icegov2012 proceedings
icegov2012 proceedings
icegov2012 proceedings
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creating different incentives and public recognition has also been<br />
influential to e-government success [21,34,37].<br />
3. RESEARCH DESIGN AND METHODS<br />
This research applied a questionnaire to civil servants from<br />
various ministries and government agencies of the federal and<br />
state governments. The data of participants were collected from<br />
the lists of staff who participated in the official training of the<br />
PbR-SED initiative during 2009 and 2010 and contact information<br />
of high officials at the federal and state governments available<br />
online. 2.048 potential participants were first invited to participate<br />
during the month of June 2011. 566 emails were not valid or<br />
rejected by security measures from their organizations’ email<br />
administrators. Only 1,482 emails were sent back and valid. Only<br />
221 questionnaires were completed with a response rate of 14.9%<br />
in general. This rate is considered normal for research via<br />
electronic or online [4]. However, there are sections of the<br />
questionnaire that reported lower rates of response (in particular<br />
the last sections of the questionnaire). The questionnaire was<br />
designed and developed using an electronic tool called<br />
SurveyMonkey. The tool offers a platform that makes the<br />
questionnaire available online for participants. The questionnaire<br />
contains seven sections of questions (see Table 1). The first<br />
section welcomes and provides information about the study. The<br />
second section includes 12 questions of multiple choice about the<br />
general characteristics of the project (it considers an option for<br />
"others" in several questions). The third to the sixth sections, the<br />
questionnaire includes 105 questions using a 7-point Likert scale<br />
(from “totally agree” to “totally disagree” options), asking<br />
“Was… [factor]… influential for PbR-SED success?” or<br />
“Was…[benefit]…derived from the successful adoption of the<br />
PbR-SED?”.<br />
Only 54 questions are reported in this study in blocks of factors (8<br />
for benefits, 12 for contextual, 5 for budgetary, 5 for information<br />
systems, 9 for collaboration, 9 for knowledge, and 6 for trust).<br />
The last section of the questionnaire contains 8 questions about<br />
demographic aspects of respondents (see Table 1 for each<br />
dimension and type of factor). The results are presented in<br />
percents of two modalities of response: agreement and<br />
disagreement. The percent of respondents “agree” coded the<br />
opinions under the categories of "somehow agree", "agree" and<br />
"totally agree". The percent of respondents “disagree” coded the<br />
opinions under the categories from “neutral” to “totally disagree”.<br />
The average, standard deviation, and level of agreement of each of<br />
the 54 questions are reported.<br />
The questionnaire registered the opinion of public officials at<br />
different levels of responsibility in the areas of budget,<br />
management programs, information systems, and other areas. On<br />
average, respondents reported 16.4 years of job experience in<br />
government and 6.5 years of experience in actual position. The<br />
most common levels of education were undergraduate and<br />
graduate level mainly in the fields of accounting, economics,<br />
management, information systems, law and various engineering<br />
fields. The average age of respondents was 45 (with a minimum<br />
of 25 years and a maximum of 69 years). Gender of respondents<br />
was reported as 33.6% women and 66.4% men.<br />
Questions<br />
Table 1. Factors and Questions<br />
338<br />
Benefits<br />
1. Increase efficiency<br />
2. Cost reduction<br />
3. Improve public services<br />
4. Strengthen accountability<br />
5. Increase communication based on performance information<br />
6. Improve collaboration between different staffs<br />
7. Improve collaboration between your organization and others<br />
8. Increase knowledge sharing<br />
Contextual Factors<br />
1. Influence of present economic situation [Economic]<br />
2. New law, crisis or elections [Social]<br />
3. Social demand [Political]<br />
4. Support of top officials in your organization [Political]<br />
5. Support of congress people [Political]<br />
6. Budgetary norms and regulations [Institutional]<br />
7. Public investment norms and regulations [Institutional]<br />
8. Civil service norms and regulations [Institutional]<br />
9. Strategic planning in your organization [Organizational]<br />
10. Standards for processes and tasks in your organization [Organizational]<br />
11. Level of decentralization of decision making in your organization [Organizational]<br />
12. Size and number of jurisdictions in your organization [Organizational]<br />
Budget Factors<br />
1. Budgetary methodology for performance information<br />
2. Top-bottom strategy of implementation from the ministry of finance<br />
3. Strategy of implementation from the ministry of finance<br />
4. Flow for enter, revise, and authorize performance information in the budgetary process<br />
5. Official calendar of activities in the budgetary process<br />
Information Systems Factors<br />
1. Development and use of proprietary systems in your organization<br />
2. Previous experience developing information systems and data bases in your organization<br />
3. Official information system of the ministry of finance<br />
4. Definition of roles and accesses in the official information system<br />
5. Sharing data bases, catalogues, and tables with others<br />
Collaboration Factors<br />
1. Use of memos, internal norms and manuals to set rules in the initiative [Authority]<br />
2. Official designation of a responsible of the initiative in the organization [Authority]<br />
3. Use of official memos, internal norms and manuals to support the leader or team members<br />
responsible of the initiative [Leadership]<br />
4. Leadership of the person in charge or team members responsible of the initiative<br />
[Leadership]<br />
5. Designation of a multi-disciplinary team in the organization as responsible of the initiative<br />
[Governance]<br />
6. Meetings and its documents such as minutes, plans and other material [Governance]<br />
7. Staff assigned in the initiative [Resources]<br />
8. Technical infrastructure assigned in the initiative [Resources]<br />
9. Resources for training [Resources]<br />
Knowledge Factors<br />
1. Professional background [Professional Experience]<br />
2. Job experience [Professional Experience]<br />
3. Management operation experience [Professional Experience]<br />
4. Previous reform experience [Professional Experience]<br />
5. Knowledge sharing with members from different areas [Teamwork]<br />
6. Previous experience working with members from different areas [Teamwork]<br />
7. Budget management experience [Budgetary Knowledge]<br />
8. IS and technology use and experience [IS Knowledge]<br />
9. Official training [Training]<br />
Trust Factors<br />
1. Level of budgetary knowledge created confidence to work in the initiative [Confidence<br />
based on budgetary knowledge]<br />
2. Level of IS and technology created confidence to work in the initiative [Confidence based<br />
on IS knowledge]<br />
3. My role and responsibility in the initiative were clear [Clear roles and responsibilities]<br />
4. The role and responsibilities of other organizations and participants were clear to me [Clear<br />
roles and responsibilities]<br />
5. Attractive incentives to participate in the initiative [Motivation]<br />
6. My effort collaborating in the initiative was publicly recognized [Motivation]<br />
* Note: A 7-points Likert scale was used from “totally agree” to “totally disagree”.<br />
4. ANALYSIS OF RESULTS<br />
4.1 General Characteristics<br />
This section of the survey includes the opinion of respondents<br />
about the following features of the PbR-SED initiative: goals, type<br />
of staffs collaborating, organizations involved, roles and<br />
responsibilities, schemes of governance, and type of resources<br />
assigned to the initiative.