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Global Report on Human Settlements 2007 - PoA-ISS

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120<br />

Security of tenure<br />

Box 5.4 Security of tenure: State party reporting resp<strong>on</strong>sibilities under the Internati<strong>on</strong>al Covenant<br />

<strong>on</strong> Ec<strong>on</strong>omic, Social and Cultural Rights (ICESCR)<br />

All of the 156 states which have ratified the Internati<strong>on</strong>al Covenant <strong>on</strong> Ec<strong>on</strong>omic,<br />

Social and Cultural Rights (ICESCR) are legally required to report to the United<br />

Nati<strong>on</strong>s Committee <strong>on</strong> Ec<strong>on</strong>omic, Social and Cultural Rights (CESCR), every five<br />

years, <strong>on</strong> the measures they have taken and the progress made in addressing the<br />

rights recognized in the Covenant. Am<strong>on</strong>g the more prominent questi<strong>on</strong>s which<br />

states are required to answer are the following:<br />

Please provide detailed informati<strong>on</strong> about those groups within your<br />

society that are vulnerable and disadvantaged with regard to housing.<br />

Indicate, in particular:<br />

1 the number of homeless individuals and families;<br />

2 the number of individuals and families currently inadequately<br />

housed and without ready access to basic amenities, such as<br />

water, heating (if necessary), waste disposal, sanitati<strong>on</strong> facilities,<br />

electricity, postal services, etc. (in so far as you c<strong>on</strong>sider these<br />

amenities relevant in your country); include the number of people<br />

living in overcrowded, damp, structurally unsafe housing or other<br />

c<strong>on</strong>diti<strong>on</strong>s which affect health;<br />

3 the number of pers<strong>on</strong>s currently classified as living in ‘illegal’ settlements<br />

or housing;<br />

4 the number of pers<strong>on</strong>s evicted within the last five years and the<br />

number of pers<strong>on</strong>s currently lacking legal protecti<strong>on</strong> against<br />

arbitrary evicti<strong>on</strong> or any other kind of evicti<strong>on</strong>;<br />

5 the number of pers<strong>on</strong>s whose housing expenses are above any<br />

government-set limit of affordability, based up<strong>on</strong> ability to pay or<br />

as a ratio of income;<br />

6 the number of pers<strong>on</strong>s <strong>on</strong> waiting lists for obtaining accommodati<strong>on</strong>,<br />

the average length of waiting time and measures taken to<br />

decrease such lists, as well as to assist those <strong>on</strong> such lists in finding<br />

temporary housing;<br />

7 the number of pers<strong>on</strong>s in different types of housing tenure by<br />

social or public housing; private rental sector; owner-occupiers;<br />

‘illegal’ sector; and others.<br />

Please provide informati<strong>on</strong> <strong>on</strong> the existence of any laws affecting the<br />

realizati<strong>on</strong> of the right to housing, including …<br />

3 legislati<strong>on</strong> relevant to land use; land distributi<strong>on</strong>; land allocati<strong>on</strong>;<br />

land z<strong>on</strong>ing; land ceilings; expropriati<strong>on</strong>s, including provisi<strong>on</strong>s for<br />

compensati<strong>on</strong>; land planning, including procedures for community<br />

participati<strong>on</strong>;<br />

4 legislati<strong>on</strong> c<strong>on</strong>cerning the rights of tenants to security of tenure, to<br />

protecti<strong>on</strong> from evicti<strong>on</strong>, to housing finance and rent c<strong>on</strong>trol (or<br />

subsidy), housing affordability, etc;<br />

5 legislati<strong>on</strong> c<strong>on</strong>cerning building codes, building regulati<strong>on</strong>s and<br />

standards and the provisi<strong>on</strong> of infrastructure;<br />

6 legislati<strong>on</strong> prohibiting any and all forms of discriminati<strong>on</strong> in the<br />

housing sector, including groups not traditi<strong>on</strong>ally protected;<br />

7 legislati<strong>on</strong> prohibiting any form of evicti<strong>on</strong> …<br />

9 legislati<strong>on</strong> restricting speculati<strong>on</strong> <strong>on</strong> housing or property, particularly<br />

when such speculati<strong>on</strong> has a negative impact <strong>on</strong> the<br />

fulfilment of housing rights for all sectors of society;<br />

10 legislative measures c<strong>on</strong>ferring legal title to those living in the<br />

