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Proceedings of the 12th European Conference on Knowledge ...

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Susan McIntyre and Kate Kaminska<br />

illustrated both benefits and challenges to <str<strong>on</strong>g>the</str<strong>on</strong>g> Less<strong>on</strong>s Learned process as it pertains to metaorganizati<strong>on</strong>al<br />

learning.<br />

Firstly, <str<strong>on</strong>g>the</str<strong>on</strong>g> validity <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> c<strong>on</strong>clusi<strong>on</strong>s <str<strong>on</strong>g>of</str<strong>on</strong>g> a Less<strong>on</strong>s Learned process is heavily dependent <strong>on</strong> <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

reliability <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> analysis. The AER’s c<strong>on</strong>centrati<strong>on</strong> <strong>on</strong> <str<strong>on</strong>g>the</str<strong>on</strong>g> analytical approach was able to produce<br />

results that were c<strong>on</strong>sidered rigorous and reliable by <str<strong>on</strong>g>the</str<strong>on</strong>g> stakeholders. The analysis relied up<strong>on</strong> <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

“evidence” provided by <str<strong>on</strong>g>the</str<strong>on</strong>g> subjects; <str<strong>on</strong>g>the</str<strong>on</strong>g> views had to be validated, first by complimentary evidence<br />

from o<str<strong>on</strong>g>the</str<strong>on</strong>g>r subjects and sec<strong>on</strong>dly by independent SMEs. Similarly, potential soluti<strong>on</strong>s posited by <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

analytical team had to be verified and c<strong>on</strong>firmed by a diversity <str<strong>on</strong>g>of</str<strong>on</strong>g> SMEs. This approach provided <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

stakeholders with c<strong>on</strong>fidence that <str<strong>on</strong>g>the</str<strong>on</strong>g> analysis was reliable and not subjective.<br />

Sec<strong>on</strong>dly, <str<strong>on</strong>g>the</str<strong>on</strong>g> capability assessment provided a mechanism against which to compare, even<br />

benchmark, whole-<str<strong>on</strong>g>of</str<strong>on</strong>g>-government capability. Without <str<strong>on</strong>g>the</str<strong>on</strong>g> use <str<strong>on</strong>g>of</str<strong>on</strong>g> such tools as <str<strong>on</strong>g>the</str<strong>on</strong>g> TCL, it would have<br />

been difficult to determine how future initiatives might be sustained or improved. The TCL is a<br />

comprehensive list <str<strong>on</strong>g>of</str<strong>on</strong>g> best practices in <str<strong>on</strong>g>the</str<strong>on</strong>g> public safety and security domain and was able to serve as<br />

a de facto standard for some <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> issues, e.g., informati<strong>on</strong> sharing, planning and exercises.<br />

Unfortunately, such capability lists are not available for all aspects <str<strong>on</strong>g>of</str<strong>on</strong>g> meta-organizati<strong>on</strong>al issues and<br />

literature reviews were undertaken to provide guidance for o<str<strong>on</strong>g>the</str<strong>on</strong>g>r topics, e.g., governance, culture and<br />

pers<strong>on</strong>ality (Lemyre, 2010).<br />

The most significant challenge to <str<strong>on</strong>g>the</str<strong>on</strong>g> AER as a meta-organizati<strong>on</strong>al Less<strong>on</strong>s Learned process was<br />

<str<strong>on</strong>g>the</str<strong>on</strong>g> need to engage all <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> partner agencies in a n<strong>on</strong>-threatening way. The participant<br />

organizati<strong>on</strong>s needed to be assured that <str<strong>on</strong>g>the</str<strong>on</strong>g>y were not be evaluated or judged. This was<br />

accomplished through extensive communicati<strong>on</strong>s in explaining <str<strong>on</strong>g>the</str<strong>on</strong>g> objective <str<strong>on</strong>g>of</str<strong>on</strong>g> a Less<strong>on</strong>s Learned<br />

process to be “no fault” and to search for issues <str<strong>on</strong>g>of</str<strong>on</strong>g> mutual c<strong>on</strong>cern. The c<strong>on</strong>sultati<strong>on</strong> and<br />

engagement <str<strong>on</strong>g>of</str<strong>on</strong>g> SMEs throughout <str<strong>on</strong>g>the</str<strong>on</strong>g> process ensured that delicate issues were handled sensitively<br />

and that assumpti<strong>on</strong>s were appropriately questi<strong>on</strong>ed.<br />

