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Global Report on Human Settlements 2007 - PoA-ISS

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16<br />

Understanding Urban Safety and Security<br />

Insecurity of tenure<br />

is at <strong>on</strong>ce a cause<br />

and an outcome of<br />

poverty and<br />

inequality<br />

At least 2 milli<strong>on</strong><br />

people are forcibly<br />

evicted every year,<br />

while a similar<br />

number is<br />

threatened by<br />

evicti<strong>on</strong>s<br />

Tenure insecurity<br />

increases the vulnerability<br />

of the urban<br />

poor to natural<br />

hazards<br />

Within the field of urban policy and research, insecurity<br />

of tenure has l<strong>on</strong>g been recognized as a c<strong>on</strong>straint to the<br />

physical improvement of low-income communities through<br />

investment in housing and infrastructure. 64 Households<br />

lacking some guarantee of occupancy simply have not<br />

invested in housing improvements. As a result, the actual<br />

c<strong>on</strong>diti<strong>on</strong> of housing has not always reflected the income<br />

level of its inhabitants and frequently is c<strong>on</strong>siderably worse<br />

than it could be if some security of tenure existed. Studies in<br />

many urban slums in developing countries dem<strong>on</strong>strate that<br />

residents often have more m<strong>on</strong>ey than the quality of their<br />

shelter would suggest. The absence of secure tenure has also<br />

inhibited the granting of mortgage and home improvement<br />

loans by public and private financial instituti<strong>on</strong>s, even when<br />

these same individuals might have the income and assets to<br />

serve as forms of collateral for housing loans. 65 This significant<br />

depressive impact <strong>on</strong> the housing sector in many<br />

developing country cities has largely been the result of<br />

inadequate public policies regarding housing, land and urban<br />

infrastructure.<br />

This leads to the c<strong>on</strong>clusi<strong>on</strong> that insecurity of tenure<br />

is at <strong>on</strong>ce a cause and an outcome of poverty and inequality.<br />

People are poor because they have inadequate living c<strong>on</strong>diti<strong>on</strong>s<br />

and, at the same time, they are also unable to improve<br />

their living c<strong>on</strong>diti<strong>on</strong>s due to the tenure arrangements under<br />

which they live. Am<strong>on</strong>g the victims of tenure insecurity are<br />

particular groups such as women, indigenous peoples, ethnic<br />

minorities, refugees, tenants, the displaced and the disabled.<br />

Their problems are elaborated up<strong>on</strong> in Chapters 5 and 6.<br />

What is apparent is that tenure insecurity is a significant<br />

comp<strong>on</strong>ent of the numerous disadvantages facing the poor.<br />

Several important examples of forced evicti<strong>on</strong>s are<br />

well known. In Zimbabwe, Operati<strong>on</strong> Murambatsvina<br />

displaced an estimated 700,000 urban residents in 2005.<br />

So<strong>on</strong> after this operati<strong>on</strong> by the Government of Zimbabwe,<br />

thousands of people faced forced evicti<strong>on</strong>s in Nigeria and,<br />

more recently, in Zambian cities in early <strong>2007</strong>. Data<br />

collected by the Centre <strong>on</strong> Housing Rights and Evicti<strong>on</strong>s<br />

(COHRE) suggests that at least 2 milli<strong>on</strong> people are forcibly<br />

evicted every year, while a similar number is threatened by<br />

evicti<strong>on</strong>s (see Chapter 5).<br />

The scale of insecurity of tenure and forced evicti<strong>on</strong>s<br />

is largely a result of public policies and private-sector behaviours.<br />

Urban growth places great demands <strong>on</strong> public policies<br />

and strategies to enable the provisi<strong>on</strong> of shelter, whether by<br />

the public or private sectors. Many governments often argue<br />

that they need to displace urban residents from locati<strong>on</strong>s<br />

planned for other uses. In some cases, these acti<strong>on</strong>s simply<br />

reflect official intenti<strong>on</strong>s to eliminate ‘eyesores’, often<br />

around the time of major internati<strong>on</strong>al events bringing<br />

important guests and tourists. In some cities, governments<br />

view slum areas as threats to public health or as the breeding<br />

ground for urban crime.<br />

These arguments in favour of forced evicti<strong>on</strong>s,<br />

however, can also be seen within the larger picture that most<br />

government policies have not been effective in providing an<br />

adequate legal framework for the rapid provisi<strong>on</strong> of legal<br />

opti<strong>on</strong>s for shelter and occupancy of land. C<strong>on</strong>straints such<br />

