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Biomechanics and Medicine in Swimming XI

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<strong>Biomechanics</strong><strong>and</strong>medic<strong>in</strong>e<strong>in</strong>swimm<strong>in</strong>gXi<br />

Aquatic Tra<strong>in</strong><strong>in</strong>g <strong>in</strong> Rehabilitation <strong>and</strong> Preventive<br />

<strong>Medic<strong>in</strong>e</strong><br />

Pr<strong>in</strong>s, J.<br />

Department of K<strong>in</strong>esiology <strong>and</strong> Rehabilitation Science, University of Hawaii,<br />

Honolulu, Hawaii. U.S.A.<br />

IntroductIon<br />

Aquatic physical rehabilitation is now recognized <strong>and</strong> utilized as a “procedure,”<br />

rather than a modality. The <strong>in</strong>creased focus can be attributed <strong>in</strong><br />

part to its evolution from the limited conf<strong>in</strong>es of “Hubbard Tanks,” to<br />

the larger venues of swimm<strong>in</strong>g pools. The larger exercis<strong>in</strong>g areas serve<br />

as a venue for perform<strong>in</strong>g a greater variety of exercises, <strong>in</strong>clud<strong>in</strong>g those<br />

that require susta<strong>in</strong>ed propulsive movements.<br />

The physical properties of water provide a unique environment for<br />

improv<strong>in</strong>g strength, flexibility, <strong>and</strong> cardiovascular condition<strong>in</strong>g. Although<br />

exercise <strong>in</strong> the water, <strong>in</strong>clud<strong>in</strong>g formal swimm<strong>in</strong>g strokes have<br />

historically been used for the recovery from <strong>in</strong>jury, there is now an <strong>in</strong>creased<br />

focus on <strong>in</strong>corporat<strong>in</strong>g specific aquatic exercise protocols for<br />

treat<strong>in</strong>g persons with acute or chronic cl<strong>in</strong>ical conditions, <strong>in</strong>clud<strong>in</strong>g persons<br />

with permanent physical disabilities (Becker & Cole 1994; Cole<br />

et al. 2004; Genuario & Vegso 1990; LeFort 1994; Pr<strong>in</strong>s & Cutner<br />

1999); The<strong>in</strong> & Brody 1998).<br />

oVerVIeW And PrecAutIons<br />

As a rule, voluntary movements <strong>in</strong> the water are viewed as “learned<br />

skills” requir<strong>in</strong>g <strong>in</strong>struction <strong>and</strong> tak<strong>in</strong>g time to develop. Furthermore,<br />

k<strong>in</strong>esthetic feedback provided by the water is subtle, <strong>and</strong> therefore, effective<br />

movement patterns need to be practiced <strong>and</strong> closely monitored.<br />

A person who has previous aquatic experience may be expected to beg<strong>in</strong><br />

aquatic physical therapy with less apprehension than someone unfamiliar<br />

with the water. However, past experience can be an impediment to recovery<br />

because there rema<strong>in</strong>s the risk of “overuse” or <strong>in</strong> the case of recovery<br />

from <strong>in</strong>jury, the person may revert back to familiar swimm<strong>in</strong>g stroke patterns<br />

that may exacerbate symptoms <strong>and</strong> prolong the recovery period.<br />

The recommendation, therefore, is that when <strong>in</strong>itiat<strong>in</strong>g aquatic exercise<br />

follow<strong>in</strong>g <strong>in</strong>jury, participants rema<strong>in</strong> under the supervision of a<br />

tra<strong>in</strong>ed cl<strong>in</strong>ician or aquatic specialist until such time as they are pa<strong>in</strong><br />

free <strong>and</strong> able to cont<strong>in</strong>ue <strong>in</strong>dependently with their rout<strong>in</strong>es, <strong>and</strong> when<br />

warranted, transition to l<strong>and</strong>-based physical therapy (Pr<strong>in</strong>s & Cutner<br />

1999; The<strong>in</strong> & Brody 1998).<br />

the AdVAntAGes oF eXercIsInG In the WAter<br />

Two important physical properties of water; buoyancy <strong>and</strong> viscosity, are<br />

key elements <strong>in</strong> design<strong>in</strong>g effective aquatic exercises.<br />

