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university of illinois - UIHistories Project

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1957] UNIVERSITY OF ILLINOIS 507<br />

problems from the standpoint <strong>of</strong> meteorological conditions, which was continued<br />

after the war, with the support <strong>of</strong> several industrial concerns. In 1948, the Atomic<br />

Energy Commission requested him to become a member <strong>of</strong> a committee to make<br />

recommendations on stack effluents from atomic energy plants, and he has continued<br />

this membership to date. At the same time, the Atomic Energy Commission<br />

requested him to direct work in the studies <strong>of</strong> the fundamental properties <strong>of</strong><br />

aerosols, with a contract to the University from that agency, which, with renewals,<br />

has been in force since that date. These contracts, by federal law, must carry the<br />

following provision:<br />

Whenever any invention or discovery is made or conceived by the University<br />

or its employees in the course <strong>of</strong>, in connection with, or under the terms <strong>of</strong><br />

this contract, the University shall furnish the Commission with complete information<br />

there<strong>of</strong>; and the Commission shall have the sole power to determine<br />

whether or not and where a patent application shall be filed, and to determine<br />

the disposition <strong>of</strong> the title to and rights under any application or patent that<br />

may result.<br />

Authority to enter into contracts carrying this provision was granted by the Board<br />

<strong>of</strong> Trustees on July 21, 1948, minutes page 7.<br />

It is the opinion <strong>of</strong> the Patent Committee and the Legal Counsel that the<br />

University is legally bound to release any patent issued on this invention to the<br />

Atomic Energy Commission if so instructed by that agency. Because <strong>of</strong> the lifetime<br />

<strong>of</strong> effort put into this field <strong>of</strong> study by Dr. Johnstone, which resulted in this<br />

invention, and because <strong>of</strong> the significant support by the University, the Patent<br />

Committee has negotiated with the Atomic Energy Commission in an attempt to<br />

secure some recognition <strong>of</strong> these contributions. As a result, the Atomic Energy<br />

Commission has <strong>of</strong>fered to the Committee one <strong>of</strong> these alternatives, although it has<br />

insisted that title to any patent vest with that agency:<br />

(1) If the University agrees to underwrite the costs <strong>of</strong> obtaining a patent,<br />

which would perhaps entail substantial expenditures for development<br />

work, the Atomic Energy Commission will grant to the University a nonexclusive<br />

license to use any patent which might issue, with a further right<br />

to sublicense.<br />

(2) The Atomic Energy Commission will itself apply for a patent and assume<br />

all necessary costs. In that event, the University will be granted a nonexclusive<br />

license, without the right to sub-license, and would then be in<br />

the same position as any other applicant for such a license. (It is the<br />

policy <strong>of</strong> the Atomic Energy Commission to grant a nonexclusive,<br />

royalty-free license to any agency which applies for it.)<br />

The only advantage to the University that could accrue from (1) would be that<br />

other inventions might result from the necessary developmental work, which would<br />

thus belong outright to the University and would give the University a preferred<br />

position in this field. The rights to sub-license might be an advantage, but this<br />

can not be evaluated at this time. The disadvantages to accepting (1) are that the<br />

cost <strong>of</strong> the necessary developmental work and application can not be determined at<br />

present but might amount to a substantial sum; and furthermore some work has<br />

been done in this area at another educational institution, and there is the possibility<br />

<strong>of</strong> an interference developing if an attempt is made to secure a patent. Dr.<br />

Johnstone has been consulted at all times in these negotiations, and it is his opinion<br />

that the University should not pursue alternate (1). Such opinion is important<br />

since he would have to direct this effort.<br />

For these reasons the Patent Committee and the Engineering Experiment Station<br />

recommend that alternate (2) be approved by the Board <strong>of</strong> Trustees and<br />

that the University advise the Atomic Energy Commission that it is prepared to<br />

cooperate fully with that agency in applying for a patent, under the conditions that<br />

the Atomic Energy Commission will pay all costs in connection therewith, and that<br />

the University will receive no preferential treatment in any patent that may issue.<br />

I concur in these recommendations.<br />

Mr. Bissell, as Chairman <strong>of</strong> the Board Committee on Patents, recommended<br />

approval.<br />

On motion <strong>of</strong> Mrs. Watkins, the Executive Committee approved the recommendations<br />

<strong>of</strong> the University Patent Committee.

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