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Fig. 1.3 Brown and Levinson's Model Person<br />

MP<br />

Z**ý'ýý<br />

1) Rational 2) Face needs<br />

Agent<br />

Negative Positive<br />

Autonomy firom Solidarity ; Ersfýý<br />

ithý<br />

I rr<br />

othe<br />

others,<br />

Alongside possessing these basic qualities, Brown and Levinson posited<br />

persons as being mutually aware <strong>of</strong> both the rational maxims <strong>of</strong> communicative<br />

action and the fact that fellow interlocutrs possess such face needs. Verbal<br />

communication is therefore conduceted with both sets <strong>of</strong> needs in mind. It is out<br />

<strong>of</strong> the dialectic <strong>of</strong> the need to achieve conversational goals in the most rational<br />

way and the recognition <strong>of</strong> face conerns that speakers are able to encode<br />

politeness as a form <strong>of</strong> facework in the realisation <strong>of</strong> potentially face-threatening<br />

acts and hearers are able to hear this as such.<br />

Having identified face as the central concept in their account <strong>of</strong> linguistic<br />

poiteness, Brown and Levinson focused not so much on the maintenance <strong>of</strong><br />

equilibrium (Cf. G<strong>of</strong>fman 1967), but on the mitigation <strong>of</strong> particular linguistic acts<br />

which may - due to their intrinsic nature - threaten one or the other aspect <strong>of</strong><br />

face. For example during talk, a wide range <strong>of</strong> utterances may potentially<br />

threaten either aspect <strong>of</strong> an interlocutor's face; what they termed face<br />

threatening acts (henceforth FTAs) (see table 1.1). Such FTAs normally require<br />

some form <strong>of</strong> mitigation to both reduce the threat they pose, and demonstrate<br />

the speaker's recognition <strong>of</strong> operative face needs, whilst at the same time,<br />

allowing the illocutionary force <strong>of</strong> the utterance to stand and communicative<br />

goals to be achieved. For example, criticisms - which may threaten<br />

interlocutors positive face needs - may <strong>of</strong>ten be s<strong>of</strong>tened or realised indirectly,<br />

26

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