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Global Report on Human Settlements 2007 - PoA-ISS

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126<br />

Security of tenure<br />

Market-based<br />

evicti<strong>on</strong>s … are<br />

increasing both in<br />

terms of scale …<br />

and as a proporti<strong>on</strong><br />

of the total …<br />

evicti<strong>on</strong> tally<br />

Market-driven<br />

displacements may<br />

also result from in<br />

situ tenure regularizati<strong>on</strong>,<br />

settlement<br />

upgrading and basic<br />

service provisi<strong>on</strong><br />

Market evicti<strong>on</strong>s …<br />

can easily generate<br />

new homelessness<br />

and new illegal<br />

settlements<br />

positi<strong>on</strong> taken <strong>on</strong> these questi<strong>on</strong>s under human rights law<br />

may be <strong>on</strong>e way that a new approach to tenure can be<br />

encouraged, particularly when these evicti<strong>on</strong>s are carried<br />

out in ways clearly c<strong>on</strong>trary to human rights law. Reducing or<br />

eliminating what are often referred to as ‘market evicti<strong>on</strong>s’,<br />

however, presents another set of challenges.<br />

Evicti<strong>on</strong>s of those working in the informal ec<strong>on</strong>omic<br />

sector have been registered in a range of countries.<br />

Operati<strong>on</strong> Murambatsvina (also referred to as Operati<strong>on</strong><br />

Restore Order) in Zimbabwe resulted not <strong>on</strong>ly in the demoliti<strong>on</strong><br />

of housing, but in mass evicti<strong>on</strong>s of informal traders as<br />

well, which, in turn, drastically increased unemployment<br />

and further undermined both the formal and informal<br />

ec<strong>on</strong>omies in the country (see also Box 5.14). Additi<strong>on</strong>al<br />

large-scale evicti<strong>on</strong>s of informal enterprises have been<br />

reported in Bangladesh, where at least 10,868 homes and<br />

businesses were demolished in 2004, and in Nigeria, where<br />

some 250,000 traders, kiosks and residences were<br />

destroyed in 1996. 36<br />

Market-based evicti<strong>on</strong>s<br />

Moralists used to complain that internati<strong>on</strong>al<br />

law was impotent in curbing injustices of<br />

nati<strong>on</strong>-states; but it has shown even less<br />

capacity to rein in markets that, after all, do not<br />

even have an address to which subpoenas can<br />

be sent. As the product of a host of individual<br />

choices or singular corporate acts, markets offer<br />

no collective resp<strong>on</strong>sibility. Yet resp<strong>on</strong>sibility is<br />

the first obligati<strong>on</strong> of both citizens and civic<br />

instituti<strong>on</strong>s. 37<br />

Another key trend shared by most countries – regardless of<br />

income – is the growing phenomen<strong>on</strong> of market-based<br />

evicti<strong>on</strong>s. Although precise figures are not available,<br />

observers have noted that such evicti<strong>on</strong>s are increasing both<br />

in terms of scale (e.g. the number of pers<strong>on</strong>s/households<br />

evicted annually) and as a proporti<strong>on</strong> of the total global<br />

evicti<strong>on</strong> tally. To cite a not untypical case, it has been<br />

estimated that some 80 per cent of households in Kigali,<br />

Rwanda, are potentially subject to expropriati<strong>on</strong> or marketdriven<br />

evicti<strong>on</strong>s. 38 Market evicti<strong>on</strong>s, most of which are not<br />

m<strong>on</strong>itored or recorded by housing organizati<strong>on</strong>s, which tend<br />

to restrict their focus to forced evicti<strong>on</strong>s, are caused by a<br />

variety of forces. These include urban gentrificati<strong>on</strong>; rental<br />

increases; land titling programmes; private land development<br />

and other developmental pressures; expropriati<strong>on</strong> measures;<br />

and the sale of public land to private investors. Marketdriven<br />

displacements may also result from in-situ tenure<br />

regularizati<strong>on</strong>, settlement upgrading and basic service provisi<strong>on</strong><br />

