Enron Corp. - University of California | Office of The President

Cumulative effect of accounting changes 0.02 - - (0.17) -
Diluted earnings per share $0.49 $0.40 $1.12 $1.10 $1.01
Balance Sheet Data (at end of period):
At March 30, At December 31,
- 438 -
2001 2000 1999 1998
(In millions)
Total assets $67,260 $65,503 $33,381 $29,350
Long and short-term debt 11,922 10,229 8,152 7,357
* * *
Shareholders' equity 11,727 11,470 9,570 7,048
641.41 Each of the Offering Memoranda pleaded in 641.1-641.40 was false and misleading
when issued. The factual and financial information in each of the Offering Memoranda were false
and misleading for the same reasons that that information was false and misleading as alleged
elsewhere and throughout this Complaint.
641.42 The 1999 and 2000 issuances of Osprey securities were orchestrated by three former
Citibank – now CSFB – senior investment bankers: Managing Directors Laurence Nath, James
Fields and Andrew Sriubas.
641.43 CitiGroup's Yosemite I, Yosemite LTD, and Enron Credit Linked Notes Trusts I and
II, Sterling, and Euro issues were all the work of Richard Caplan, Managing Director of Citibank's
Credit Derivatives group, assisted by senior CitiGroup executives, including Paul Deards, Managing
Director, Derivatives Marketing; James Forese, Global Managing Director for Derivatives; Sumit
Roy, Global Head of Credit Derivatives, James Reilly, Managing Director Energy Sector, and
Frederick Chapey, Managing Director and former head of global derivatives. Caplan also utilized
his Credit Derivatives team, consisting of Gary Davis, Amanda Angelini, Timothy Leroux, Ilker
Ertas and Steven Incontro, on these transactions.