In terms <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> challenges associated with integrating Less<strong>on</strong>s Learned processes in a whole-<str<strong>on</strong>g>of</str<strong>on</strong>g>government<br />

c<strong>on</strong>text, while similar to those <str<strong>on</strong>g>of</str<strong>on</strong>g> individual organizati<strong>on</strong>s, <str<strong>on</strong>g>the</str<strong>on</strong>g>y are exacerbated by <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

complexity posed in meta-organizati<strong>on</strong>s. For less<strong>on</strong>s to be truly learned, organizati<strong>on</strong>al and<br />

behavioural change can <strong>on</strong>ly result when a change authority accepts <str<strong>on</strong>g>the</str<strong>on</strong>g> proposed best practices or<br />

corrective acti<strong>on</strong>s and directs that <str<strong>on</strong>g>the</str<strong>on</strong>g>y are implemented. It may be difficult to determine who <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

appropriate change authority is in an individual organizati<strong>on</strong> and even more difficult to c<strong>on</strong>vince that<br />

individual <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> need for implementati<strong>on</strong>. In a whole-<str<strong>on</strong>g>of</str<strong>on</strong>g>-government less<strong>on</strong>s learned process, it is<br />

more complicated to determine who should, or even can, influence or direct change. Solid analysis,<br />

<str<strong>on</strong>g>the</str<strong>on</strong>g>refore, is critical to positi<strong>on</strong>ing <str<strong>on</strong>g>the</str<strong>on</strong>g> results for endorsement by <str<strong>on</strong>g>the</str<strong>on</strong>g> change authorities in situati<strong>on</strong>s<br />

where <str<strong>on</strong>g>the</str<strong>on</strong>g>y could impact many organizati<strong>on</strong>s.<br />

5. C<strong>on</strong>clusi<strong>on</strong><br />

The AER process described here covered <strong>on</strong>ly <str<strong>on</strong>g>the</str<strong>on</strong>g> first three stages <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> Less<strong>on</strong>s Learned Cycle.<br />

Each stage <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> Cycle poses its own challenges and <str<strong>on</strong>g>the</str<strong>on</strong>g> analysis phase can <str<strong>on</strong>g>of</str<strong>on</strong>g>ten be overlooked or<br />

underestimated in traditi<strong>on</strong>al Less<strong>on</strong>s Learned processes. The AER applied a robust approach to <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

analysis stage with a four methodology approach: document and literature review, interviews, social<br />

network analysis and case studies. The capability analysis provided an additi<strong>on</strong>al benchmarking<br />

framework. It is through this robust analytical process that stakeholders can be assured <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g><br />

thoroughness <str<strong>on</strong>g>of</str<strong>on</strong>g> <str<strong>on</strong>g>the</str<strong>on</strong>g> results and can <str<strong>on</strong>g>the</str<strong>on</strong>g>refore make informed decisi<strong>on</strong>s <strong>on</strong> complex issues.<br />

References<br />

Boyd, J. (1987) A discourse <strong>on</strong> winning and losing, Maxwell Air force Base AL: Air University Library Document<br />

No. M-U 43947 (Briefing Slides).<br />

Eat<strong>on</strong>, Jacqueline, Redmayne, John, and Thordsen, Marvin (2006) Joint Analysis Handbook (2 nd ed.), NATO<br />

Joint Analysis and Less<strong>on</strong>s Learned Centre, Lisb<strong>on</strong>.<br />

Lemyre, Louise, et al. (2010) Literature Review <strong>on</strong> Best Practices in Collective Learning. Defence R&D Canada –<br />

Centre for Security Science C<strong>on</strong>tractor Report 2010-11, November 2010.<br />

Lemyre, Louise, et al. (2010) Literature Review <strong>on</strong> Best Practices in Meta-Organizati<strong>on</strong>al Governance. Defence<br />

R&D Canada – Centre for Security Science C<strong>on</strong>tractor Report 2010-12, November 2010.<br />

US Department <str<strong>on</strong>g>of</str<strong>on</strong>g> Homeland Security (2007) Target Capabilities List: A Compani<strong>on</strong> to <str<strong>on</strong>g>the</str<strong>on</strong>g> Nati<strong>on</strong>al<br />

Preparedness Guidelines. Retrieved from https:///www.rkb.us/pspd8.cfm.<br />

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