‘illegal’ sector.<br />

Source: United Nati<strong>on</strong>s Document E/C.12/1990/8, pp88–110<br />

Box 5.5 Measuring the progressive realizati<strong>on</strong> of<br />

housing rights<br />

The United Nati<strong>on</strong>s Housing Rights Programme is a joint initiative of UN-Habitat and the<br />

Office of the United Nati<strong>on</strong>s High Commissi<strong>on</strong>er for <strong>Human</strong> Rights (OHCHR). The<br />

programme was established in 2002 with the objective of supporting the efforts by<br />

governments, civil society and nati<strong>on</strong>al human rights instituti<strong>on</strong>s towards the full and progressive<br />

realizati<strong>on</strong> of the right to adequate housing. Since its incepti<strong>on</strong>, the programme has focused<br />

<strong>on</strong> developing a set of housing rights indicators to facilitate m<strong>on</strong>itoring and evaluating progress<br />

in achieving housing rights.<br />

The development of indicators is grounded in the existing reporting resp<strong>on</strong>sibilities of<br />

states under internati<strong>on</strong>al law (see Box 5.4) and the clarificati<strong>on</strong>s provided by the United<br />

Nati<strong>on</strong>s Committee <strong>on</strong> Ec<strong>on</strong>omic, Social and Cultural Rights (CESCR) in its General Comment<br />

No 4. The activities have progressed to the development of a set of 12 housing rights indicators,<br />

which address habitability, accessibility to services, affordability, security of tenure, forced<br />

evicti<strong>on</strong>s, homeless populati<strong>on</strong>s, and legal and instituti<strong>on</strong>al frameworks. Furthermore, the principles<br />

for formulating a global m<strong>on</strong>itoring and evaluati<strong>on</strong> mechanism have been set out and will<br />

be used to test the set of indicators in a number of countries.<br />

In the c<strong>on</strong>text of the <strong>on</strong>going reform of human rights frameworks and mechanisms<br />

within the United Nati<strong>on</strong>s system, this initiative seems to hold a lot of promise. In fact, the<br />

OHCHR is currently expanding this initiative and assessing the possibility of developing a more<br />

comprehensive set of indicators to streamline the reporting resp<strong>on</strong>sibilities of states with<br />

respect to a whole range of ec<strong>on</strong>omic, social, cultural, civil and political rights.<br />

Source: UN-Habitat, 2003e; UN-Habitat, forthcoming; United Nati<strong>on</strong>s document HRI/MC/2006/7<br />

Realities underlying tenure insecurity<br />

The c<strong>on</strong>tinuing absence of real household and individual<br />

security associated with lack of security of tenure experienced<br />

in the world’s growing slums and informal settlements<br />

has serious c<strong>on</strong>sequences for the enjoyment of human<br />

rights. But this insecurity does not stop at the doorway of<br />

the average slum dwelling. Rather, such insecurity increasingly<br />

manifests itself in the creati<strong>on</strong> of c<strong>on</strong>diti<strong>on</strong>s that may<br />

lead to more destructive forms of political instability. While<br />

there may be many other causes, questi<strong>on</strong>s of urban crime<br />

and insecurity, terrorism, political violence and turmoil<br />

cannot be de-linked from the fact that a large porti<strong>on</strong> of<br />

humanity does not enjoy levels of security of tenure<br />

promised to them under human rights laws, political<br />

pr<strong>on</strong>ouncements, global campaigns and other initiatives<br />

devoted towards these ends.<br />

The c<strong>on</strong>sequences of tenure insecurity are by no<br />

means peripheral c<strong>on</strong>cerns. Living without tenure security<br />

can mean the c<strong>on</strong>stant threat of (often violent) evicti<strong>on</strong>;<br />

limited or no access to basic services, including water,<br />

sanitati<strong>on</strong> and electricity; social exclusi<strong>on</strong> and homelessness;<br />

human rights violati<strong>on</strong>s; reduced revenues for local government;<br />

violence against women; particularly severe problems<br />

for elderly pers<strong>on</strong>s, pers<strong>on</strong>s with disabilities, children and

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