent danger or serious personal injury.<br />

15.3.16 Enforcement notices<br />

Where an inspec<strong>to</strong>r is of the opinion that a person is<br />

contravening a statu<strong>to</strong>ry provision, or has contravened<br />

a statu<strong>to</strong>ry provision in circumstances that make it likely<br />

that the contravention will continue or be repeated,<br />

they may serve an improvement notice requiring remedial<br />

action <strong>to</strong> be taken by a specifi ed date. The inspec<strong>to</strong>r<br />

may give written confi rmation of the remedial action<br />

required in the form of a schedule attached <strong>to</strong> the notice<br />

but they are not required <strong>to</strong> do so.<br />

Where an inspec<strong>to</strong>r is of the opinion that an activity<br />

being carried out or likely <strong>to</strong> be carried out involves, or<br />

will involve, a risk of serious personal injury, they may<br />

serve a prohibition notice requiring that the activity is<br />

suspended. The activity will be suspended either with<br />

immediate effect or after a specifi ed time. Again, the<br />

inspec<strong>to</strong>r may give written confi rmation of the remedial<br />

action required in the form of a schedule attached <strong>to</strong> the<br />

notice but they are not required <strong>to</strong> do so.<br />

A person on whom a notice has been served may<br />

appeal <strong>to</strong> the Employment Tribunal within 21 days of<br />

the service date. Where an appeal is lodged against an<br />

improvement notice, the notice is suspended pending<br />

the outcome of the appeal. In the case of a prohibition<br />

notice, the notice will stay in force pending the appeal<br />

unless otherwise directed by the Employment Tribunal.<br />

15.3.17 Sections 26 <strong>to</strong> 28<br />

These sections cover the power of the enforcing authority<br />

<strong>to</strong> indemnify their inspec<strong>to</strong>rs and provide detail<br />

regarding the obtaining and disclosure of information by<br />

the HSC, HSE and enforcing authorities.<br />

348<br />

15.3.18 Sections 29 <strong>to</strong> 32<br />

These sections were repealed.<br />

15.3.19 Section 33<br />

This section covers offences and the penalties that<br />

may be imposed in criminal proceedings for breaches<br />

of the HSW Act and supporting regulations. Examples<br />

of offences and penalties for both summary conviction<br />

(magistrates’ court) and conviction on indictment (cases<br />

taken in the Crown Courts) are summarised in Table 1.<br />

The enforcing authorities can initiate criminal<br />

proceedings regardless of whether any other action<br />

has been taken. There is no obligation placed upon<br />

the inspec<strong>to</strong>r <strong>to</strong> warn an offender of their intention <strong>to</strong><br />

prosecute although in practice prosecution is often only<br />

used when warnings and persuasion have been ignored.<br />

An inspec<strong>to</strong>r may prosecute either an individual person<br />

or the employer organisation, or both.<br />

15.3.20 Section 34<br />

This section extends the time for bringing summary proceedings,<br />

e.g. following delays for relevant inquiries or<br />

inquests.<br />

15.3.21 Section 35<br />

This section enables the location of plant or substances<br />

involving a breach of relevant statu<strong>to</strong>ry provisions <strong>to</strong> be<br />

regarded as the location of the breach for the purposes<br />

of enforcement.<br />

15.3.22 Section 36<br />

Where an offence committed by one person is due <strong>to</strong> the<br />

act or default of another person, this section enables the<br />

enforcing authority <strong>to</strong> initiate criminal proceedings against<br />

the other person for the offence regardless of whether any<br />

proceedings are taken against the fi rst person.<br />

15.3.23 Section 37<br />

Where an offence committed by a body corporate is<br />

committed with the consent or connivance or is attributable<br />

<strong>to</strong> the neglect of any direc<strong>to</strong>r, manager or similar<br />

offi cer of the body corporate, this section enables<br />

the enforcing authority <strong>to</strong> initiate criminal proceedings<br />

against both the corporate body and the individual person<br />

for the offence.<br />

15.3.24 Sections 38 and 39<br />

Under these sections the power <strong>to</strong> initiate criminal proceedings<br />

for summary trial in England and Wales is

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