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Evolution__3rd_Edition

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436 PART 4 / <strong>Evolution</strong> and Diversity<br />

Figure 15.9<br />

(a) The ancestral state of a<br />

character (a) must have evolved<br />

before its derived state (a′).<br />

(b) If the fossil record is<br />

relatively complete, the<br />

ancestral state will be preserved<br />

in earlier fossils; (c) but if it is<br />

incomplete, the derived state<br />

may (ii) or may not (i, iii) be<br />

preserved earlier than the<br />

ancestral state.<br />

Cladistic analysis reduces character<br />

conflict<br />

Time<br />

(a) Pattern of<br />

evolution<br />

a a'<br />

imperfect record, the evidence may be practically worthless. Most real cases somewhere<br />

between, and an intermediate level of confidence is appropriate.<br />

15.6.3 Other methods<br />

a<br />

(b) Fossil evidence from<br />

relatively complete record<br />

a and a'<br />

(c) Fossil evidence from<br />

relatively incomplete record<br />

Outgroup comparison and the fossil record are not the only ways to determine character<br />

polarity. A third classic technique uses embryonic development, and we shall<br />

encounter a fourth (and recently invented) technique in Section 15.13 when we look at<br />

paralog rooting.<br />

15.7 Some character conflict may remain after cladistic<br />

character analysis is complete<br />

a<br />

a<br />

The cladistic techniques are intended to infer the phylogenetic relations of a group of<br />

species from conflicting evidence. The conflict in the raw evidence arises because some<br />

of the characters are homoplasies, some ancestral homologies, and some derived<br />

homologies. The cladistic analysis boils down the initial evidence to a list of derived<br />

homologies and should reduce the conflict relative to an unanalyzed list of characters,<br />

for the theoretical reasons given in Section 15.5. In an ideal case, the conflict should be<br />

reduced to zero, because real derived homologies cannot conflict. However, the actual<br />

level of conflict is likely to be reduced to something more than zero because the techniques<br />

can all make mistakes. Convergence can be deceptively exact, and homoplasies<br />

can be mistaken for homologies. The criteria for determining character polarities may<br />

be inapplicable (if the character lacks a fossil record, or its phylogenetic relations with<br />

nearby outgroups are obscure), and even when they can be used they are still fallible.<br />

Moreover, the existence of more than one criterion may increase the uncertainty. If a<br />

character can be studied by more than one of the criteria, they can be played against<br />

each other: if the criteria agree, that increases the plausibility of the conclusion, but if<br />

they disagree, we have another problem of deciding which evidence to trust.<br />

Suppose, for instance, we began with a list of 100 characters, of which 30 pointed<br />

to one phylogeny (which we can call a), 30 to a second phylogeny b, 20 to a third<br />

a<br />

(i)<br />

a<br />

(ii)<br />

a'<br />

a'<br />

a<br />

(iii)<br />

..

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