Global Report on Human Settlements 2007 - PoA-ISS
Global Report on Human Settlements 2007 - PoA-ISS
Global Report on Human Settlements 2007 - PoA-ISS
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40<br />
Understanding Urban Safety and Security<br />
The first challenge<br />
of planning to<br />
improve urban<br />
safety and security<br />
is the assembly of<br />
informati<strong>on</strong> to<br />
correctly frame the<br />
problem<br />
The sec<strong>on</strong>d<br />
challenge of<br />
planning … is in the<br />
formulati<strong>on</strong> of<br />
objectives<br />
A third challenge is<br />
the formulati<strong>on</strong> and<br />
enforcement of<br />
norms and codes of<br />
behaviour<br />
able, safe and aesthetically pleasing built envir<strong>on</strong>ment. It is<br />
limited to the detailed physical structure and arrangement of<br />
buildings and other types of physical development within<br />
space. This includes the use of building codes, for example<br />
to mandate earthquake-proof or flood-proof buildings. Urban<br />
design is narrower than urban planning, and is often seen as<br />
part of the latter. While subsequent chapters of this report<br />
present problem-oriented planning soluti<strong>on</strong>s, this secti<strong>on</strong><br />
will highlight some of the approaches deserving c<strong>on</strong>siderati<strong>on</strong>.<br />
The first challenge of planning to improve urban<br />
safety and security is the assembly of informati<strong>on</strong> to<br />
correctly frame the problem. In the area of crime and<br />
violence, this calls for increased efforts, mostly but not<br />
entirely in developing countries, to collect reliable data <strong>on</strong><br />
crime and violence. This varies tremendously across<br />
countries and even cities within countries; but better informati<strong>on</strong><br />
allows a clearer and more detailed assessment of<br />
threats, risks and vulnerabilities. A similar exercise is<br />
required to reduce the problem of insecurity of tenure.<br />
Surveys of land occupancy and housing in cities could help<br />
to identify the scale of the tenure problem and <strong>on</strong> what<br />
types of land it is most prevalent. The assembly of data <strong>on</strong><br />
settlement patterns should be related to processes of spatial<br />
expansi<strong>on</strong>, not simply demographic growth. 67 In the field of<br />
disaster preparedness, there exists a body of good practice in<br />
mapping hazards and developing risk profiles, as shown in<br />
the cases of hazard mapping and risk assessment in India,<br />
described in Chapter 8. Risk assessments must include<br />
collecti<strong>on</strong> and analysis of multiple types of informati<strong>on</strong> and<br />
address complex issues of multiple hazards, cumulative risk,<br />
and primary, sec<strong>on</strong>dary and tertiary c<strong>on</strong>sequences (see<br />
Chapter 8).<br />
The sec<strong>on</strong>d challenge of planning in relati<strong>on</strong> to urban<br />
safety and security is in the formulati<strong>on</strong> of objectives. In the<br />
field of crime and violence, a major issue is whether substantial<br />
resources can be devoted to the preventi<strong>on</strong> of crime and<br />
violence and, if so, how? Cities have historically vacillated<br />
between sending str<strong>on</strong>g signals to discourage potential<br />
perpetrators of crimes through heavy sentences and punishments<br />
for crime and more socially oriented ‘softer’<br />
approaches, including community policing and expanding<br />
civil society involvement. A parallel example in the tenure<br />
field is whether governments will recognize the impressive<br />
list of human rights that have been declared by the internati<strong>on</strong>al<br />
community and, therefore, desist from bulldozing<br />
homes and neighbourhoods in the name of land-use and<br />
z<strong>on</strong>ing regulati<strong>on</strong>s. With respect to disasters, a number of<br />
NOTES<br />
thematic areas for urban planning (including urban design)<br />
have been identified in Chapter 8: mapping hazard, vulnerability<br />
and risk; strengthening local capacity for resilience;<br />
land-use management and urban planning; building codes,<br />
regulati<strong>on</strong> and disaster-resistant c<strong>on</strong>structi<strong>on</strong>; planning to<br />
protect critical infrastructure and services; early warning;<br />