The Force of Buoyancy <strong>and</strong> its Effect on Weight Bear<strong>in</strong>g Dur<strong>in</strong>g Immersion:<br />

The advantage derived from buoyancy is direct; when a person enters<br />

the water there is an immediate reduction <strong>in</strong> the effects of gravity on the<br />

body. The buoyant force of water decreases the effective weight of an <strong>in</strong>dividual<br />

<strong>in</strong> proportion to the degree of immersion. The ability to control<br />

jo<strong>in</strong>t compression forces by vary<strong>in</strong>g degrees of immersion is of particular<br />

benefit <strong>in</strong> the treatment of persons who demonstrate <strong>in</strong>tolerance to axial<br />

load<strong>in</strong>g, particularly <strong>in</strong> the sp<strong>in</strong>e, hips, <strong>and</strong> lower extremities. By monitor<strong>in</strong>g<br />

the depths at which functional movements such as walk<strong>in</strong>g <strong>and</strong><br />

stepp<strong>in</strong>g are performed, the effect of gravity can be re-<strong>in</strong>troduced which<br />

<strong>in</strong> turn promotes effective recovery through gradual strengthen<strong>in</strong>g (Cole<br />

et al. 2004; Pr<strong>in</strong>s & Cutner 1999).<br />

Viscosity of Water <strong>and</strong> Muscle Strengthen<strong>in</strong>g: The viscosity of the water<br />

offers tangible resistance. Because of the “drag” forces created by the<br />

water, the degree of effort is determ<strong>in</strong>ed by the cross-sectional area of<br />

the mov<strong>in</strong>g body or limb, coupled with the velocity of the movement.<br />

28<br />

Water can be seen as provid<strong>in</strong>g a “variable accommodat<strong>in</strong>g” resistance.<br />

The advantage of an accommodat<strong>in</strong>g resistance is that it matches<br />

the applied force or effort. In cl<strong>in</strong>ical terms, because the resistance of<br />

the water approximates the applied muscular forces, the probability of<br />

exceed<strong>in</strong>g tissue tolerances is reduced <strong>and</strong> consequently, the likelihood<br />

of exacerbation of the <strong>in</strong>jury is dramatically reduced. The term “variable”<br />

refers to be<strong>in</strong>g able to change the speed or velocity of the movement.<br />

Because most human motion is variable <strong>in</strong> nature, functional ga<strong>in</strong>s are<br />

more likely to occur when exercis<strong>in</strong>g <strong>in</strong> this manner (LeFort 1994; Pr<strong>in</strong>set<br />

al. 2006; Rahmann et al. 2009).<br />

Cardio-respiratory Fitness <strong>and</strong> Muscular Endurance <strong>in</strong> the Water: The loss<br />

of cardio-respiratory fitness can be significant dur<strong>in</strong>g recovery from <strong>in</strong>jury.<br />

Therefore, early resumption of exercise is now considered essential<br />

to the successful return to pre-<strong>in</strong>jury activity. Aquatic therapy allows<br />

the <strong>in</strong>jured person to beg<strong>in</strong> exercis<strong>in</strong>g earlier. Aquatic runn<strong>in</strong>g or jogg<strong>in</strong>g,<br />

when supported by a floatation device, offers additional benefits,<br />

most notably, the ma<strong>in</strong>tenance of rapid stride frequencies without the<br />

impact of l<strong>and</strong><strong>in</strong>g, <strong>and</strong> coord<strong>in</strong>ated movements between the arms <strong>and</strong><br />

legs (Becker & Cole 1994; Pr<strong>in</strong>s et al. 2006).<br />

Insufficient muscular endurance, rather than <strong>in</strong>sufficient strength, is<br />

now seen as the primary factor present <strong>in</strong> an <strong>in</strong>dividual’s <strong>in</strong>ability to<br />

ma<strong>in</strong>ta<strong>in</strong> the marg<strong>in</strong>s of safety of the sp<strong>in</strong>e, particularly when perform<strong>in</strong>g<br />

the “activities of daily liv<strong>in</strong>g”. Recent research shows that the ability<br />

to improve <strong>and</strong> ma<strong>in</strong>ta<strong>in</strong> sp<strong>in</strong>al stability follow<strong>in</strong>g <strong>in</strong>jury requires low<br />

