The Future of Smallholder Farming in Eastern Africa - Uganda ...

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1.3 Research Objectives and Hypotheses Objectives of the study The overall objective of the study is to investigate farm-level social capital in marginal areas and evaluate its effects on perceptions of soil erosion problems, soil conservation investments, resource use patterns, and agricultural productivity. The specific objectives are • To study and characterize forms or attributes or elements or types of social capital; • To investigate how “different forms” of social capital influence farm-level soil and water conservation investments; • To investigate whether there is a link between social capital, resource use, and agricultural productivity; and • To provide policy implications regarding social capital and soil conservation. Hypotheses of the study The following hypotheses were posed for testing. • There are various elements of social capital, which have different and significant effects on soil and water conservation. • Social capital has a positive significant effect on resource use. • Social capital has a positive significant effect on agricultural productivity. 2. Conceptual framework In this section, we describe how we defined, conceptualized, measured, and applied different measures of cooperative capacity; how these measures relate to the explanatory factors hypothesized to affect cooperation, and the impact of these indicators on a variety of outcomes observed at both the community and household level. 2.1 Definition of social capital Social capital is a relatively new term in the lexicon of economists (Katz 2000) and a hotly debated concept in modern sociology (Coleman 1990; Putnam 1993), though the role of interpersonal relationships in human relations have long been recognized by social scientists (Coleman 1988; Granovetter 1985). However, the concept has been seldom used in economics (Fafchamps and Minten 1999; Barr 1997; Narayan and Pritchett 1996). This is probably due to the diversity of definitions of what social capital is and is not at the operational level (Krishna 2003; Fafchamps and Minten 1999),although there is a high consistency in the definitions of social capital at the general level, including the forms and dimensions it embraces (Narayan and Cassidy 2001). Two possible meanings of social capital can be inferred from the literature. First, it may be seen as a stock of trust and emotional attachment to a group or society that facilitates the provision of public goods (Fukuyama 1995; Greif 1993; Coleman 1988; Putnam, Leonardi, and Nanetti 1993). Second, it may be seen as an individual asset that generates private benefits to a single individual or firm (Granovetter 1985; Montgomery 1991; Aoki 1984). Krishna (2003) argues that while the concept of social capital is valid universally, the measure of social capital will vary by context, and it must be related in each case to aspects of social relations that assist mutually beneficial collective action within that particular
cultural context. It is this imprecise meaning, which makes measurement difficult, that has caused economists to be wary of using the concept. The soil conservation model described below is adopted from the sustainable livelihood framework, which offers a holistic approach for assessing resources and assets that are available to households. It analyzes how these are linked to the strategies that are used to reach desired household welfare outcomes, and it summarizes the pathways by which household resources are manipulated to achieve attainment of welfare needs. Social capital is one of the most important resources available to the household. Here we restrict ourselves to two dimensions of social capital—structural and cognitive—to examine the social capital manifestations in membership density, diversity, participation in decisionmaking in the groups, and the perception of trust, solidarity, and cooperation in groups or organizations. 2.2 Perception of the soil erosion problem and investment in terraces as a two-stage process The effects of social capital as defined influence decisionmaking in a soil conservation model illustrated in Figure 1. In this model, we attempt to capture the main factors that motivate households to adopt soil conservation measures. The model illustrates how social capital and other factors directly or indirectly influence the soil erosion problem and terrace investments. It thus informs the discussion on how farmers convert social capital into physical/natural capital, which in this research is indicated by the terrace investments. In this model, the decision to invest in soil conservation practices may be conditioned by the individual household’s perception of the soil erosion problem and possibly the level of social capital. The perception of the soil erosion problem may in turn depend on social capital, existing institutional and policy factors—particularly at the macro level—household characteristics, location or area-based factors, and farm characteristics.
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Part One - Agricultural Productivit
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I. Introduction Agricultural Produc
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came about from expansion of cultiv
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study, therefore, limited itself to
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Land allocation and yields of 12 cr
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Table 6: Key economic variables for
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local seed in absolute terms and th
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Table 11: Crosscutting priority con
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Table 13: General constraints to ma
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These results clearly demonstrate t
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Table 18: Crosscutting constraints
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V. Policy Implications The findings
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References Appleton, Simon (2001).
