Enron Corp. - University of California | Office of The President

day of the offering.
day of the offering.
first day of the offering.
(d) Hawaii Laborers purchased units of Enron 7.875% Notes on 6/1/00, the first
(e) The Archdiocese purchased units of Enron 7.875% Notes on 6/1/00, the first
(f) Greenville Plumbers purchased units of Enron 7.875% Notes on 6/1/00, the
(g) On 9/27/01 and afterward, Staro purchased units of Enron Zero Coupon Notes.
The Prospectus for the sale of the Zero Coupon Notes is dated 7/18/01. On 7/13/01, Enron filed
Amendment No. 1 to the Registration Statement covering the Zero Coupon Notes. The effective
date of the Registration Statement is, at the earliest, 7/13/01, the filing date of Amendment No. 1 to
the Registration Statement. Enron did not issue an earning statement covering a period of at least
12 months beginning after the effective date of the Registration Statement between 7/13/01 and the
end of 01.
Individual Defendants
1009. The individual defendants named in 1006 above (the "Individual Defendants") were
responsible for the contents and dissemination of the Registration Statements as they signed the
registration statements and participated in the preparation and dissemination of the Registration
Statements and Prospectuses by preparing, reviewing and/or signing of the Registration Statements
and Prospectuses and thereby causing their filing with the SEC.
1010. Each of the Individual Defendants issued, caused to be issued and participated in the
issuance of materially false and misleading written statements to the investing public which were
contained in the Registration Statement, which misrepresented or failed to disclose, inter alia, the
facts set forth above.
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