<strong>in</strong>tensity, cont<strong>in</strong>uous muscle activation (Cole, et al. 2004; McGill 2001).<br />

As noted above, aquatic exercise allows for susta<strong>in</strong>ed movements with<br />

less risk of overuse.<br />

Social, Emotional, <strong>and</strong> Psychological Benefits of Aquatic Physical Therapy:<br />

Patient motivation <strong>and</strong> compliance with treatment are positive determ<strong>in</strong>ants<br />

for the success of any rehabilitation program. Because of the<br />

unique properties of water, aquatic physical therapy is an excellent rehabilitation<br />

choice, ensur<strong>in</strong>g a high degree of compliance (Becker, Cole<br />

1994).<br />

clInIcAl dIAGnoses And condItIons treAted<br />

WIth AQuAtIc eXercIses.<br />

Injuries to the Sp<strong>in</strong>e <strong>and</strong> Extremities: The therapeutic advantages of exercis<strong>in</strong>g<br />

<strong>in</strong> the water for early restoration of jo<strong>in</strong>t mobility <strong>in</strong> the sp<strong>in</strong>e,<br />

comb<strong>in</strong>ed with progressive strengthen<strong>in</strong>g are well documented (Fappiano<br />

& Gangaway 2008; Lund et al. 2008; Rahmann et al. 2009).<br />

Exercises <strong>in</strong> water are used for strengthen<strong>in</strong>g the cervical <strong>and</strong> thoracic<br />

regions <strong>and</strong> are coupled with strengthen<strong>in</strong>g of the scapula stabilizers<br />

<strong>and</strong> glenohumeral musculature (Becker & Cole 1994; Cole et al. 2004;<br />

Pr<strong>in</strong>s & Cutner 1999).<br />

For treatment of cervical <strong>in</strong>juries, an added advantage of the water<br />

is the ability to perform neck-strengthen<strong>in</strong>g exercises while float<strong>in</strong>g <strong>in</strong><br />

the prone position. When a mask <strong>and</strong> snorkel are used for breath<strong>in</strong>g <strong>in</strong><br />

the prone position, the buoyant force of the water can be relied on to<br />

support the weight of the head. This relieves <strong>in</strong>jured muscles <strong>and</strong> associated<br />

soft tissue from the responsibility of counteract<strong>in</strong>g anticipated<br />

gravitational forces.<br />

Although the treatment of lower back <strong>in</strong>juries can take various<br />

forms, a common goal is to <strong>in</strong>crease strength <strong>and</strong> mobility of the weakened<br />

area. Be<strong>in</strong>g supported by the water while st<strong>and</strong><strong>in</strong>g or walk<strong>in</strong>g<br />

at vary<strong>in</strong>g depths, alters the axial load<strong>in</strong>g on the sp<strong>in</strong>e. Gravitational<br />

forces are also m<strong>in</strong>imized when the patient assumes a prone or sup<strong>in</strong>e<br />

float<strong>in</strong>g position. Swimm<strong>in</strong>g <strong>and</strong> kick<strong>in</strong>g <strong>in</strong> the prone <strong>and</strong>/or sup<strong>in</strong>e<br />

body positions, utiliz<strong>in</strong>g the neutral sp<strong>in</strong>e concept <strong>and</strong> modify<strong>in</strong>g stroke<br />

mechanics for <strong>in</strong>dividual patients (Cole et al. 2004; Lund et al. 2008) .<br />

When recover<strong>in</strong>g from hip, knee <strong>and</strong> ankle <strong>in</strong>jury, especially after<br />

surgery, the force of buoyancy can be used to decrease the weight of the<br />

body while promot<strong>in</strong>g early ambulation. Because jo<strong>in</strong>t reaction forces<br />

on the knee can reach several times body weight (Fappiano & Ganga-

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