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1.0 BACKGROUND 1.1 Introduction Low
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egins with a summary of the literat
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Source: National Wetlands Conservat
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shillings (§37-38). Every landowne
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Similarly, Howard (1995) used socia
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Uganda may well have more than a qu
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factors that explain household leve
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of inputs 18 , pests and diseases,
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(PMA p. 27). It also requires impro
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agriculturalists, who still do not
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to have covered 30,000 ha. During t
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4.0 RESEARCH METHODOLOGY The breadt
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• What is the current extent of w
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Figure 2. Changes in Sources of Com
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Figure 5. Proportion of Households
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estimates are remarkably consistent
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FSI - Percentage by District Distri
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was corrected using the White-Huber
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utilization for the household. Howe
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The nature of the structures to con
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impact of irrigation on horticultur
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growing population. Wetland protect
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APPENDICES Appendix 1. The Wetlands
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Appendix 2. THE 5V’s PRIORITY CLA
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Appendix 5. Determinants of Product
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Estimated covariances = 79 Number o
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International Food Policy Research
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Scherr, Sara J., 1999b. Poverty-env
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Land Tenure, Agricultural Productiv
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1.3 Statement of the problem Land s
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In order to achieve these objective
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densely populated Nyeri and Kakameg
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Figure 3: Conceptual Model Type of
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Figure 4: Location of the Study Dis
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By 2001, land demarcation and regis
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3.4 Survey Design The survey was un
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3.5.3 Model of Environmental Degrad
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questionnaire (Figure 8). Prominent
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Figure 10: Availability of hired la
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Figure 13 shows the level of cultiv
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joint significance test on the 4 dr
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Table 8: Regression Results on Maiz
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was classified into three categorie
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Table 9: Tobit Analysis with Enviro
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5.0 CONCLUSIONS AND POLICY IMPLICAT
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5.5 Access to Market A number of fa
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FAO (2003b). “Women and Food Secu
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Omiti John and Paul Obunde (2002).
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Annex 1: Pearson Correlation Coeffi
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SEXHH SEXLUSER TSECUR VEGCP1 CHILDE
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Part two - Agricultural Markets
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Market Liberalisation and Agricultu
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farms show annual fluctuations, wit
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Figure 2: Recent trends in domestic
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5. The Model The interest of this s
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sources for each sector. α IM ji a
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Savings Households’ savings are a
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The value-added price is defined th
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Specifically, the Government polici
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Table 5: Calculated Tariff Rates (%
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disincentive to farmers. Inability
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competitiveness. The second one is
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Table 7: Wage Rates and Labour Inco
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Similar simulation is undertaken in
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References Block, S. and C.P. Timme
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Tyler, G. J. and Akinboade, O. 1992
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(A.10) ai ∑ P ϖ P i=1,...,3; j =
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(A.32) price (A.33) P Q = P ( 1+ td
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Table A.2: Variables of KEGEM Varia
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VA A i Efficiency parameter in valu
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CHAPTER FIVE Post-Liberalization Ma
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As alluded to earlier, initial agri
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directly to dairy farmers as animal
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to engage in this new role, the gov
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2.0 RESEARCH METHODOLOGY 2.1 Overal
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markets with minor gaps in data ser
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Price-series correlations are conve
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Migori Awendo Postliberalization 1,
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model depends on whether or not the
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Table 6b--Unit root tests for price
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Table 8a--Unit root tests for OLS r
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3.3 The Role of Infrastructure and
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Table 13--Reported distances from t
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Table 15--Reported maize storage pr
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Table 17--Traders’ perception of
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3.3.6.2 Awareness of the Liberaliza
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Retailer (open-air market) 21 13 7
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3.4 Maize Marketing Costs Traders w
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3.4.4 License and Market Fees Accor
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5.Develop farmers’ and traders’
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Coulter, J., and J. A. F. Compton.
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Meilink, A. H. 1987. Food consumpti
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Figure 1 Maize surplus and deficit
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Figure 3 Trends in Maize Prices 199
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Price per 90kg bag (Kshs) Mbeere Di
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Figure 4 Modes of transporting maiz
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Figure 6: Limitations to storage ca
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Figure 8: Problems experienced in a
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CHAPTER SIX Grain Marketing in Addi
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A third, related explanation argues
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educed marketing costs related to p
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1.4. Research questions This study
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1.6. Organization of the report Thi
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the cases, respectively (Table 2.4)
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Brokers believe that most regional
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There is also a close relationship
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Table 2.14: Buyers’ methods for i
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Source: Survey, 2002. Table 2.18: D
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Table 2.22: Method used to grade di
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Table 2.25: Access to credit broker
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It has been reported that grain pur
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3. GRAIN RETAILERS Retailers serve
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Like brokers, retailers use cash or
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Table 3.11: Buyers’ information a
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Table 3.14: Retailers’ views of g
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Getting reliable price information
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Table 4.4: How do you set a sales p
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Table 4.7: Means of settling disput
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a.m. The survey included wholesale
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Table 5.3: Instability index of dai
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Table 5.7: Seasonality index of who
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Figure 5.3: Ratio of wholesale to r
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Table 5.8: Results of stationary te
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Table 5.10: Summary of Granger caus
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holiday sales. The results of the r
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Table 6.1: Storage capacity of the
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Intermarket grain flow is coordinat
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• a legal, regulatory, and enforc
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REFERENCES Al-Hassen, R., A. Dorwar
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Seppala, P. 1998. Decisive liberali
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achieve some welfare objective. The
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Annex Table 2.10: Have you faced di
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Annex Table 2.21: Do you consider p
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Annex Table 3.3: Cost structure of
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Annex Table 4.2: Complementary acti
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CHAPTER SEVEN Post-Harvest Grain Ma
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only (see Abebe 2000: 80-83). That
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of processing as an important post-
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occur at all stages of post-harvest
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Endowment & access to Resources (e.
