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Reading Working Papers in Linguistics 4 (2000) - The University of ...

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OPACITY AND SYMPATHY THEORY<br />

Uniformity & Opacity require pairs <strong>of</strong> representations: base/reduplicant,<br />

full word/truncatum, simple word/derived word. In a sense, opacity as<br />

well requires an extra pair <strong>of</strong> representations (other than I-O): ❀candidate<br />

(=sympathetic candidate) / output.<br />

6. An overview <strong>of</strong> Sympathy <strong>The</strong>ory<br />

Sympathy <strong>The</strong>ory (McCarthy 1998), a development <strong>of</strong> OT, has been<br />

proposed as an attempt <strong>of</strong> deal<strong>in</strong>g successfully with opacity.<br />

<strong>The</strong> idea is that EVAL selects the optimal candidate after the<br />

mediation <strong>of</strong> a designated sympathetic candidate, annotated with a<br />

rosette, ❀, which <strong>in</strong>fluences the optimal one, though fails to w<strong>in</strong>. <strong>The</strong><br />

sympathetic candidate is selected by a selector constra<strong>in</strong>t, which has to<br />

be a faithfulness one, annotated with a ✮ (e.g. ✮MAX- C <strong>in</strong> tableau 1).<br />

<strong>The</strong> key idea is that the selector should choose a candidate <strong>in</strong> which the<br />

opaque process is motivated transparently. <strong>The</strong> sympathetic candidate<br />

has to obey the selector constra<strong>in</strong>t. <strong>The</strong> <strong>in</strong>fluence <strong>of</strong> the sympathetic<br />

candidate on the output is mediated by a sympathetic constra<strong>in</strong>t, also<br />

annotated with a rosette, ❀ (e.g. ❀MAX-V <strong>in</strong> tableau 1), which has to be<br />

a faithfulness constra<strong>in</strong>t, and <strong>in</strong> particular a dom<strong>in</strong>ated one, as an<br />

undom<strong>in</strong>ated one has to be obeyed by every optimal candidate and will be<br />

<strong>of</strong> no <strong>in</strong>terest to the evaluation process. <strong>The</strong>refore a candidate will be the<br />

w<strong>in</strong>nner because it is <strong>in</strong> sympathy relation with a co-candidate <strong>of</strong> special<br />

status, which is optimal with regard to a specific dom<strong>in</strong>ated constra<strong>in</strong>t.<br />

We should also make clear that we have to set up the selector<br />

constra<strong>in</strong>t and the sympathetic constra<strong>in</strong>t specifically for the ST tableau.<br />

As can be seen, the OT tableau gives the wrong output and this is<br />

precisely why ST is called upon.<br />

Tableau 2: OT selects the wrong candidate <strong>in</strong> Tiberian Hebrew<br />

/de2C/ CODA– *Cmplx DEP–V<br />

COND<br />

de2e *<br />

☞ de2<br />

(wrong w<strong>in</strong>ner)<br />

de2eC *! *<br />

de2C *! *!<br />

33

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