without involvement of community organizati<strong>on</strong>s or<br />

appropriate accompanying social and ec<strong>on</strong>omic measures<br />

(such as credit facilities, advisory planning or capacitybuilding<br />

at community level), and this may give rise to<br />

increases in housing expenditure that the poorest segment<br />

of the settlement populati<strong>on</strong> is not able to meet. When<br />

combined with increases in land values and market pressures<br />

resulting from tenure regularizati<strong>on</strong>, the poorest households<br />

will be tempted to sell their property and settle in a locati<strong>on</strong><br />

where accommodati<strong>on</strong> costs are less. This comm<strong>on</strong>ly<br />

observed progressive form of displacement results in the<br />

gradual gentrificati<strong>on</strong> of inner city and suburban low-income<br />

settlements.<br />

Because market-based evicti<strong>on</strong>s are seen as inevitable<br />

c<strong>on</strong>sequences of the development process in the eyes of<br />

many public authorities, and due to the fact that negotiati<strong>on</strong>s<br />

between those proposing the evicti<strong>on</strong> and those affected are<br />

not uncomm<strong>on</strong>, this manifestati<strong>on</strong> of the evicti<strong>on</strong> process is<br />

often treated as acceptable and even voluntary in nature.<br />

Some may even argue (albeit wr<strong>on</strong>gly, in many cases) that<br />

such evicti<strong>on</strong>s are not illegal under internati<strong>on</strong>al law and<br />

thus are an acceptable policy opti<strong>on</strong>. However, <strong>on</strong>e view<br />

suggests:<br />

Disguising a forced evicti<strong>on</strong> as a ‘negotiated<br />

displacement’ is usually seen as ‘good governance’<br />

practice. It is less risky, in political terms,<br />

than a forced evicti<strong>on</strong>; it is less brutal and,<br />

accordingly, less visible as it can be achieved<br />

following individual case-by-case negotiati<strong>on</strong>s.<br />

Most observers c<strong>on</strong>sider that the very principle<br />

of negotiating is more important than the terms<br />

of the negotiati<strong>on</strong>s, especially regarding the<br />

compensati<strong>on</strong> issue, even when the compensati<strong>on</strong><br />

is unfair and detrimental to the occupant. 39<br />

While all forms of evicti<strong>on</strong>, forced and market based, are<br />

legally governed by the terms of human rights law, compensati<strong>on</strong><br />

in the event of market-based evicti<strong>on</strong>s tends to be<br />

treated more as a discreti<strong>on</strong>ary choice, rather than a right of<br />

those forced to relocate. Because <strong>on</strong>e’s informal tenure<br />

status may limit evictees from exercising rights to compensati<strong>on</strong><br />

and resettlement if they are subjected to market<br />

evicti<strong>on</strong>s, these processes can easily generate new homelessness<br />

and new illegal settlements. Even when compensati<strong>on</strong><br />

is provided, it tends to be limited to the value of a dwelling<br />

and not the dwelling and the land plot as a whole, with the<br />

result being greater social exclusi<strong>on</strong>. In the absence of legal<br />

remedies, adequate resettlement opti<strong>on</strong>s or fair and just<br />

compensati<strong>on</strong>, market-based evicti<strong>on</strong>s lead to the establishment<br />

of new informal settlements <strong>on</strong> the periphery of cities,<br />

and tend to increase populati<strong>on</strong> pressure and density in<br />

existing informal inner-city settlements. This usually results<br />

in deteriorati<strong>on</strong> in housing c<strong>on</strong>diti<strong>on</strong>s and/or increases in<br />

housing expenditure and commuting costs for displaced<br />

households.<br />

Expropriati<strong>on</strong> and compulsory acquisiti<strong>on</strong><br />

Internati<strong>on</strong>al human rights standards, intergovernmental<br />

organizati<strong>on</strong>s, a growing number of governments and many<br />

NGOs have embraced the view that forced evicti<strong>on</strong> – or, for<br />

that matter, virtually every type of arbitrary or unlawful<br />

displacement – raises serious human rights c<strong>on</strong>cerns and<br />

should be excluded from the realms of acceptable policy. Yet,<br />

all states and all legal systems retain rights to expropriate or<br />

compulsorily acquire private property, land or housing (e.g.

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