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Figure 2: The Study Areas (shaded a
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(6) β i = β 0 λ i , 0
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Intercrop differences Liquidity con
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eplace old animals (19 percent of h
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Table 5. Number and capacity of gra
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Table 7b.Estimated grain loss durin
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7.1.3. Grain Marketing Practices an
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1.8 Producers' price 1.6 1.4 1.2 1
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next season, grain prices tend to b
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Table 13: Regression results (Tobit
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of grain production was reportedly
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instruments to mitigate price risks
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Coulter, J. and G. Onumah, (2002).
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Appendix: Supplementary Tables Appe
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CHAPTER EIGHT Collective Action in
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The objectives of DRS were to popul
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increasing participation. Thus, the
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Table 2. Perceived change in benefi
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unsatisfactory (Table 8). Flaws in
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Table 14. Measures of wealth status
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Results from Regression Analysis Ta
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However, to maintain these benefits
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Table 18. Determinants of participa
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_______ 1981. Common property and c
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Management Regulations and Enforcem
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In theory, under PFM, the governmen
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3.2 Desk study The desk study invol
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Table 1: Number and gender of indiv
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Poverty Increase in number of fishe
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Table 5: Responses given by various
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wages after the catch is sold (see
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70 60 No of respondents 50 40 30 20
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4.2.3 Lack of attention to social i
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5.3 Regulate the construction of re
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REFERENCES Allison, E. H., and P. M
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APPENDIXES Appendix A: Districts of
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Questions and responses Government
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Questions and responses Lack of coo
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CHAPTER TEN Animal Health Service D
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• Individuals are selected for tr
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Makueni district was selected becau
Page 390 and 391: 1.5 Justification of the study The
Page 392 and 393: more sustainable (Leonard 1993; Uma
Page 394 and 395: of defined roles for CBAHWs within
Page 396 and 397: Interviews with veterinary officers
Page 398 and 399: The estimated model was of the form
Page 400 and 401: Gender remains a sensitive issue. P
Page 402 and 403: The most common ailments and diseas
Page 404 and 405: 4.3 Factors influencing the level o
Page 406 and 407: Table 9 -- Factors influencing the
Page 408 and 409: Table 10 - Factors determining the
Page 410 and 411: Table 12 -- Current mean numbers of
Page 412 and 413: Figure 4: Percentage of household h
Page 414 and 415: CBAHWs were the most utilized chann
Page 416 and 417: Users of veterinarians’ services
Page 418 and 419: Table 18 -- Levels of incomes and l
Page 420 and 421: higher average calving per cow, whi
Page 422 and 423: Table 21 -- CBAHWs’ ranking of sp
Page 424 and 425: epresentative of livestock keepers
Page 426 and 427: Despite the restriction imposed by
Page 428 and 429: veterinarians. Such associations co
Page 430 and 431: References Akabwai, D., V. Shean, a
Page 432 and 433: Johnson, P. J., and C. Chahuares. 1
Page 434 and 435: Appendix 1: The Logistic Procedure
Page 436 and 437: Social Capital and Sustainable Agri
Page 438 and 439: 1.1 Soil conservation programs and
Page 442 and 443: Institutional and Policy factors -
Page 444 and 445: land pressure is high (Holden 1991)
Page 446 and 447: include density of membership in gr
Page 448 and 449: then summed up according to increas
Page 450 and 451: Social capital, resource use, and a
Page 452 and 453: Table 4.4 Farmers’ perception of
Page 454 and 455: Table 4.5: Empowerment and politica
Page 456 and 457: Table 4.8: Indicators of collective
Page 458 and 459: Table 4.10: Comparison of means of
Page 460 and 461: 5. The influence of social capital
Page 462 and 463: especially when considered on an ad
Page 464 and 465: households may pay less attention t
Page 466 and 467: Table 5.3 Determinants of terracing
Page 468 and 469: and Gichuki 1994). In the 1940s, th
Page 470 and 471: Table 5.4. Determinants of soil con
Page 472 and 473: 5.3. Social capital, resource use,
Page 474 and 475: 6. Implications for policy and prog
Page 476 and 477: essential for the formation of exte
Page 478 and 479: BIBLIOGRPAHY Admassie, Y., L. I. Mw
Page 480 and 481: Gambetta, D. 1988. Can we trust tru
Page 482 and 483: Social capital and watershed develo
Page 484 and 485: Obare, G. A., S. W. Omamo, and J. C
Page 486 and 487: Washington D.C.: The World Bank Tem
Page 488 and 489: Appendix: A list of Contributors Ab
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Appendix: Projects Supported Under
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IFPRI Eastern Africa Food Policy Ne
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