financing urban risk management; disaster resp<strong>on</strong>se and<br />
recovery.<br />
A third challenge is the formulati<strong>on</strong> and enforcement<br />
of norms and codes of behaviour. It is generally understood<br />
that preventi<strong>on</strong> of crime and violence requires publicly<br />
established sentences and penalties for crimes committed.<br />
This issue, however, is heavily affected by the c<strong>on</strong>cept of<br />
mitigating circumstances that lead judges to either increase<br />
or decrease sentences. Norms have gradually become<br />
codified regarding land tenure issues; but these arrangements<br />
can be so complicated that simply understanding<br />
them is far bey<strong>on</strong>d the educati<strong>on</strong>al level of the poor people<br />
most affected by them. Codes with regard to building<br />
c<strong>on</strong>structi<strong>on</strong> or land use to avoid natural disasters are more<br />
easily understood; but even here, the issues of enforcement<br />
to reduce risk are complicated in local envir<strong>on</strong>ments. This<br />
affects the levels of preparedness that are possible in different<br />
envir<strong>on</strong>ments – for example, using people-centred<br />
preparedness systems or focusing more <strong>on</strong> local government<br />
procedures. 68<br />
Both the processes of urban policy, as broadly defined,<br />
and planning are integral parts of the governance process. As<br />
the previous secti<strong>on</strong> <strong>on</strong> pathways to resilience suggests, each<br />
of the different comp<strong>on</strong>ents of the governance process has<br />
important roles to play: instituti<strong>on</strong>s and policy, the juridical<br />
framework of internati<strong>on</strong>al law, and civil society and culture.<br />
Governance is more than government, whether instituti<strong>on</strong>s<br />
or forms of public authority: it is an all-encompassing process<br />
by which official and n<strong>on</strong>-official actors c<strong>on</strong>tribute to<br />
management of c<strong>on</strong>flict, establishment of norms, the protecti<strong>on</strong><br />
of the comm<strong>on</strong> interest, and the pursuit of the comm<strong>on</strong><br />
welfare.<br />
During the 21st century, urban growth has c<strong>on</strong>tributed<br />
to increasing c<strong>on</strong>centrati<strong>on</strong>s of hazards and risk for<br />
growing urban populati<strong>on</strong>s. While much of the resp<strong>on</strong>sibility<br />
to reduce these risks is at the urban and nati<strong>on</strong>al level, the<br />
internati<strong>on</strong>al community has also accepted some resp<strong>on</strong>sibilities<br />
for specific aspects of these challenges. Part I of this<br />
<str<strong>on</strong>g>Global</str<strong>on</strong>g> <str<strong>on</strong>g>Report</str<strong>on</strong>g> has framed the problem. Subsequent parts will<br />
examine each of the challenges to urban safety and security<br />
in greater depth and suggest positive approaches for reducing<br />
these risks as cities c<strong>on</strong>tinue to grow.<br />
1 Alwang et al, 2001; Bankoff<br />
et al, 2004.<br />
2 Ibid.<br />
3 Alwang et al, 2001, p2.<br />
4 Holzman and Jorgensen,<br />
2000.<br />
5 Alwang et al, 2001, p10;<br />
Pelling, 2003.<br />
6 Alwang et al, 2001, p4.<br />
7 Sharma et al, 2000;<br />
Devereux, 1999; Moser,<br />
1998.<br />
8 Adger, 1999.<br />
9 Alwang et al, 2001, p5.<br />
10 Bankoff et al, 2004.<br />
11 Stephens et al, 1994.<br />
12 Pettis, 2003.<br />
13 Stiglitz, 2002.<br />
14 See UN-Habitat, 2005c.<br />
15 Morley, 1998.<br />
16 Galster, 1999.<br />
17 Cohen et al, 1996.<br />
18 Hansen, 2006.<br />
19 Kerr, 2006.<br />
20 See Chapter 12.<br />
21 Davis, 2006b.<br />
22 See, for example, Diam<strong>on</strong>d,<br />
2005.<br />
23 See, for example, articles in<br />
DNA, The Times of India,<br />
Indian Express and Hindustan<br />
Times during July 2005, and<br />
Stecko and Barber, <strong>2007</strong>.<br />
24 See Chapter 3.<br />
25 See Angel et al (2005) for<br />
an excellent analysis explaining<br />
the differences in the<br />
performance of the housing<br />
sector across countries.<br />
26 Angel et al, 2005.<br />
27 United Nati<strong>on</strong>s, 2001a.<br />
28 See Chapter 3.<br />
29 See Thomps<strong>on</strong>, <strong>2007</strong>.<br />
30 DFID, 2005; also see Box<br />
12.7 in this report.<br />
31 See Chege et al, <strong>2007</strong>.<br />
32 Moser, 1996.<br />
33 See Chapter 3.