Enron Corp. - University of California | Office of The President

Dollars per Share
Enron Corp.
Defendant J. Duncan's Quarterly Shares Sold (Dollar Volume)
June 1996 - November 2001
$100
$80
$60
$40
$20
$0
(y) Defendant John H. Duncan ("John Duncan") was, at all relevant times, a
director of Enron. During the Class Period, while in possession of adverse undisclosed information
about the Company, John Duncan sold 35,000 shares of his Enron stock for $2,009,700 in illegal
insider trading proceeds. This defendant's insider selling before and during the Class Period is
shown below:
Summary of Insider Sales:
Pre - Class Period Shares sold: 0
Proceeds from Sales: $0
Class Period Shares sold: 35,000
Proceeds from Sales: $2,009,700
% of holdings sold: 20%
Enron Stock Price
J S D M J S D M J S D M J S D M J S D M J S D M
1996 1997 1998 1999 2000 2001
- 91 -
Class Period
10/19/98 - 11/27/01
Insider Sales
$2,500
$2,000
$1,500
$1,000
$500
$0
Proceeds (Thousands)