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Educing Information: Interrogation - National Intelligence University

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This report, then, represents an effort to offer ideas from negotiation theory<br />

and practice to those who have responsibilities for developing and carrying out<br />

EI activities. The author has selected robust concepts that show promise for<br />

successful adaptation and use by an information educer. That being said, this<br />

report is clearly exploratory. Although the author has consulted with experts in the<br />

field of information eduction and was trained by the New York Police Department<br />

in hostage negotiation, his areas of expertise are negotiation, conflict resolution,<br />

and psychology, not EI. Thus, he leaves it to the judgment and creative thinking of<br />

national security officials to consider how the following ideas might be usefully<br />

applied or adapted to EI.<br />

Why Negotiations Fail<br />

There are at least four major reasons why parties fail to reach a satisfactory<br />

outcome even when such an outcome is possible. First, they commonly assume<br />

that negotiation involves a “fixed pie,” in which any gain by one party is a loss<br />

for the other. This assumption can quickly turn an interaction into an adversarial<br />

contest and can constrain the parties’ ability to explore creative ways of satisfying<br />

their interests. Second, many negotiators fail to use the most efficient means to<br />

divide the “pie” and obtain their portion. Typically, each party tries to persuade<br />

the other via a battle of wills, which often leads to stalemate. Third, negotiators<br />

often communicate a proposal — even a promising one — in a way that fails<br />

to maximize the likelihood that the other party will agree. Finally, negative<br />

emotions — anger, shame, embarrassment, anxiety, or others — can impede the<br />

negotiation.<br />

This report summarizes strategies that address each of these common causes<br />

of negotiation failure:<br />

1. Assumption of “fixed pie” Use methods that expand the pie.<br />

2. Inefficient means Choose an efficient process to divide the pie.<br />

3. Poor framing Craft a “yesable proposition.”<br />

4. Emotions getting in the way Improve the relationship with the other side<br />

— without giving in.<br />

Expanding the Pie<br />

Until the early 1980s, most popular negotiation texts considered negotiation<br />

a win-lose game, in which every gain made by one side comes at the expense<br />

of the other. Negotiation was generally seen as “positional bargaining,” where<br />

representatives of each side would state their position, concede only stubbornly, or<br />

demonstrate a greater willingness than the other side to walk from the negotiation<br />

table. Negotiation scholars such as Roger Fisher and Robert McKersie recognized,<br />

however, that the pie need not be fixed. In most situations, the potential exists to<br />

create opportunities for mutual gain (Fisher, Ury, and Patton, 1991; Walton and<br />

McKersie, 1991).<br />

Seeking mutual gains is not simply an act of compassion toward the other<br />

party: it is a wise move of self-interest. One of the most important revelations of<br />

game theory is that parties who seek to gain solely at the expense of the other side<br />

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