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Reading Working Papers in Linguistics 4 (2000) - The University of ...

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OPACITY AND SYMPATHY THEORY<br />

successively elim<strong>in</strong>ate candidates accord<strong>in</strong>g to their non-violations <strong>of</strong> the<br />

constra<strong>in</strong>ts, tak<strong>in</strong>g <strong>in</strong>to consideration the constra<strong>in</strong>t rank<strong>in</strong>g.<br />

To that end, we successively def<strong>in</strong>e sets (us<strong>in</strong>g subscripts to denote<br />

candidates and constra<strong>in</strong>ts) conta<strong>in</strong><strong>in</strong>g the discarded candidates. Start<strong>in</strong>g<br />

from the highest ranked constra<strong>in</strong>t (say constra<strong>in</strong>t 1), we elim<strong>in</strong>ate all<br />

candidates violat<strong>in</strong>g it. D 1 conta<strong>in</strong>s all candidates violat<strong>in</strong>g constra<strong>in</strong>t 1,<br />

while there is at least one candidate k (not belong<strong>in</strong>g to the sets <strong>of</strong> the<br />

discarded candidates F 1 ), obey<strong>in</strong>g constra<strong>in</strong>t 1. D 2 conta<strong>in</strong>s all candidates<br />

violat<strong>in</strong>g constra<strong>in</strong>t 2, the second highest-ranked constra<strong>in</strong>t, while there is<br />

at least one candidate k (not belong<strong>in</strong>g to the sets <strong>of</strong> the discarded<br />

candidates F 1 and D 1 ), obey<strong>in</strong>g it. D 3 conta<strong>in</strong>s all candidates violat<strong>in</strong>g<br />

constra<strong>in</strong>t 3, the third highest-ranked constra<strong>in</strong>t, while there is at least one<br />

candidate k, which obeys it and which does not belong to the sets <strong>of</strong><br />

discarded candidates F 1 , D 1 and D 2 . This process is carried on until all<br />

candidates but one have been discarded and can be written symbolically<br />

as<br />

D<br />

D<br />

D<br />

D<br />

1<br />

2<br />

3<br />

n<br />

=<br />

=<br />

=<br />

=<br />

{ i :Ιi,<br />

1 = 0 ∧ ∃ k ∈ F1<br />

−{ i} with Ik,1<br />

= 1 }<br />

{ i :Ιi,<br />

2 = 0 ∧ ∃ k ∈ F1<br />

−{ i}<br />

− D1<br />

with Ik,2<br />

= 1 }<br />

{ i :Ι = 0 ∧ ∃ k ∈ F −{ i}<br />

− D − D with I = 1 }<br />

i, 3<br />

1<br />

...<br />

{ i :Ι = 0 ∧ ∃ k ∈ F − D − D − D ... − D with I = 1 }<br />

i,n<br />

1<br />

1<br />

1<br />

2<br />

At the end <strong>of</strong> the procedure, the optimal candidate is then go<strong>in</strong>g to be<br />

OPT = F1 − D1<br />

− D2<br />

− D3...<br />

− D n = { i opt }.<br />

OPT should have only one candidate (if otherwise, i.e. if OPT = ∅ or it<br />

conta<strong>in</strong>s more than one candidate, either the constra<strong>in</strong>t rank<strong>in</strong>g is<br />

<strong>in</strong>correct or perhaps more constra<strong>in</strong>ts need to be added). <strong>The</strong> discard<strong>in</strong>g<br />

<strong>of</strong> candidates from F 1 is performed <strong>in</strong> a simultaneous process by EVAL<br />

<strong>in</strong> the OT mechanism.<br />

Let us demonstrate this <strong>in</strong> tableau 1, which I cite here aga<strong>in</strong><br />

slightly modified as tableau 5. de(e2 and des2 are not the first candidates<br />

to be ruled out due to their violat<strong>in</strong>g the highest ranked constra<strong>in</strong>t. Instead<br />

de( and des2 are out first because they violate the ❀constra<strong>in</strong>t, ❀MAX–V.<br />

In the first step <strong>of</strong> our algorithm, this constra<strong>in</strong>t acts as though it is the<br />

highest ranked (undom<strong>in</strong>ated) one. Once de( and des2 have been<br />

discarded, ❀MAX–V is deprived <strong>of</strong> its special powers and now acts as a<br />

dom<strong>in</strong>ated constra<strong>in</strong>t. In the second step de(e2 is the next candidate to be<br />

2<br />

3<br />

k,3<br />

n−1<br />

k,<br />

n<br />

39

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