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12<br />

Ex post facto research<br />

Introduction<br />

When translated literally, ex post facto means ‘from<br />

what is done afterwards’. In the context of social<br />

and educational research the phrase means ‘after<br />

the fact’ or ‘retrospectively’ and refers to those<br />

studies which investigate possible cause-and-effect<br />

relationships by observing an existing condition<br />

or state of affairs and searching back in time for<br />

plausible causal factors. In effect, researchers ask<br />

themselves what factors seem to be associated<br />

with certain occurrences, or conditions, or aspects<br />

of behaviour. Ex post facto research, then, is a<br />

method of teasing out possible antecedents of<br />

events that have happened and cannot, therefore,<br />

be controlled, engineered or manipulated by the<br />

investigator (Cooper and Schindler 2001: 136).<br />

Researchers can report only what has happened<br />

or what is happening, by trying to hold factors<br />

constant by careful attention to the sampling.<br />

The following example will illustrate the basic<br />

idea. Imagine a situation in which there has been a<br />

dramatic increase in the number of fatal road accidents<br />

in a particular locality. An expert is called in<br />

to investigate. Naturally, there is no way in which<br />

she can study the actual accidents because they<br />

have happened; nor can she turn to technology<br />

for a video replay of the incidents. What she can<br />

do, however, is attempt a reconstruction by studying<br />

the statistics, examining the accident spots,<br />

and taking note of the statements given by victims<br />

and witnesses. In this way the expert will be<br />

in a position to identify possible determinants of<br />

the accidents. These may include excessive speed,<br />

poor road conditions, careless driving, frustration,<br />

inefficient vehicles, the effects of drugs or alcohol<br />

and so on. On the basis of her examination, the<br />

expert can formulate hypotheses as to the likely<br />

causes and submit them to the appropriate authority<br />

in the form of recommendations. These may<br />

include improving road conditions, or lowering<br />

the speed limit, or increasing police surveillance,<br />

for instance. The point of interest to us is that in<br />

identifying the causes retrospectively, the expert<br />

adopts an ex post facto perspective.<br />

Ex post facto research is a method that can<br />

also be used instead of an experiment, to test<br />

hypotheses about cause and effect in situations<br />

where it is unethical to control or manipulate the<br />

dependent variable. For example, let us say that we<br />

wished to test the hypothesis that family violence<br />

caused poor school performance. Here, ethically<br />

speaking, we should not expose a student to family<br />

violence. However, one could put students into<br />

two groups, matched carefully on a range of<br />

factors, with one group comprising those who have<br />

experienced family violence and the other whose<br />

domestic circumstances are more acceptable. If<br />

the hypothesis is supportable then the researcher<br />

should be able to discover a difference in school<br />

performance between the two groups when the<br />

other variables are matched or held as constant as<br />

possible.<br />

Kerlinger (1970) has defined ex post facto<br />

research as that in which the independent variable<br />

or variables have already occurred and in which<br />

the researcher starts with the observation of a<br />

dependent variable or variables. The researcher<br />

then studies the independent variable or variables<br />

in retrospect for their possible relationship to, and<br />

effects on, the dependent variable or variables.<br />

The researcher is thus examining retrospectively<br />

the effects of a naturally occurring event on a<br />

subsequent outcome with a view to establishing<br />

acausallinkbetweenthem.Someinstancesof<br />

ex post facto designs correspond to experimental

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