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1996 Swinburne Higher Education Handbook

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(See Statute, Section 8.). Schedules<br />

may be re-negotiated as the research<br />

proceeds.<br />

Review scheduled interim reports<br />

and/or research results with the aim<br />

of assisting the candidate to produce<br />

on-going work of such a calibre,<br />

depth and extent as would qualify<br />

for the award of PhD. Comments<br />

should be made in a constructive,<br />

supportive and sensitive fashion.<br />

4.2.5 Ensure that reporting requirements<br />

are met. This will involve<br />

submitting a written report,<br />

countersigned by the student, to the<br />

<strong>Higher</strong> Degrees Committee at the<br />

expiration of twelve months from<br />

the date of admission to candidature<br />

and at such other times as the<br />

Committe may decide. (See Statute,<br />

Section 8.)<br />

4.2.6 Direct the candidate to any sources<br />

of further assistance, whether these<br />

be individuals with specialist<br />

expertise or published work of<br />

which the candidate may be<br />

unaware.<br />

4.2.7 Encourage the candidate to produce<br />

and present papers as appropriate.<br />

In doing so, supervisors should<br />

ensure that agreement is reached<br />

between the candidate and the<br />

supervisor concerning authorship of<br />

publications and acknowledgment of<br />

contributions during and after<br />

candidature. There should be open<br />

and mutual recognition of the<br />

candidate's and supervisor's<br />

contribution to all published work<br />

arising from the project. In this<br />

regard, supervisors should note the<br />

requirements for publications<br />

contained in the University's Code<br />

of Conduct for Research.<br />

4.2.8 Be aware that a candidate's progress<br />

may be impeded by personal crises<br />

aswell as such things as equipment<br />

breakdowns and difficulties in<br />

obtaining resources. Supervisors<br />

should be aware of the student<br />

support networks of the University.<br />

The supervisor should inform the<br />

<strong>Higher</strong> Degrees Committee if there<br />

is a need to suspend candidature or<br />

negotiate an extension.<br />

4.2.9 Endeavour to advise the candidate of<br />

sources of funding as appropriate.<br />

4.2.10 Support initiatives by candidates to<br />

participate in the academic life of the<br />

School, to meet other researchers<br />

and to attend meetings or<br />

conferences germane to the topic. A<br />

supportive environment and sense of<br />

collegiality are important influences<br />

in timely completion of research<br />

projects.<br />

4.3 Change of Supervisor<br />

In certain circumstances a change of supervisor may be<br />

appropriate. Supervisors are expected to:<br />

4.3.1 Recommend a replacement coordinating<br />

supervisor if, for any reason, including<br />

absence, this supervisor is unable to<br />

effectively supervise the candidate for a<br />

period exceeding three months. (See Statute,<br />

Section 7, paragraph 4.)<br />

4.3.2 Consider asking an appropriate colleague to<br />

be joint supervisor in the situation where it<br />

is recognised that more expert or varied<br />

knowledge is required than was first<br />

anticipated.<br />

4.3.3 Advise the student that there is provision for<br />

a change of supervisor if there are major<br />

disagreements between a supervisor and the<br />

candidate about conducting the project or<br />

preparing the thesis. Students should be<br />

assured that there will be no repercussions<br />

and be aware that candidates may initiate<br />

requests for a change of supervisor. The<br />

Head of School and the <strong>Higher</strong> Degrees<br />

Committee should be advised and approval<br />

sought for a new supervisor.<br />

4.3.4 Advise the candidate if a supervisor wishes<br />

to withdraw from the supervisory role. The<br />

possibility of a change of supervisor should<br />

be discussed with the student and the Head<br />

of School with the aim of producing a<br />

solution which does not disadvantage the<br />

student.<br />

4.4 If problems arise<br />

It is recognised that from time to time, problems may<br />

arise. Long completion times and high attrition rates<br />

have frequently been identified as hazards associated<br />

with PhD study. Some difficulties may be<br />

experienced in the progress of the project or in the<br />

supervisory relationship, or candidates may have<br />

personal or financial problems.<br />

It is expected that supervisors and candidates would<br />

attempt to work together to develop strategies to<br />

alleviate any problems. Such strategies might include<br />

referring a candidate to others working in the field for<br />

additional advice, adding or changing supervisors (see<br />

above), or referral to <strong>Swinburne</strong> student support<br />

services, depending on the nature of the difficulties.<br />

In the event of concerns over the work, supervisors

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