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White Guide and Orange Guide Formatting Project - Pfizer

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<strong>Orange</strong> <strong>Guide</strong> – Chapter 6: Clinical Research <strong>and</strong> Investigator-Initiated Research<br />

Chapter 6: CLINICAL RESEARCH AND<br />

INVESTIGATOR-INITIATED RESEARCH<br />

Supporting Legitimate Medical Research<br />

<strong>Pfizer</strong> engages scientists, healthcare professionals (HCPs), research institutions, <strong>and</strong> academic<br />

institutions to conduct research <strong>and</strong> development, including in vitro experiments (discovery), pre-<br />

clinical animal studies, <strong>and</strong> clinical studies. Research sponsored by <strong>Pfizer</strong>, as well as research that <strong>Pfizer</strong><br />

supports that is sponsored by others, can generate important information about <strong>Pfizer</strong> products as well<br />

as valuable medical <strong>and</strong> scientific information that can lead to improvements in clinical care, the<br />

development of new treatments, <strong>and</strong> better delivery of healthcare to patients.<br />

<strong>Pfizer</strong>-sponsored clinical studies are designed, conducted, overseen, <strong>and</strong> analyzed by <strong>Pfizer</strong>. Thus,<br />

<strong>Pfizer</strong> is generally responsible for all of the regulatory obligations applicable to research <strong>and</strong><br />

development. <strong>Pfizer</strong> also provides support for studies designed <strong>and</strong> sponsored by outside investigators<br />

or institutions, referred to as investigator-initiated research (IIR) studies. <strong>Pfizer</strong> may choose to<br />

support IIR studies that advance medical <strong>and</strong> scientific knowledge <strong>and</strong> are of interest to <strong>Pfizer</strong> through<br />

a grant, but <strong>Pfizer</strong> is not the sponsor of IIR studies. With limited exception, IIR grants may not support<br />

studies that involve new product registration, a change in product labeling, or other regulatory efforts.<br />

(See the section on Collaborative IIRs in Clinical Trial CMCD CT25 for additional information on using IIR<br />

data for regulatory submissions.)<br />

For many HCPs, conducting pharmaceutical company-funded medical research can be a significant<br />

source of income. As a result, selecting an HCP to be a clinical investigator or to receive a grant for IIR<br />

from <strong>Pfizer</strong> could raise significant issues under the healthcare laws if done for the wrong reasons.<br />

Investigator-Initiated Research (IIR): a grant to support an investigator, institution or organization<br />

(e.g., cooperative group, government agency or network) that will be the sponsor of a study that is<br />

designed for the development of specific <strong>and</strong> defined medical knowledge. IIR support may be<br />

provided in the form of funding <strong>and</strong>/or study medication.<br />

Clinical Investiagor: a medical researcher who carries out a clinical trial or another type of clinical<br />

research.<br />

115<br />

Rev. 09/12<br />

Page 2 of 9

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