as ineffective land tenure and administrati<strong>on</strong> systems, poor<br />

infrastructure design and c<strong>on</strong>structi<strong>on</strong>, as well as lack of<br />

finance, have limited the availability of legally accessible land<br />

and shelter opti<strong>on</strong>s for growing urban populati<strong>on</strong>s. Providers<br />

of infrastructure services such as water supply or public<br />

transport use the absence of tenure as excuses for not<br />

providing services to low-income communities. 66 As noted<br />

earlier, with a backlog of 1 billi<strong>on</strong> people living in slums and<br />

another 1.2 billi<strong>on</strong> expected urban residents in developing<br />

countries by 2020, this problem is acute (see Table 1.1).<br />

Insecurity of tenure c<strong>on</strong>tributes significantly to other<br />

problems as well. By seriously undermining the performance<br />

of the housing sector in many countries, tenure issues limit<br />

the overall supply of housing, thereby raising both prices and<br />

costs. These, in turn, c<strong>on</strong>tribute to homelessness and the<br />

pressure <strong>on</strong> the urban poor to find whatever land is available<br />

for squatting, whether between railroad tracks in Mumbai,<br />

<strong>on</strong> dangerously unstable hillsides in Ankara or Caracas, or<br />

al<strong>on</strong>gside canals filled with human waste in Bangkok or<br />

Jakarta. The plight of these people is well captured in the<br />

terms ‘pavement dwellers’ in India or in ‘villas miserias’<br />

(villages of misery) in Buenos Aires. It is also clear from this<br />

that tenure insecurity increases the vulnerability of the<br />

urban poor to natural hazards.<br />

Despite 50 years of public and, indeed, global debate<br />

<strong>on</strong> these issues, it is remarkable that many nati<strong>on</strong>al and local<br />

governments c<strong>on</strong>tinue to believe in the bulldozer as the<br />

preferred instrument of public policy in the clearance of<br />

these slums and slum populati<strong>on</strong>s, whether in Harare or<br />

Mumbai. 67 In additi<strong>on</strong> to the direct impact of slum clearance<br />

<strong>on</strong> the urban poor, it should also be recognized that the<br />

social and ec<strong>on</strong>omic exclusi<strong>on</strong> of this large and growing<br />

populati<strong>on</strong> – more than 1 billi<strong>on</strong> people worldwide and 6<br />

milli<strong>on</strong> people in greater Mumbai al<strong>on</strong>e – has a negative<br />

impact <strong>on</strong> local finance and ec<strong>on</strong>omic productivity. A total of<br />

1 billi<strong>on</strong> people living in slums is not <strong>on</strong>ly a severe social<br />

problem, but also a major drain <strong>on</strong> urban-based ec<strong>on</strong>omic<br />

activities since slum dwellers are likely to be less healthy and<br />

less productive than more fortunate urban residents. 68<br />

Sending the urban poor to remote locati<strong>on</strong>s <strong>on</strong> the peripheries<br />

of cities further inhibits their opportunities for earning<br />

incomes and meeting their own basic needs. Indeed, studies<br />

of these phenomena in many cities such as Abidjan, Lagos or<br />

Rio de Janeiro dem<strong>on</strong>strate c<strong>on</strong>clusively that urban relocati<strong>on</strong><br />

reduces incomes and further impoverishes already poor<br />

people. 69 If the importance of security of tenure should not<br />

be minimized, it is also possible to assign a disproporti<strong>on</strong>ate<br />

influence to this c<strong>on</strong>straint <strong>on</strong> the quality of human settlements.<br />

Experience in many cities dem<strong>on</strong>strates that security<br />

of tenure is a necessary, but insufficient, c<strong>on</strong>diti<strong>on</strong> for<br />

housing investment and housing quality. Access to residential<br />

infrastructure such as water supply, sanitati<strong>on</strong> and other<br />

envir<strong>on</strong>mental infrastructure, such as drainage, is equally if<br />

not more important in ensuring the basic needs of individuals<br />

and households. Having a title to a plot of land without<br />

reas<strong>on</strong>able access to water supply does not solve the housing<br />

problems of an urban household. 70<br />

Tenure, therefore, should be recognized as a legal<br />

protecti<strong>on</strong> and human right against uncertainty about<br />

whether public authorities will bulldoze so-called illegal

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